The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAMS NATL RES | COM | 00548F105 | 456 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
AMERICAN RLTY | DEB | 02917TAB0 | 200 | 205,000 | PRN | SOLE | 0 | 0 | 205,000 | ||
AMERIS BANCORP | COM | 03076K108 | 1,643 | 69,142 | SH | SOLE | 0 | 0 | 69,142 | ||
ALLSCRIPTS | DEB | 01988PAD0 | 466 | 485,000 | PRN | SOLE | 0 | 0 | 485,000 | ||
APOLLO COML | DEB | 03762UAB1 | 4,398 | 6,344,000 | PRN | SOLE | 500,000 | 0 | 5,844,000 | ||
ARES CAPITAL | DEB | 04010LAW3 | 2,242 | 2,590,000 | PRN | SOLE | 0 | 0 | 2,590,000 | ||
ATLAS AIR WW | DEB | 069164BJ4 | 3,286 | 3,995,000 | PRN | SOLE | 250,000 | 0 | 3,745,000 | ||
BANK BOTETOURT | COM | 063907208 | 1,832 | 85,000 | SH | SOLE | 65,000 | 0 | 20,000 | ||
BENCHMARK BANK | COM | 08160E207 | 1,655 | 124,000 | SH | SOLE | 100,000 | 0 | 24,000 | ||
BERKSHRE HATHWAY | COM | 084670702 | 238 | 1,300 | SH | SOLE | 0 | 0 | 1,300 | ||
BLACKSTONE MTG | DEB | 09257WAC4 | 1,189 | 1,515,000 | PRN | SOLE | 0 | 0 | 1,515,000 | ||
BLACKSTONE GRP | DEB | 09257WAB6 | 825 | 1,044,000 | PRN | SOLE | 0 | 0 | 1,044,000 | ||
BLUE RIDGE BANK | COM | 095825105 | 1,957 | 122,670 | SH | SOLE | 114,670 | 0 | 8,000 | ||
BUNGE LIMITED | COM | G16962105 | 1,978 | 48,200 | SH | SOLE | 26,000 | 0 | 22,200 | ||
BUNGE LIMITED | PFD | G16962204 | 6,429 | 69,134 | SH | SOLE | 0 | 0 | 69,134 | ||
CARRIAGE SERVICE | DEB | 143905AM9 | 3,576 | 3,770,000 | PRN | SOLE | 1,505,000 | 0 | 2,265,000 | ||
CENTERPOINT ENGY | PFD | 15189T503 | 5,104 | 177,215 | SH | SOLE | 35,000 | 0 | 142,215 | ||
CENTERSTATE BANK | COM | 15201P109 | 313 | 18,185 | SH | SOLE | 0 | 0 | 18,185 | ||
CHESAPEAKE FINL | COM | 16517A109 | 2,622 | 156,516 | SH | SOLE | 98,000 | 0 | 58,516 | ||
CHOICEONE FINL | COM | 170386106 | 1,203 | 47,399 | SH | SOLE | 47,399 | 0 | 0 | ||
CITIZENS COMM | COM | 174903104 | 1,516 | 234,980 | SH | SOLE | 200,000 | 0 | 34,980 | ||
CITIZENS BANC | COM | 17316V104 | 333 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
COMMUNITY WEST | COM | 204157101 | 1,690 | 277,483 | SH | SOLE | 136,500 | 0 | 140,983 | ||
COLONY CAPITAL | COM | 19626G108 | 1,677 | 958,326 | SH | SOLE | 270,000 | 0 | 688,326 | ||
COLONY CAPITAL | DEB | 19624RAB2 | 4,490 | 5,475,000 | PRN | SOLE | 500,000 | 0 | 4,975,000 | ||
COLONY CAPITAL | DEB | 19624RAA4 | 193 | 235,000 | PRN | SOLE | 0 | 0 | 235,000 | ||
COWEN GROUP | PFD | 223622507 | 1,336 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CROWN CASTLE | COM | 22822V101 | 4,683 | 32,430 | SH | SOLE | 9,000 | 0 | 23,430 | ||
CSB BANCORP | COM | 12628R107 | 1,020 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DELTA AIR | COM | 247361702 | 1,136 | 39,825 | SH | SOLE | 0 | 0 | 39,825 | ||
DOMINION ENGY | PFD | 25746U133 | 2,300 | 24,995 | SH | SOLE | 6,000 | 0 | 18,995 | ||
DOMINION ENGY | COM | 25746U109 | 4,534 | 62,810 | SH | SOLE | 5,000 | 0 | 57,810 | ||
ENABLE MIDSTREAM | COM | 292480100 | 104 | 40,600 | SH | SOLE | 0 | 0 | 40,600 | ||
EPR PROPERTIES | PFD | 26884U208 | 2,751 | 174,252 | SH | SOLE | 174,252 | 0 | 0 | ||
EXCHANGE BANK | COM | 301227203 | 8,397 | 62,208 | SH | SOLE | 18,700 | 0 | 43,508 | ||
FENTURA FINL | COM | 314645102 | 412 | 27,000 | SH | SOLE | 20,000 | 0 | 7,000 | ||
FINANCIAL INST | COM | 317585404 | 327 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
FIRST BUSINESS | COM | 319390100 | 814 | 52,500 | SH | SOLE | 52,500 | 0 | 0 | ||
FIRST CHOICE | COM | 31948P104 | 735 | 49,000 | SH | SOLE | 33,000 | 0 | 16,000 | ||
FIRST COMMUNITY | COM | 319835104 | 959 | 61,000 | SH | SOLE | 46,000 | 0 | 15,000 | ||
FIRST HORIZON | COM | 320517105 | 302 | 37,500 | SH | SOLE | 25,000 | 0 | 12,500 | ||
FIRST LONG ISLAND | COM | 320734106 | 960 | 55,350 | SH | SOLE | 21,000 | 0 | 34,350 | ||
FIRST NATIONAL | COM | 32112J106 | 484 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
FIRST NATIONAL | COM | 302578109 | 2,197 | 317,980 | SH | SOLE | 125,850 | 0 | 189,400 | ||
FIRST NATIONAL | COM | 32106V107 | 728 | 48,500 | SH | SOLE | 45,700 | 0 | 1,000 | ||
F&M BANCORP | COM | 30237P106 | 3,134 | 158,693 | SH | SOLE | 45,500 | 0 | 113,193 | ||
F&M BANCORP | PFD | 30237P205 | 1,223 | 40,000 | SH | SOLE | 25,600 | 0 | 14,400 | ||
FORTIVE CORP | PFD | 34959J207 | 4,760 | 6,613 | SH | SOLE | 2,100 | 0 | 4,513 | ||
FRANKLIN FINL | COM | 353525108 | 1,419 | 51,688 | SH | SOLE | 0 | 0 | 51,688 | ||
GENERAL MOTORS | COM | 30745V100 | 1,536 | 73,939 | SH | SOLE | 0 | 0 | 73,939 | ||
GERMAN AMERICAN | COM | 373865104 | 1,222 | 44,500 | SH | SOLE | 34,500 | 0 | 10,000 | ||
GLOBAL PARTNERS | COM | 37946R109 | 102 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
GOLDMAN SACHS | DEB | 38147UAB3 | 2,491 | 2,555,000 | PRN | SOLE | 0 | 0 | 2,555,000 | ||
HANCOCK WHITNEY | COM | 410120109 | 244 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
HANON ARMSTRNG | DEB | 41068XAB6 | 2,034 | 2,144,000 | PRN | SOLE | 0 | 0 | 2,144,000 | ||
HCI GROUP | DEB | 40416EAD5 | 2,310 | 2,290,000 | PRN | SOLE | 0 | 0 | 2,290,000 | ||
ISHARES TRUST | COM | 464288414 | 215 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
INTL FLAVORS | COM | 459506306 | 2,947 | 77,197 | SH | SOLE | 12,000 | 0 | 65,197 | ||
INVESCO TR INVT | COM | 46131M106 | 968 | 80,063 | SH | SOLE | 0 | 0 | 80,063 | ||
KEYCORP | COM | 493267108 | 1,924 | 185,504 | SH | SOLE | 62,024 | 0 | 123,480 | ||
LAKELAND BANCORP | COM | 511637100 | 595 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
LEDYARD FINL | COM | 523338101 | 5,523 | 298,531 | SH | SOLE | 123,000 | 0 | 175,531 | ||
LEXINGTON CORP | PFD | 529043309 | 440 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
LEXINGTON RTLY | COM | 529043101 | 4,953 | 498,785 | SH | SOLE | 90,000 | 0 | 408,785 | ||
MAIN STREET BANC | COM | 56064Y100 | 670 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
MCHENRY BANCORP | COM | 580683100 | 560 | 7,000,000 | SH | SOLE | 7,000,000 | 0 | 0 | ||
MEDICAL PRTY | COM | 58436J304 | 2,116 | 122,400 | SH | SOLE | 0 | 0 | 122,400 | ||
MERCHANTS FINAN | COM | 588538108 | 1,085 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
MERCK | COM | 58933Y105 | 923 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
METLIFE | COM | 59156R108 | 5,673 | 185,574 | SH | SOLE | 54,000 | 0 | 131,574 | ||
METRO PHOENIX | COM | 59165E106 | 1,400 | 140,712 | SH | SOLE | 54,000 | 0 | 86,712 | ||
NATIONAL HEALTH | DEB | 63633DAE4 | 5,821 | 6,193,000 | PRN | SOLE | 1,500,000 | 0 | 4,693,000 | ||
NW INDIANA BANC | COM | 667516108 | 2,126 | 67,500 | SH | SOLE | 44,500 | 0 | 23,000 | ||
NY COMM BANC | PFD | 64944P307 | 7,041 | 170,445 | SH | SOLE | 36,000 | 0 | 134,445 | ||
ORRSTOWN FINL | COM | 687380105 | 968 | 70,300 | SH | SOLE | 61,000 | 0 | 9,300 | ||
PARKE BANCORP | COM | 700885106 | 3,371 | 249,862 | SH | SOLE | 86,900 | 0 | 162,962 | ||
PCB BANCORP | COM | 69320M109 | 2,370 | 242,300 | SH | SOLE | 111,000 | 0 | 131,300 | ||
PEOPLES UNITED | COM | 712704105 | 215 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
PFIZER | COM | 717081103 | 3,966 | 121,500 | SH | SOLE | 38,000 | 0 | 83,500 | ||
PIMCO INTERM | COM | 72201R866 | 207 | 3,800 | SH | SOLE | 0 | 0 | 3,800 | ||
PINNACLE BANK | COM | 72345E102 | 224 | 10,056 | SH | SOLE | 10,056 | 0 | 0 | ||
POTOMAC BANCSH | COM | 73764399S | 391 | 37,640 | SH | SOLE | 37,640 | 0 | 0 | ||
PRIME MERIDIAN | COM | 74164R107 | 508 | 36,190 | SH | SOLE | 21,190 | 0 | 15,000 | ||
RADIUS HEALTH | DEB | 750469AA6 | 1,688 | 2,390,000 | PRN | SOLE | 575,000 | 0 | 1,815,000 | ||
RPT REALTY | PFD | 74971D200 | 3,307 | 108,080 | SH | SOLE | 80,000 | 0 | 28,080 | ||
SEACOAST BANK | COM | 811707801 | 183 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SB FINANCIAL | COM | 78408D105 | 3,573 | 321,285 | SH | SOLE | 97,495 | 0 | 223,790 | ||
SEMPRA ENERGY | PFD | 816851406 | 1,443 | 15,600 | SH | SOLE | 1,050 | 0 | 14,550 | ||
SEMPRA ENERGY | PFD | 816851505 | 1,303 | 13,875 | SH | SOLE | 1,000 | 0 | 12,875 | ||
SHIP FINANCE | DEB | 824689AG8 | 3,294 | 3,580,000 | PRN | SOLE | 0 | 0 | 3,580,000 | ||
SOLVAY BANK | COM | 83441Q105 | 1,786 | 59,528 | SH | SOLE | 42,210 | 0 | 17,318 | ||
SOMERSET TR | COM | 835126103 | 844 | 25,195 | SH | SOLE | 25,195 | 0 | 0 | ||
SOUTH JERSEY | PFD | 838518116 | 752 | 18,085 | PRN | SOLE | 0 | 0 | 18,085 | ||
SPIRIT REALTY | COM | 84860W300 | 1,302 | 49,800 | SH | SOLE | 20,000 | 0 | 29,800 | ||
TIMBERLAND BANK | COM | 887098101 | 4,588 | 250,871 | SH | SOLE | 69,000 | 0 | 181,871 | ||
TYSON FOODS | COM | 902494301 | 4,848 | 83,779 | SH | SOLE | 18,000 | 0 | 65,779 | ||
VEREIT INC | COM | 92339V100 | 147 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
VSB BANC | COM | 917927105 | 598 | 29,900 | SH | SOLE | 29,900 | 0 | 0 | ||
WELLESLEY BANC | COM | 949485106 | 1,013 | 36,775 | SH | SOLE | 36,775 | 0 | 0 | ||
WEYERHAEUSER | COM | 962166104 | 3,713 | 219,071 | SH | SOLE | 36,000 | 0 | 183,071 |