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Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0001415889-15-003063
Filing Date
2015-09-14
Accepted
2015-09-14 20:01:05
Documents
1
Period of Report
2015-09-04

Document Format Files

Seq Description Document Type Size
1 OWNERSHIP DOCUMENT form310042002b_09142015.html 3  
1 OWNERSHIP DOCUMENT form310042002b_09142015.xml 3 11498
  Complete submission text file 0001415889-15-003063.txt   16117
Mailing Address 900 SAGINAW DRIVE REDWOOD CITY CA 94063
Business Address 900 SAGINAW DRIVE REDWOOD CITY CA 94063 650-364-9975
CARDICA INC (Issuer) CIK: 0001178104 (see all company filings)

IRS No.: 943287832 | State of Incorp.: DE | Fiscal Year End: 0630
SIC: 3841 Surgical & Medical Instruments & Apparatus

Mailing Address C/O BROADFIN CAPITAL, LLC 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022
Business Address C/O BROADFIN CAPITAL, LLC 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022 212-808-2460
Broadfin Healthcare Fund, LP (Reporting) CIK: 0001354025 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-51772 | Film No.: 151106563

Mailing Address C/O BROADFIN CAPITAL, LLC 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022
Business Address DMS HOUSE 20 GENESIS CLOSE GRAND CAYMAN E9 KY1-1104 212-808-2460
Broadfin Healthcare Offshore Fund, Ltd. (Reporting) CIK: 0001403662 (see all company filings)

State of Incorp.: E9 | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-51772 | Film No.: 151106562

Mailing Address C/O 20 GENESIS CLOSE ANSBACHER HOUSE, SECOND FLOOR, 1344 GRAND CAYMAN E9 KY1-1108
Business Address C/O 20 GENESIS CLOSE ANSBACHER HOUSE, SECOND FLOOR, 1344 GRAND CAYMAN E9 KY1-1108 212-808-2460
Broadfin Healthcare Master Fund Ltd (Reporting) CIK: 0001511900 (see all company filings)

State of Incorp.: E9 | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-51772 | Film No.: 151106564

Mailing Address 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022
Business Address 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022 212-808-2463
Broadfin Capital, LLC (Reporting) CIK: 0001511901 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-51772 | Film No.: 151106565

Mailing Address C/O BROADFIN CAPITAL, LLC 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022
Business Address
KOTLER KEVIN (Reporting) CIK: 0001601692 (see all company filings)

Type: 3 | Act: 34 | File No.: 000-51772 | Film No.: 151106560

Mailing Address 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022
Business Address 300 PARK AVENUE, 25TH FLOOR NEW YORK NY 10022 212-808-2460
Broadfin Advisors, LLC (Reporting) CIK: 0001652954 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 000-51772 | Film No.: 151106561