0001179706-18-000207.txt : 20181211 0001179706-18-000207.hdr.sgml : 20181211 20181211180300 ACCESSION NUMBER: 0001179706-18-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20181211 DATE AS OF CHANGE: 20181211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Philip CENTRAL INDEX KEY: 0001354297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 181229656 MAIL ADDRESS: STREET 1: 6305 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001354297 Davis Philip C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 CSO, Pres Hybrid IT Common Stock 2018-12-07 4 M 0 11151 14.71 A 38333 D Common Stock 2018-12-07 4 F 0 5529 14.71 D 32804 D Common Stock 2018-12-07 4 M 0 71997 14.71 A 104801 D Common Stock 2018-12-07 4 F 0 35697 14.71 D 69104 D Restricted Stock Units 2018-10-03 4 A 0 98.0664 A Common Stock 98.0664 15197.2792 D Restricted Stock Units 2018-12-07 4 M 0 11151 D Common Stock 11151 11153 D Restricted Stock Units 2018-10-03 4 A 0 329.1985 A Common Stock 329.1985 50760.6322 D Restricted Stock Units 2018-10-03 4 A 0 328.5134 A Common Stock 328.5134 50074.5134 D Restricted Stock Units 2018-12-07 4 M 0 71997 D Common Stock 71997 143991 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 98.0664 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 144.2619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 413 vested dividend equivalent rights and a de minimus adjustment of 0.1634 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, and 24,507 of which will vest on each of 01/24/19 and 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 329.1985 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 328.5134 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,416.9627 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,674 vested dividend equivalent rights and a de minimus adjustment of 0.4844 due to fractional rounding of the dividend equivalent rights. Derek Windham as Attorney-in-Fact for Philip Davis 2018-12-11