0001062993-18-003834.txt : 20180924 0001062993-18-003834.hdr.sgml : 20180924 20180924124746 ACCESSION NUMBER: 0001062993-18-003834 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180430 FILED AS OF DATE: 20180924 DATE AS OF CHANGE: 20180924 EFFECTIVENESS DATE: 20180924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Unifunds Ltd CENTRAL INDEX KEY: 0001353633 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 000000000 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 000-52010 FILM NUMBER: 181083077 BUSINESS ADDRESS: BUSINESS PHONE: 480-305-2041 MAIL ADDRESS: STREET 1: CHAMNAN PHENJATI BUSINESS CENTER STREET 2: BUILDING, RAMA IX RD, HUAI KHWANG CITY: BANGKOK STATE: W1 ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: Asian Development Frontier Inc. DATE OF NAME CHANGE: 20150707 FORMER COMPANY: FORMER CONFORMED NAME: BLUE SKY PETROLEUM INC. DATE OF NAME CHANGE: 20120809 FORMER COMPANY: FORMER CONFORMED NAME: Intervia Inc. DATE OF NAME CHANGE: 20060216 NT 10-Q 1 form12b-25.htm FORM NT 10-Q UNIFUNDS LIMITED: Form 12b-25 - Filed by newsfilecorp.com

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 12b-25

NOTIFICATION OF LATE FILING

(Check one):

 
   
   
 

SEC FILE NUMBER
000-52010

   
 

CUSIP NUMBER
90775A101

[           ] Form 10-K    [           ] Form 20-F    [           ] Form 11-K
[ x ] Form 10-Q    [           ] Form 10-D    [           ] Form N-SAR    [           ] Form N-CSR

For Period Ended: April 30, 2018

[           ]Transition Report on Form 10-K
[           ]Transition Report on Form 20-F
[           ]Transition Report on Form 11-K
[           ]Transition Report on Form 10-Q
[           ]Transition Report on Form N-SAR

For the Transition Period Ended:

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

PART I — REGISTRANT INFORMATION

UNIFUNDS LIMITED
Full Name of Registrant

UNIFUNDS LIMITED
Former Name if Applicable

65/10-12 Floor 1, Chamnan Phenjati Business Center Building, Rama IX Rd, Huai Khwang
Address of Principal Executive Office (Street and Number)

Bangkok, Thailand, 10310
City, State and Zip Code


PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

x (a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
   
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
   
(c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Registrant is unable to file, without unreasonable effort and expense, its Form 10-Q Quarterly Report for the period ended April 30, 2018 because the Registrant's auditor has not completed its review of the Form 10-Q and related financial statements. It is anticipated that the Form 10-Q Quarterly Report, along with the related financial statements, will be filed on or before the 5th calendar day following the prescribed due date of the Registrant's Form 10-Q.

PART IV — OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this notification

  Prom Vuoch 852 3106-3133
  (Name) (Area Code) (Telephone Number)

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s).

[ x ] Yes [           ] No
   
(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof ?

[           ] Yes [ x ] No

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

UNIFUNDS LIMITED
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

Date: September 24, 2018 By: /s/ Prom Vuoch
    Prom Vuoch
  Title: President, Chief Executive Officer, Chief Financial Officer, Secretary, Treasurer and Director