-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UiKR9VbAB7kuG7PfZYvEHvMkwFW2c6EJ9QgoiUcvlo0z9hz02QTQwGx1dJdpPtry wLzYPoOSSk/MW2doobfvaQ== 0001341004-06-002076.txt : 20060802 0001341004-06-002076.hdr.sgml : 20060802 20060802115103 ACCESSION NUMBER: 0001341004-06-002076 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060801 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060802 DATE AS OF CHANGE: 20060802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PGT, Inc. CENTRAL INDEX KEY: 0001354327 STANDARD INDUSTRIAL CLASSIFICATION: METAL DOORS, SASH, FRAMES, MOLDING & TRIM [3442] IRS NUMBER: 200634715 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52059 FILM NUMBER: 06996838 BUSINESS ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 BUSINESS PHONE: 941-480-1600 MAIL ADDRESS: STREET 1: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 8-K 1 wil464292.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 1, 2006 PGT, Inc. --------- (Exact Name of Registrant as Specified in its Charter) Delaware -------- (State or Other Jurisdiction of Incorporation) 000-52059 20-0634715 --------- ---------- (Commission File Number) (IRS Employer Identification No.) 1070 Technology Drive, North Venice, Florida 34275 -------------------------------------------------- (Address of Principal Executive Offices, Including Zip Code) (941) 480-1600 -------------- (Registrant's Telephone Number, Including Area Code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 8.01. Other Events On August 1, 2006, PGT, Inc. (the "Company") issued a press release announcing that the underwriters of its previously completed initial public offering of 8,823,529 shares of its common stock fully exercised their over-allotment option to purchase an additional 1,323,529 shares of the Company's common stock. Included as an exhibit to this current report on Form 8-K is a copy of the related press release dated August 1, 2006. ITEM 9.01. Financial Statements and Exhibits (c) Exhibits. See Exhibit Index. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PGT, INC. By: /s/ Mario Ferrucci III -------------------------------- Name: Mario Ferrucci III Title: Vice President, Corporate Counsel, and Secretary Dated: August 2, 2006 EXHIBIT INDEX Exhibit Number Description -------------- ----------- 99.1 Press release of PGT, Inc., dated August 1, 2006. EX-99 2 pgt99.txt EXHIBIT 99.1 - PRESS RELEASE Exhibit 99.1 PGT, Inc. Announces Full Exercise of Underwriters' Over-Allotment Option VENICE, FL, August 1, 2006 (BUSINESS WIRE) - PGT, Inc. (Nasdaq: PGTI) announced that the underwriters of its previously completed initial public offering of 8,823,529 shares of its common stock have fully exercised their over-allotment option to purchase an additional 1,323,529 shares of the company's common stock. With the exercise of the underwriters' option, the aggregate proceeds of PGT's common stock offering will be approximately $132 million. PGT has used the net proceeds from this offering, together with cash on hand, to repay in full the $115 million of indebtedness under the company's second lien credit facility and expects to repay a total of $39 million of indebtedness under the company's first lien credit facility. About PGT, Inc. - --------------- PGT(R) pioneered the U.S. impact-resistant window and door industry and today is the nation's leading manufacturer and supplier of residential impact-resistant windows and doors. PGT is also one of the largest window and door manufacturers in the United States. In its 25th year, the Company employs over 2,400 at its 485,000-square-foot manufacturing, glass laminating and tempering, and delivery fleet facilities in Venice, FL, and its 225,000-square-foot production facility in Lexington, N.C. Sold through a network of over 1,300 dealers and distributors, the Company's total line of custom windows and doors is now available throughout the eastern United States, the Gulf Coast and in a growing international market, which includes the Caribbean, South America and Australia. PGT's product line includes PGT(R) Aluminum and Vinyl Windows and Doors; WinGuard(R) Impact-Resistant Windows and Doors; Multi-Story Series 800 Windows and Doors; and Eze-Breeze(R) Sliding Panels. For more information about PGT, visit the Company's website at www.pgtindustries.com. SOURCE: PGT, Inc. PGT, Inc. Jeff Jackson, 941-486-0100, extension 22786 jjackson@pgtindustries.com -----END PRIVACY-ENHANCED MESSAGE-----