The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AERCAP HOLDINGS NV | SHS | N00985106 | 95,429 | 3,098,329 | SH | DFND | 1,2,3 | 0 | 3,098,329 | 0 | |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 | 1,971 | 125,000 | SH | DFND | 1,2,3 | 0 | 125,000 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 40,651 | 28,757 | SH | DFND | 1,2,3 | 0 | 28,757 | 0 | |
| AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 3,781 | 4,000,000 | SH | DFND | 1,2,3 | 0 | 4,000,000 | 0 | |
| ARYA SCIENCES ACQUISITION CO | SHS CL A | G3165V109 | 580 | 50,000 | SH | DFND | 1,2,3 | 0 | 50,000 | 0 | |
| BIO RAD LABS INC | CL A | 090572207 | 39,574 | 87,652 | SH | DFND | 1,2,3 | 0 | 87,652 | 0 | |
| BIOGEN INC | PUT | 09062X953 | 5,351 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| BURNING ROCK BIOTECH LTD | SPONSORED ADS | 12233L107 | 1,307 | 48,400 | SH | DFND | 1,2,3 | 0 | 48,400 | 0 | |
| CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 2,152 | 68,207 | SH | DFND | 1,2,3 | 0 | 68,207 | 0 | |
| CARGURUS INC | COM CL A | 141788109 | 23,129 | 912,390 | SH | DFND | 1,2,3 | 0 | 912,390 | 0 | |
| CARVANA CO | CL A | 146869102 | 48,797 | 405,965 | SH | DFND | 1,2,3 | 0 | 405,965 | 0 | |
| CC NEUBERGER PRINCIPAL HLDNG | COM | G1992Y114 | 2,120 | 200,000 | SH | DFND | 1,2,3 | 0 | 200,000 | 0 | |
| CHEWY INC | PUT | 16679L109 | 7,821 | 175,000 | SH | Put | DFND | 1,2,3 | 0 | 175,000 | 0 |
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 2,707 | 325,000 | SH | DFND | 1,2,3 | 0 | 325,000 | 0 | |
| CREDIT ACCEP CORP MICH | COM | 225310101 | 13,787 | 32,904 | SH | DFND | 1,2,3 | 0 | 32,904 | 0 | |
| DMY TECHNOLOGY GROUP INC | UNIT 99/99/9999 | 233253202 | 1,058 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
| ECHOSTAR CORP | CL A | 278768106 | 73,296 | 2,621,443 | SH | DFND | 1 | 0 | 2,621,443 | 0 | |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 5,051 | 133,460 | SH | DFND | 1 | 0 | 133,460 | 0 | |
| EVOFEM BIOSCIENCES INC | COM | 30048L104 | 2,532 | 894,822 | SH | DFND | 1,2,3 | 0 | 894,822 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 80,746 | 355,598 | SH | DFND | 1,2,3 | 0 | 355,598 | 0 | |
| FIDELITY NATL INFORMATION SV | COM | 31620M106 | 58,076 | 433,110 | SH | DFND | 1,2,3 | 0 | 433,110 | 0 | |
| FLEETCOR TECHNOLOGIES INC | COM | 339041105 | 35,233 | 140,074 | SH | DFND | 1,2,3 | 0 | 140,074 | 0 | |
| FLYING EAGLE ACQUISITION COR | UNIT 99/99/9999 | 34407Y202 | 1,748 | 150,000 | SH | DFND | 1,2,3 | 0 | 150,000 | 0 | |
| FOLEY TRASIMENE ACQUISTN COR | UNIT 99/99/9999 | 34431F203 | 5,778 | 541,565 | SH | DFND | 1,2,3 | 0 | 541,565 | 0 | |
| FORTRESS VALUE ACQUISITION C | UNIT 99/99/9999 | 34962V205 | 2,029 | 197,034 | SH | DFND | 1,2,3 | 0 | 197,034 | 0 | |
| FOX CORP | CL A COM | 35137L105 | 32,880 | 1,225,966 | SH | DFND | 1,2,3 | 0 | 1,225,966 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | 821 | 37,500 | SH | DFND | 1,2,3 | 0 | 37,500 | 0 | |
| GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 3,120 | 300,000 | SH | DFND | 1,2,3 | 0 | 300,000 | 0 | |
| GS ACQUISITION HLDGS CORP II | UNIT 99/99/9999 | 36258Q204 | 2,102 | 200,000 | SH | DFND | 1,2,3 | 0 | 200,000 | 0 | |
| HUDSON EXECUTIVE INVT CORP | UNIT 06/21/2025 | 443761200 | 1,025 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
| JAWS ACQUISITION CORP | UNIT 99/99/9999 | G50744120 | 1,043 | 100,000 | SH | DFND | 1,2,3 | 0 | 100,000 | 0 | |
| KALEYRA INC | COM | 483379103 | 1,352 | 334,700 | SH | DFND | 1,2,3 | 0 | 334,700 | 0 | |
| KENSINGTON CAP ACQUISITION C | UNIT 07/01/2027 | 490073202 | 2,505 | 250,000 | SH | DFND | 1,2,3 | 0 | 250,000 | 0 | |
| KINDRED BIOSCIENCES INC | COM | 494577109 | 359 | 80,000 | SH | DFND | 1,2,3 | 0 | 80,000 | 0 | |
| KIRBY CORP | COM | 497266106 | 45,959 | 858,090 | SH | DFND | 1,2,3 | 0 | 858,090 | 0 | |
| LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 241 | 28,575 | SH | DFND | 1,2,3 | 0 | 28,575 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 75,290 | 369,956 | SH | DFND | 1,2,3 | 0 | 369,956 | 0 | |
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 47,012 | 561,745 | SH | DFND | 1,2,3 | 0 | 561,745 | 0 | |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 822 | 50,000 | SH | DFND | 1,2,3 | 0 | 50,000 | 0 | |
| PALO ALTO NETWORKS INC | COM | 697435105 | 63,001 | 274,313 | SH | DFND | 1,2,3 | 0 | 274,313 | 0 | |
| PROGENITY INC | COM | 74319F107 | 1,989 | 221,000 | SH | DFND | 1,2,3 | 0 | 221,000 | 0 | |
| RPM INTL INC | COM | 749685103 | 34,022 | 453,267 | SH | DFND | 1,2,3 | 0 | 453,267 | 0 | |
| SOLITON INC | COM | 834251100 | 208 | 26,709 | SH | DFND | 1,2,3 | 0 | 26,709 | 0 | |
| TRANSDIGM GROUP INC | COM | 893641100 | 69,417 | 157,035 | SH | DFND | 1,2,3 | 0 | 157,035 | 0 | |
| TREBIA ACQUISITION CORP | UNIT 99/99/9999 | G9027T125 | 5,225 | 500,000 | SH | DFND | 1,2,3 | 0 | 500,000 | 0 | |
| WAITR HLDGS INC | COM | 930752100 | 1,904 | 723,985 | SH | DFND | 1 | 0 | 723,985 | 0 | |
| WAYFAIR INC | CL A | 94419L101 | 80,389 | 406,806 | SH | DFND | 1,2,3 | 0 | 406,806 | 0 | |
| WORKDAY INC | CL A | 98138H101 | 35,148 | 187,596 | SH | DFND | 1,2,3 | 0 | 187,596 | 0 | |
| XERIS PHARMACEUTICALS INC | NOTE 5.000% 7/1 | 98422LAA5 | 2,476 | 2,500,000 | SH | DFND | 1,2,3 | 0 | 2,500,000 | 0 | |
| XERIS PHARMACEUTICALS INC | COM | 98422L107 | 181 | 68,037 | SH | DFND | 1,2,3 | 0 | 68,037 | 0 | |
| ZUORA INC | COM CL A | 98983V106 | 36,639 | 2,873,674 | SH | DFND | 1 | 0 | 2,873,674 | 0 | |