0001354327-18-000030.txt : 20180517 0001354327-18-000030.hdr.sgml : 20180517 20180517171914 ACCESSION NUMBER: 0001354327-18-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jackson Jeffrey T CENTRAL INDEX KEY: 0001366229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37971 FILM NUMBER: 18844078 MAIL ADDRESS: STREET 1: PGT, INC. STREET 2: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PGT Innovations, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NORTH VENICE STATE: FL ZIP: 34275 FORMER COMPANY: FORMER CONFORMED NAME: PGT, Inc. DATE OF NAME CHANGE: 20060223 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-15 0 0001354327 PGT Innovations, Inc. PGTI 0001366229 Jackson Jeffrey T PGT INNOVATIONS, INC 1070 TECHNOLOGY DRIVE NORTH VENICE FL 34275 1 1 0 0 CEO and President PGTI Common Stock 2018-05-15 4 M 0 186247 2 A 365586 D PGTI Common Stock 2018-05-15 4 F 0 9511 18.6 D 356075 D PGTI Common Stock 2018-05-16 4 F 0 63482 18.68 D 292593 D PGTI Common Stock 2018-05-17 4 F 0 12540 18.74 D 280053 D Stock Option (Right to Buy) 2 2018-05-15 4 M 0 20734 0 D 2020-04-06 Common Stock 20734 165513 D Stock Option (Right to Buy) 2 2018-05-16 4 M 0 138479 0 D 2020-04-06 Common Stock 138479 27034 D Stock Option (Right to Buy) 2 2018-05-17 4 M 0 27034 0 D 2020-04-06 Common Stock 27034 0 D This transaction was executed pursuant to a letter of instruction from the reporting person whereby reporting person elected to exercise options granted on April 6, 2010. Shares forfeited by the reporting person to cover both the aggregate exercise price of the options being exercised and taxes arising from that exercise This transaction was executed in multiple trades ranging from $18.60 to $18.65 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades ranging from $18.60 to $18.80 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer. This transaction was executed in multiple trades ranging from $18.65 to $18.83 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer. An aggregate of 732,626 options exercisable in five approximately equal installments beginning on April 6, 2011 /s/ Jeffrey T. Jackson 2018-05-17