0001140361-16-070872.txt : 20160627 0001140361-16-070872.hdr.sgml : 20160627 20160627161007 ACCESSION NUMBER: 0001140361-16-070872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160624 FILED AS OF DATE: 20160627 DATE AS OF CHANGE: 20160627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sasso David CENTRAL INDEX KEY: 0001353905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35064 FILM NUMBER: 161733483 MAIL ADDRESS: STREET 1: 1040 SEMINOLE DRIVE STREET 2: #962 CITY: FORT LAUDERDALE STATE: FL ZIP: 33304 4 1 doc1.xml FORM 4 X0306 4 2016-06-24 0 0001494448 EMERGENT CAPITAL, INC. EMG 0001353905 Sasso David EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 0 1 0 0 Senior Vice President Restricted Stock Units 2016-06-24 4 A 0 40000 0 A Common Stock 40000 40000 D Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital Inc.'s Common Stock. The Restricted Stock Units vest on June 30, 2018. /s/ Michael B. Kirwan, Attorney-in-Fact for David Sasso 2016-06-27