-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WnS7cwL2RPzHj0U/lLJw7/mwjzZFU/BxYDg19N31uSS2KSDvK4Dkrbab4TzrCI+m DtueXwboJVR+9L1EQrViBQ== 0001354327-09-000054.txt : 20090818 0001354327-09-000054.hdr.sgml : 20090818 20090818165145 ACCESSION NUMBER: 0001354327-09-000054 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20090818 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090818 DATE AS OF CHANGE: 20090818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PGT, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52059 FILM NUMBER: 091022066 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 8-K 1 form8k_081809.htm CURRENT REPORT ON FORM 8-K FILED 08-18-09 form8k_081809.htm
 
 
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 
FORM 8-K

CURRENT REPORT
Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (date of earliest event reported): August 18, 2009
 
 
PGT, Inc.
(Exact Name of Registrant as Specified in its Charter)
 
Delaware
(State or Other Jurisdiction of Incorporation)
 
000-52059                                                      20-0634715
 (Commission File Number)             (IRS Employer Identification No.)
 
 
1070 Technology Drive, North Venice, Florida 34275
(Address of Principal Executive Offices, Including Zip Code)
 
 
(941) 480-1600
(Registrant's Telephone Number, Including Area Code)
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


 
 
 

 

 
ITEM 8.01. Other Events

On August 18, 2009, PGT, Inc. (the “Company”) issued a press release announcing the acquisition of the operating assets of Hurricane Window and Door Factory of Fort Myers, FL. Hurricane Window and Door Factory designs and manufactures vinyl impact-resistant windows and doors for the single- and multi-family residential markets. A copy of the Company’s press release announcing this acquisition is attached hereto as Exhibit 99.1 to this report and is hereby incorporated by reference.

The information in this current report on Form 8-K, including the information set forth on Exhibit 99, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
 
 
ITEM 9.01.  Financial Statements and Exhibits

 (d)           Exhibits.

See Exhibit Index.


 
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Forward-Looking Statement

Statements in this report and the exhibit hereto which are not purely historical facts or which necessarily depend upon future events, including statements about forecasted financial performance or other statements about anticipations, beliefs, expectations, hopes, intentions or strategies for the future, may be forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended.  Readers are cautioned not to place undue reliance on forward-looking statements.  All forward-looking statements are based upon information available to PGT, Inc., on the date this release was submitted.  PGT, Inc. undertakes no obligation to publicly update or revise any forward-looking statements involving risks and uncertainties that could cause actual events or results to differ materially from the events or results described in the forward-looking statements, including risks or uncertainties related to the Company’s revenues and operating results being highly dependent on, among other things, the homebuilding industry, aluminum prices, and the economy.  PGT, Inc. may not succeed in addressing these and other risks.  Further information regarding factors that could affect our financial and other results can be found in PGT, Inc.’s most recent annual report on Form 10-K filed with the Securities and Exchange Commission.  Consequently, all forward-looking statements in this report and the exhibit hereto are qualified by the factors, risks and uncertainties contained therein.


 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

PGT, INC.


By: /s/ Mario Ferrucci III
       Name:  Mario Ferrucci III
       Title:  Vice President and General Counsel



Dated:  August 18, 2009

 
- 4 -

 

EXHIBIT INDEX


      Exhibit Number                                                       Description


 
99
Press release of PGT, Inc., dated August 18, 2009.

 
- 5 -

 

EX-99 2 ex_998k081809.htm PRESS RELEASE DATED 08-18-09 ex_998k081809.htm
 
 
 
 
Exhibit 99
 
 
Contact:
Kari Norder
PGT
941-480-1600 x22334 phone
knorder@pgtindustries.com

PGT ANNOUNCES THE ACQUISITION OF
HURRICANE WINDOW & DOOR FACTORY OPERATING ASSETS
Products to significantly expand PGT capabilities in the growing market for energy efficient, impact rated vinyl windows and doors

N. VENICE, FLA. – August 18, 2009 –PGT, Inc. (NASDAQ: PGTI), one of the nation’s leading manufacturers of residential impact-resistant windows and doors, today announced the acquisition of the operating assets of Hurricane Window and Door Factory of Fort Myers, FL. Hurricane Window and Door Factory designed and manufactures The Protector Series, one of the highest air, water and structurally rated vinyl impact product lines for the single and multi-family residential markets.

This acquisition broadens PGT’s capabilities in both the vinyl and impact resistant markets, while offering the increasingly critical energy efficiency benefits of vinyl. The products included in The Protector Series provide long term energy and structural benefits, while qualifying homeowners for the government’s energy tax credits in the American Recovery and Reinvestment Act of 2009. The Series was developed specifically for the hurricane protection market and has some of the highest structural ratings in the industry.

“PGT’s core residential business focuses on the impact coastal markets. Stringent structural requirements dominate the coastal areas but energy efficiency is becoming just as important in these markets,” said Rod Hershberger, President and CEO, PGT.  “With this acquisition, we now offer the complete package to our customers – quality window and door products that protect homes against severe weather events and intruders, reduce energy costs, enhance beauty, and eliminate outdoor noise. We continue to advance our product lines to exceed customer expectations and industry standards.”


The Protector Series will be folded into the PGT WinGuard® product portfolio and currently includes six window styles: Double Hung, two and three panel Horizontal Roller, Casement, Awning and Picture Window.

The durability and efficiency of the multi-chambered vinyl utilized in The Protector Series make it the most ideal and durable product line for harsh southern climates that are susceptible to bad weather conditions, in addition to dangerous solar and ultra violet rays that can damage fabrics and furnishings. Although designed for hurricane protection, energy efficiency and UV protection, The Protector Series also offers features and materials such as heavy duty laminated safety glass and locking, tilting and pivoting mechanisms that make families, homes and valuables safer from intruders.

“Leveraging Hurricane’s technology, PGT is providing our dealers with the products they demand to meet the needs of today’s homeowner who wants lower energy costs and impact protection in a sleek, aesthetically pleasing window that fits any décor,” added Hershberger. “We are excited about the opportunities we see in the Florida, Gulf Coast and Eastern coastal single family and multi-family residential markets.”

“The synergies between PGT and Hurricane are tremendous and represent an excellent opportunity for growth,” said Ron Stanek, Co-owner of Hurricane Window and Door Factory. “In dealing with PGT over the past several months, we realized this is the organization we want to be a part of because the company is devoted to its customers, employees, product quality and innovation.”


ABOUT PGT:
PGT® pioneered the U.S. impact-resistant window and door industry and today is the nation’s leading manufacturer and supplier of residential impact-resistant windows and doors. Founded in 1980, the company employs approximately 1,250 at its manufacturing, glass laminating and tempering plants in Florida and North Carolina. Utilizing the latest designs and technology, PGT products are ideal for new construction and replacement projects serving the residential, commercial, high-rise and institutional markets. PGT’s product line includes PGT® Aluminum and Vinyl Windows and Doors; WinGuard® Impact-Resistant Windows and Doors; PGT® Architectural Systems; and Eze-Breeze® Sliding Panels. PGT Industries is a wholly owned subsidiary of PGT, Inc. (NASDAQ: PGTI). For additional information, or to find a distributor near you, visit pgtindustries.com or call 800-284-6019.

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