0001354327-12-000021.txt : 20120628 0001354327-12-000021.hdr.sgml : 20120628 20120628171324 ACCESSION NUMBER: 0001354327-12-000021 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120628 ITEM INFORMATION: Other Events FILED AS OF DATE: 20120628 DATE AS OF CHANGE: 20120628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PGT, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52059 FILM NUMBER: 12933309 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 8-K 1 form8k_062812.htm FORM 8K FILED ON JUNE 28, 2012 form8k_062812.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K

CURRENT REPORT
Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (date of earliest event reported): June 28, 2012
 
 
PGT, Inc.
(Exact Name of Registrant as Specified in its Charter)
 
Delaware
(State or Other Jurisdiction of Incorporation)
 
000-52059                                                      20-0634715
 (Commission File Number)             (IRS Employer Identification No.)
 
 
1070 Technology Drive, North Venice, Florida 34275
(Address of Principal Executive Offices, Including Zip Code)
 
 
(941) 480-1600
(Registrant's Telephone Number, Including Area Code)
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

ITEM 8.01. Other Events

On June 28, 2012, PGT, Inc. (the “Company”) issued a press release announcing that it was added to the Russell 2000 Index when Russell Investments reconstituted its comprehensive set of U.S. and global equity indexes on June 22, 2012 (the “Press Release”).  Included as an exhibit to this current report on Form 8-K is a copy of the Press Release.

The information in this current report on Form 8-K, including the information set forth on Exhibit 99, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.



ITEM 9.01.
 FINANCIAL STATEMENTS AND EXHIBITS
 
(d)
Exhibits
 
See Exhibit Index.



Forward-Looking Statement

Statements in this report and any attachments and exhibits hereto which are not purely historical facts or which necessarily depend upon future events, including statements about forecasted financial performance or other statements about anticipations, beliefs, expectations, hopes, intentions or strategies for the future, may be forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended.  Readers are cautioned not to place undue reliance on forward-looking statements.  All forward-looking statements are based upon information available to PGT, Inc., on the date this release was submitted.  PGT, Inc. undertakes no obligation to publicly update or revise any forward-looking statements involving risks and uncertainties that could cause actual events or results to differ materially from the events or results described in the forward-looking statements, including risks or uncertainties related to the Company’s revenues and operating results being highly dependent on, among other things, the homebuilding industry, aluminum prices, and the economy.  PGT, Inc. may not succeed in addressing these and other risks.  Further information regarding factors that could affect our financial and other results can be found in PGT, Inc.’s most recent Form 10-K annual report filed with the Securities and Exchange Commission.  Consequently, all forward-looking statements in this report and the attachment and exhibits hereto are qualified by the factors, risks and uncertainties contained therein.

 
 

 


 

SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PGT, INC.


By: /s/   Mario Ferrucci III           
       Name:  Mario Ferrucci III
       Title:  Vice President, General Counsel, and
         Secretary



    Dated:  June 28, 2012





 
 

 

EXHIBIT INDEX
 
     
Exhibit No.
  
Description
99
  
Press release of PGT, Inc., dated June 28, 2012.
 

EX-99 2 ex99.htm PRESS RELEASE DATED JUNE 28, 2012 ex99.htm
LOGO
EXHIBIT 99

 
NEWS RELEASE

PGT Added to Russell 2000 Index

VENICE, FL, June 28, 2012 - PGT, Inc. (NASDAQ:  PGTI), the leading U.S. manufacturer and supplier of residential impact-resistant windows and doors, today announced it has been added to the Russell 2000® Index when Russell  investments reconstituted its comprehensive set of U.S. and global equity indexes on June 22, 2012.

“We are pleased to be added to the Russell 2000, which reflects our continued positive momentum and efforts to increase shareholder value,” said Rod Hershberger, President and CEO. “We expect our inclusion will raise our profile and generate greater interest in our stock at an institutional investor level.”

Russell indexes are widely used by investment managers and institutional investors for both index funds and as benchmarks for passive and active investment strategies. In the institutional marketplace, an industry-leading $3.9 trillion in assets currently are benchmarked to them.

The annual reconstitution of the Russell 3000 captures the 3,000 largest U.S. stocks as of the end of May, ranking them by total market capitalization. The largest 1,000 companies in this ranking comprise the Russell 1000 and the next 2,000 companies become the Russell 2000.

The Russell 3000 also serves as the U.S. component to the Russell Global Index, which Russell launched in 2007.

About Russell:

Russell Investments (Russell) is a global asset manager and one of only a few firms that offers actively managed, multi—asset portfolios and services that include advice, investments and implementation. Working with institutional investors, financial advisors and individuals, Russell’s core capabilities extend across capital markets insights, manager research, Indexes, portfolio implementation and portfolio construction.




About PGT

 
PGT(R) pioneered the U.S. impact-resistant window and door industry and today is the nation's leading manufacturer and supplier of residential impact-resistant windows and doors. Founded in 1980, the company employs approximately 1,000 at its manufacturing, glass laminating and tempering plants in Florida. Utilizing the latest designs and technology, PGT products are ideal for new construction and replacement projects serving the residential, commercial, high-rise and institutional markets. PGT's product line includes a variety of aluminum and vinyl windows and doors. Product brands include WinGuard (R); SpectraGuard (TM); PremierVue (TM); PGT Architectural Systems; and Eze-Breeze(R). PGT Industries is a wholly owned subsidiary of PGT, Inc. (Nasdaq:PGTI).
 

Forward-Looking Statements

Statements in this news release and the schedules hereto, which are not purely historical facts or which necessarily depend upon future events, including statements about forecasted financial performance or other statements about anticipations, beliefs, expectations, hopes, intentions or strategies for the future, may be forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended.  Readers are cautioned not to place undue reliance on forward-looking statements.  All forward-looking statements are based upon information available to PGT, Inc. on the date this release was submitted.  PGT, Inc. undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.  Any forward-looking statements involve risks and uncertainties that could cause actual events or results to differ materially from the events or results described in the forward-looking statements, including risks or uncertainties related to the Company’s revenues and operating results being highly dependent on, among other things, the homebuilding industry, aluminum prices, and the economy.  PGT, Inc. may not succeed in addressing these and other risks.  Further information regarding factors that could affect our financial and other results can be found in the risk factors section of PGT, Inc.'s most recent Form 10K annual filed with the Securities and Exchange Commission. Consequently, all forward-looking statements in this release are qualified by the factors, risks and uncertainties contained therein.
# # #
CONTACT: PGT, Inc.
Jeffrey T. Jackson
Executive Vice President and CFO
941-480-2714
jjackson@pgtindustries.com







GRAPHIC 3 logo.jpg LOGO begin 644 logo.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_X0!F17AI9@``24DJ``@````$`!H!!0`! M````/@```!L!!0`!````1@```"@!`P`!`````@```#$!`@`0````3@`````` M``!@`````0```&`````!````4&%I;G0N3D54('8U+C`P`/_;`$,``@$!`0$! M`@$!`0("`@("!`,"`@("!00$`P0&!08&!@4&!@8'"0@&!PD'!@8("P@)"@H* M"@H&"`L,"PH,"0H*"O_;`$,!`@("`@("!0,#!0H'!@<*"@H*"@H*"@H*"@H* M"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"O_``!$(`$X` MF`,!(@`"$0$#$0'_Q``?```!!0$!`0$!`0```````````0(#!`4&!P@)"@O_ MQ`"U$``"`0,#`@0#!04$!````7T!`@,`!!$%$B$Q008346$'(G$4,H&1H0@C M0K'!%5+1\"0S8G*""0H6%Q@9&B4F)R@I*C0U-CH.$A8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJ MLK.TM;:WN+FZPL/$Q<;'R,G*TM/4U=;7V-G:X>+CY.7FY^CIZO'R\_3U]O?X M^?K_Q``?`0`#`0$!`0$!`0$!`````````0(#!`4&!P@)"@O_Q`"U$0`"`0($ M!`,$!P4$!``!`G<``0(#$00%(3$&$D%1!V%Q$R(R@0@40I&AL<$)(S-2\!5B M7J"@X2%AH>(B8J2DY25EI>8F9JBHZ2EIJ>HJ:JRL[2UMK>X MN;K"P\3%QL?(RKR\_3U]O?X^?K_V@`,`P$` M`A$#$0`_`/U*_8F_8F_8]\3?L>_"_P`1>(OV7O`5]?WW@+2I[V]N_"EK)+/* MUK&6=V9,LQ)))/))KU#_`(8*_8D_Z-*^'7_A'V?_`,;H_8*_Y,D^$G_9.M'_ M`/2.*O6J]+&8S%K%U$JDOB?5]SSL)A,(\)3;IQ^%=%V/F#XO?`#]D#X=^.M! M^&O@S_@G=X-\7:SKVG7M_%:Z?H.D6HAM[5[=)'9[G8I^:YC``)/)]*RF_9_^ M%D(\V;_@C=H3J.66W'A=G(]@UPH)_$5ZQXU_Y/=^'W_9._$W_I7H]>N5I+'5 MJ-*&K;:NVY3[M=))="(X*C5J3T22=M(Q[)]8ON?,?PV^$/\`P3G^(?B,^`9O MV2?#/A/Q6D1ED\,>(O`T&GWI0=7B95,=RH[O!)(H[D5Z`W[#G[.=I\_A/PQJ MGAN3M)X9\37UAC_@,4P7]*ZCXZ_!C0OC5X)DT2[E:QU>S;[5X;U^U`%UI-\@ MS%<0OU!!X9.=?M([?5)[=X-8@A^Y'>02-#. M%]O,C?'MBLZF)KRI>UIU))7LTY-V;VMY.S]+=32GAZ$:GLYPB]+II)7MO\U= M>IR=Q\*/VE/A2IO_`(-_&Z3Q=9H,OX7^),:2LX'\-OJ%NDA=5QP1_\`#8W@W5!N\$?"/XG^($/^KN+'X=:A;PR>ZRWD<*,/<''O M2C]I#XHW/.F_L<_$!U/0W-QID)_(W?%8_4\0MU;U:7YM&OUJAT=_1-_DF^URY2XU41?$*.*"XE6)(0YMH]16'=Y<:*2$R0HSFJUM\+_`-G32I!=>)/^ M"56JS8^_/<^&M*U9Q[X:YD=OP!KU)<[MRU&M%HN3HDG]O]#S5RJ_-33U;N^; MJ[_R?J=]>?`7X!:>2+_]I7QG`1U$WQ:F( M"!,=/^*M[-Y9/3=LF./QKC[3Q1_P3N\,D)XS_9>TWP,H_P"6_BOX+/IULOUN M6M/(&/7S*U?V:-7^!-[^U5X^/P%U+PG+HT_@[0'3_A$9K4VSR^=J&XC[.=I; M&W/?&,]JB?UF-*4N::LKZK1ZI;_,N#P\JL8V@[NVCN]F_P!#K?\`ACKP1_T5 M;XG?^''U'_X[45Y^R/\`#S3K26_U#XP?$F""&,O---\2M05(U`R68F7``''KGX;WEO87UN\%Y9:;XJU.TAFB<%6C9(;E592"05(P0>117NY3 MG>68*E*.)4JC;T;C'3[Y'AYMDN98VI&6'E&FDM4I2U^Z);_8*_Y,D^$G_9.M M'_\`2.*O6J\E_8*_Y,D^$G_9.M'_`/2.*O6J^8QO^^5/\3_-GTF#_P!TI_X5 M^1Y'XU_Y/=^'W_9._$W_`*5Z/7KE>)_'74_$_@3]I7P-\4['X7>)O$FE6?A+ M7=-O/^$9TY;F2">>?3I(@ZLZX5EMY><]5]ZNW?[27Q:OK:2?PI^QMXYV1H6> M]\2:IH^F6T8`R64*!R2(C6TZ%2M2I.-OAZM+[4N[1G"M"E5J*5]^S?V8 M]D>G^+?%.@^!_"VH^,_%&IPV6FZ58RW=_=W#A4AAC0N[L3T``)KY:_8_^//Q M$^('P'TO1_V;/AR-5GU.\OM4O?%OB)WM=$T_[7=S7/EHR@RWDJB4`I$OEA@0 MTJXI_P`,O"?QI_X*`S7'C']INTTG3/A);WP/ACP7H$TKIXG,;?\`'W?32JK3 M6N]3Y<2I&L@`=MR[<_4X.@^%=&6/-IIVGV4`5!E888(U&`!T55`X]!6DU2P5 M-T9)3FVF]=%:^FF[UUULMM=49P=7&5%5B^6"32[N]M==EIIU?EH>4Q_LK:MX M_(O?VE/C-K_C`GD:#IMPVCZ/%_L_9[1EDN!_U\2RCV%<3^T-X8_9X^#&M_#[ MP#X<\.>%_"5JOB=?$6O7L5K#:I:Z9IZF1YI9,`X:X>VB&3\S28'2MOXX_P#! M0/X5?#OPEJNH_"BQN?B#JNGQX-OX>4M90RLP2-)KS'DJS.558D+S.2`D;$US M/[+O[&OB[Q-XT?\`;!_;;>#6OB7K:12V7AI#OTGPC;H28+:VB.0\R!B6F8D[ MV;;CJ>BE[:E!UL3)QBMHK2[MTCHDENVUVWN85?8U*BHX>*E+K+>ROUENV]DD M_NL=_#^T3\5OBH`O[-_P*N;NQ?[GBSQUIE^'G M[9&O?O->_:.\-:&&Y,'AOP.)BOL)+N=\X]=@SZ5Z[17G?6(Q_AP2]5S/\;K[ MDCO^KN7\2;?H[+\-?O;/)?\`A2'[2*_.G[:VNEO23P5HQ3\A;@_K3&\&_MJ> M'#YNB?&SP5XE5.1;^(/"NT4OK53JH_^`Q_1#^K4ULY M?^!2_5GCW7N3-`B@? MQ&N$T;X$_LW?'/\`:S\:^(9O".CZE:3>!O#]UIFM:%*^GF4,I5AD$8(-?(T_[/?CWPU^U[\3$_9*\5Z)X-?4_!.E-JVD7 M^E-+IT\UP^HJ;N-(61X;A&56!4[&R^Y"6W#MPE2E*-1P?LY*A4BZ?.O:1OLTK[/T3_#YGI?[&)\:ZA%XOUV3XE:YKG@C_`(2![#P'!XBN M$NKF."V+13S?:M@EFCDG#A/-:1@D8.X[N-O]N7_DS/XJ?]D_U;_TDDKM?A5\ M/]*^%'PST#X9Z&!]DT#1[>P@;&-PBC5-Q]SC)]S7%?MR_P#)F?Q4_P"R?ZM_ MZ225C"I&KF491VYE;[U^+Z]V;2IRI9?*+WY7^3_#MY'IVF_\@ZW_`.N*?R%3 M5#IO_(.M_P#KBG\A4U<#W.U;!1112&>2_L%?\F2?"3_LG6C_`/I'%7K5>2_L M%?\`)DGPD_[)UH__`*1Q5ZU73C?]\J?XG^;.;!_[I3_PK\CQ_P"-^O?%W5_C MUX/^#GPU^)P\*V^K>&M8U34+Y-$@O9)&M9K&..,";A1_I3DD<\"O,?VB_A+^ MT)XKU?PS^SE<_M>Z]%OA9IT&KWEA:VZI;RZQ<[ULTV*`O[B M&.27&.&FB(Q@&O;Z\C_9=5=0\4?%7Q5)\TU[\2KJ!G/79;6UO`B_0!/U->N4 M\6VIJ'2*7WVN_P`6Q85)P<^[?^2_!(****Y3I"BJ.K^)O#?A]D37O$%E9&0$ MQB[NDCW8ZXW$9JJ/B%X!(R/'&CD?]A.+_P"*JE";5TB7**>K-BO)?`__`">C M\0?^Q'\._P#H_4J]%_X3OP.1D>,M*_\`!C%_\57D_@KQKX-C_;+^(%S)XMTQ M8V\$>'@LAOXPI(GU'(!SVR/SKIP\)^SJZ?9_]NB<]>4>>GK]K_VUGMM>5_MR M_P#)F?Q4_P"R?ZM_Z225Z'I_C#PEJ]V-/TKQ3IUU.RDK!;WT;N0.IP"37GG[ M,OA)^S1X!^%WB_P#99^*2:KX>\(:?IVHI!X=A=!/#;I&X5O/^ M8;E.#WKOO^&J[_\`Z-=^+'_A,1?_`!^O1Q>%K3Q5245HY/JN_J<&%Q%*.&A% MO5)='V]!OC7_`)/>^'W_`&3OQ-_Z5Z/3=?F_X0_]MS0M5NCMM_&7@&XTJ-VZ M&ZL;G[3&@]S%<7!QZ1FL7PUXI\6_%G]K;PMXVC^"GC+P_I&A^!]#+^.Q\5>'M0BU?PGJ,@ M^6&]BSA'QSY4J%X9!W25O:J;C3E3A-VO%I^5W*U_31B2=2,YP5[237G91O;U MU1WU%<7\#OC1HOQH\)'58;*33-9T^8VGB7P[=G%SI-ZOWX)5ZX_B1_NNA5U) M#`UVE>?.$Z232_ M,,D5Z$7)=K61I&(`SY4TN.0!7K>AZ[HWB?1K7Q#X=U6WOK"]@6:TO+2421S1 ML,JRL."".XK?$KGY:JV:7WI6?^?HS##M0O2>Z;^YNZ_R]46J***Y3I/G3]I? MP]X(7]IWPSXT^+/P!U+QOX"_P!F'P(VF:Q;^=:&]^']G!*`&*D/&\(9 M&!4@@C/%<;X+_95_9@E_;`\=Z/+^SCX#:TMO!F@2V]JWA"R,<3O-J`=E7RL* M6"KDCD[1GI7>_L+?\FI>$/\`KVN?_2J:N3UGXZ_![X)?MG^-)/BY\1M*\.KJ M7@?0?L#:M="$7&R?4-^PMPV-RYQTR*Z5/$JM7I4Y2=KI:MO22_0YW'#.C1J5 M(Q5[-Z)+6+)?&GP3^#7PP_:=^$.I_#7X2>&?#US<:AK$<]QH>@V]H\B?V>YV MLT2*2,@'!]*ZW]N7_DS/XJ?]D_U;_P!))*\I^,/[:O[)FH_'_P"$^K6/[0GA M:6VL-2U9KV=-50K"&L'52Q[98X'O5K]L#]LS]E3QE^RI\1_"7A3X^>&=1U/4 M_!.I6VGV%GJ:22W$SVSJD:*.69F(``ZDU<YZZV"BBBD,****` M"BBB@#S/XL_`"\\0^*$^+OP>\4CPIXZMX!"VJ"#S;75;<"?8JAU#3K#5K&73-5L8;FVN(S'/;W$0=)%(P593P0?0UTQKQE%0JKF2V M>S7S[>33\K'/*C)2_^'7B.61--:5CEWLYT5WL68Y)0*\)) M)V*26JQ+^Q?\,-"N'OO@SXD\2_#F=F+[/!.JB"T#'G/V.9);7KV\JFR>'OVU M/`\+'2OBKX%\86<*Y7_A)/#EQIMZP']^>TE>%C[K;I]*WHQC>U&:=_LR3U^Z MZ^=T^QC5E*UZL&K=8M:?D_E9H(OVR?"'AG_1/CE\.O%O@"Z3B>36]&:XL0?[ MRWEH982F>A9E/JHZ5TWA/]J#]FWQU&)/!WQ^\&ZEDX*6?B6U=U/H5#Y!]B,U MXUX]_;[\?_!E"_Q2^"^CRH.LF@>*I93_`-\S6B?^A5XAX^_X+,?L*:U>&'XK M?LH:QJ\^2KM(KXJTW_@K1_P2YL=05_#W[#5Q!+4]7CM(T]!B&&7`^@H64U5_R M[D_^WHK_`##^U*4O^7D5_P!NR?\`D>^?L<^&/$G@[]FCPGX>\7:%<:9J,-E( M]S87:@2P%YY)`K@$X;:PR,\'BO3"`>HKP_P_\4OVO/B'&&\*>"OAOI*L,^=J M.NZA>%1_N);0Y_[Z%:?_``JW]KCQ2<>,OVI=*T.%N&@\!>!8H95'_7;49KP$ M^_ECZ5RXC#5/;2G6:BVV^KW]$SJP^(I^RC"DG)))=%MZM'/?MEZ[X@\+>._A M_P")/"5MYNJ6$/B*?3X_*W[IDTF5E^7^+D#CO7`?`[QY\7+#XRZ>\OC?4]3T M[7=:EATQ;_49[I-=L!X>#/V6_#7AKQS MIWQ*\2_$KQIXMUO25F&FW7B?71)';F5-DA2"&.*%25XR$SZ5VV@_#[P%X5U: M\U_PQX)TC3;[46W:A>V&FQ0RW1SG,CHH+G//)-:?6\/2P_LDN;2U[>;?W:_U =HR%A:]2LZC?+K>WR2_3^MC7HHHKRCT@HHHH`_]D_ ` end