0001179706-19-000012.txt : 20190128 0001179706-19-000012.hdr.sgml : 20190128 20190128181551 ACCESSION NUMBER: 0001179706-19-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Philip CENTRAL INDEX KEY: 0001354297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 19546698 MAIL ADDRESS: STREET 1: 6305 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-01-24 0001645590 Hewlett Packard Enterprise Co HPE 0001354297 Davis Philip C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 CSO, Pres Hybrid IT Common Stock 2019-01-24 4 M 0 25586 14.76 A 67508 D Common Stock 2019-01-24 4 F 0 9174 14.76 D 58334 D Common Stock 2019-01-25 4 S 0 13974 15.00 D 44360 D Common Stock 2019-01-02 4 A 0 122.0366 A Common Stock 122.0366 15319.3158 D Common Stock 2019-01-02 4 A 0 89.7743 A Common Stock 89.7743 11242.7743 D Common Stock 2019-01-24 4 M 0 25586 D Common Stock 25586 25585 D Common Stock 2019-01-02 4 A 0 408.8113 A Common Stock 408.8113 50483.3247 D Common Stock 2019-01-02 4 A 0 1175.5414 A Common Stock 1175.5414 145166.541 D Common Stock 2019-01-02 4 A 0 1003.8912 A Common Stock 1003.8912 121113.891 D The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/10/18. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Derek Windham as Attorney-in-Fact for Philip Davis 2019-01-28