0001354457-14-000101.txt : 20140710
0001354457-14-000101.hdr.sgml : 20140710
20140710092433
ACCESSION NUMBER: 0001354457-14-000101
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20140710
DATE AS OF CHANGE: 20140710
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT GLOBAL RESOURCES INC.
CENTRAL INDEX KEY: 0001477032
STANDARD INDUSTRIAL CLASSIFICATION: GEN BUILDING CONTRACTORS - RESIDENTIAL BUILDINGS [1520]
IRS NUMBER: 263024783
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35590
BUSINESS ADDRESS:
STREET 1: 1401 17TH STREET
STREET 2: SUITE 1550
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-990-8444
MAIL ADDRESS:
STREET 1: 1401 17TH STREET
STREET 2: SUITE 1550
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Triangle Castings, Inc.
DATE OF NAME CHANGE: 20091118
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ Stock Market LLC
CENTRAL INDEX KEY: 0001354457
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-978-4144
MAIL ADDRESS:
STREET 1: 9600 BLACKWELL RD
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
25-NSE
1
primary_doc.xml
X0203
0001354457
NASDAQ Stock Market LLC
0001477032
PROSPECT GLOBAL RESOURCES INC.
001-35590
1401 17th Street, Suite 1550
Denver
CO
COLORADO
80202
303 990-8444
Common Stock
17 CFR 240.12d2-2(b)
Amy Horton
Hearings Advisor
2014-07-10
EX-99.25
2
pgrxdelistreason.txt
Delisting Determination,The Nasdaq Stock Market, LLC,
July 10, 2014, Prospect Global Resources Inc. The Nasdaq
Stock Market, Inc. (the Exchange) has determined to remove
from listing the common stock of Prospect Global Resources Inc.
(the Company), effective at the opening of the trading
session on July 21, 2014. Based on review of information
provided by the Company, Nasdaq Staff determined that the
Company no longer qualified for listing on the Exchange
pursuant to Listing Rule 5550(b)(2).
The Company was notified of the Staffs
determination on October 23, 2013. The Company appealed
the determination to a Hearing Panel.
Upon review of the information provided by the Company,
the Panel issued a decision dated January 21, 2014, granting
the Company continued listing pursuant to an exception
that included several milestones that the Company was
required to meet, towards the toal of regaining compliance
with Listing Rules 5550(b)(2).
However, the Company was unable to meet the
exception milestones as required. On April 3, 2014,
the Panel issued a final delisting determination and
notified the Company that trading in the Companys
securities would be suspended on April 7, 2014.
The Company did not request a review of the Panels decision
by the Nasdaq Listing and Hearing Review Council. The
Listing Council did not call the matter for review.
The Panels Determination to delist the Company became
final on May 19, 2014.