0001209191-22-039906.txt : 20220630
0001209191-22-039906.hdr.sgml : 20220630
20220630160211
ACCESSION NUMBER: 0001209191-22-039906
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220628
FILED AS OF DATE: 20220630
DATE AS OF CHANGE: 20220630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Magnetar Financial LLC
CENTRAL INDEX KEY: 0001352851
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221058020
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847)905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Magnetar Capital Partners LP
CENTRAL INDEX KEY: 0001353085
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221058019
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847)905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
FORMER NAME:
FORMER CONFORMED NAME: Magnetar Capital Partners LLC
DATE OF NAME CHANGE: 20060213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Supernova Management LLC
CENTRAL INDEX KEY: 0001368026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221058018
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847) 905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Litowitz Alec N
CENTRAL INDEX KEY: 0001368027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221058017
MAIL ADDRESS:
STREET 1: C/O MAGNETAR FINANCIAL LLC
STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Ajax Corp.
CENTRAL INDEX KEY: 0001614806
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 465211780
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13190 SW 68TH PARKWAY
STREET 2: SUITE 110
CITY: TIGARD
STATE: OR
ZIP: 97223
BUSINESS PHONE: 503-505-5670
MAIL ADDRESS:
STREET 1: 13190 SW 68TH PARKWAY
STREET 2: SUITE 110
CITY: TIGARD
STATE: OR
ZIP: 97223
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-28
0
0001614806
Great Ajax Corp.
AJX
0001352851
Magnetar Financial LLC
1603 ORRINGTON AVENUE, 13TH FLOOR
EVANSTON
IL
60201
0
0
1
0
0001353085
Magnetar Capital Partners LP
1603 ORRINGTON AVENUE, 13TH FLOOR
EVANSTON
IL
60201
0
0
1
0
0001368026
Supernova Management LLC
1603 ORRINGTON AVENUE, 13TH FLOOR
EVANSTON
IL
60201
0
0
1
0
0001368027
Litowitz Alec N
1603 ORRINGTON AVENUE, 13TH FLOOR
EVANSTON
IL
60201
0
0
1
0
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-06-28
4
S
0
142745
25.06
D
149169
I
Magnetar Longhorn Fund LP
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-06-28
4
S
0
308671
25.06
D
322561
I
Magnetar Structured Credit Fund, LP
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-06-28
4
S
0
108933
25.06
D
113834
I
Purpose Alternative Credit Fund - F LLC
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-06-28
4
S
0
54466
25.06
D
56917
I
Purpose Alternative Credit Fund - T LLC
5.00% Series B Fixed-to-Floating Rate Preferred Stock
2022-06-28
4
S
0
185185
24.38
D
193519
I
Magnetar Constellation Master Fund, Ltd
5.00% Series B Fixed-to-Floating Rate Preferred Stock
227600
I
Magnetar Constellation Fund V Ltd
5.00% Series B Fixed-to-Floating Rate Preferred Stock
1040000
I
Magnetar SC Fund Ltd
5.00% Series B Fixed-to-Floating Rate Preferred Stock
1200000
I
Magnetar Xing He Master Fund Ltd
7.25% Series A Fixed-to-Floating Rate Preferred Stock
156400
I
Magnetar Constellation Fund V LLC
Series A Warrants (right to buy)
10.00
2022-06-28
4
S
0
178431
6.99
D
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
178431
121569
I
Magnetar Longhorn Fund LP
Series A Warrants (right to buy)
10.00
2022-06-28
4
S
0
385839
6.99
D
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
385839
264161
I
Magnetar Structured Credit Fund, LP
Series A Warrants (right to buy)
10.00
2022-06-28
4
S
0
136166
6.99
D
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
136166
142293
I
Purpose Alternative Credit Fund - F LLC
Series A Warrants (right to buy)
10.00
2022-06-28
4
S
0
68083
6.99
D
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
68083
71146
I
Purpose Alternative Credit Fund - T LLC
Series B Warrants (right to buy)
10.00
2022-06-28
4
S
0
231481
8.45
D
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
231481
241899
I
Magnetar Constellation Master Fund, Ltd
Series A Warrants (right to buy)
10.00
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
75000
75000
I
Magnetar Constellation Fund V LLC
Series A Warrants (right to buy)
10.00
2020-08-05
2025-05-07
Common Stock, par value $0.01 per share
120500
120500
I
Magnetar Constellation Fund V LLC
Series A Warrants (right to buy)
10.00
2020-08-05
2025-05-07
Common Stock, par value $0.01 per share
64892
64892
I
Magnetar Longhorn Fund LP
Series A Warrants (right to buy)
10.00
2020-08-05
2025-05-07
Common Stock, par value $0.01 per share
139040
139040
I
Magnetar Structured Credit Fund, LP
Series B Warrants (right to buy)
10.00
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
175000
175000
I
Magnetar Constellation Fund V Ltd
Series B Warrants (right to buy)
10.00
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
1500000
1500000
I
Magnetar Xing He Master Fund Ltd
Series B Warrants (right to buy)
10.00
2020-08-05
2025-04-06
Common Stock, par value $0.01 per share
1300000
1300000
I
Magnetar SC Fund Ltd
Series B Warrants (right to buy)
10.00
2020-08-05
2025-05-07
Common Stock, par value $0.01 per share
109500
109500
I
Magnetar Constellation Fund V Ltd
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds").
Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America.
Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants.
/s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP, which is in turn the Sole Member of Magnetar Financial LLC
2022-06-30
/s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP
2022-06-30
/s/ Alec N. Litowitz, as Manager of Supernova Management LLC
2022-06-30
/s/ Alec N. Litowitz
2022-06-30