0001209191-22-038797.txt : 20220622 0001209191-22-038797.hdr.sgml : 20220622 20220622202521 ACCESSION NUMBER: 0001209191-22-038797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220617 FILED AS OF DATE: 20220622 DATE AS OF CHANGE: 20220622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Magnetar Financial LLC CENTRAL INDEX KEY: 0001352851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221033368 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Magnetar Capital Partners LP CENTRAL INDEX KEY: 0001353085 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221033367 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 FORMER NAME: FORMER CONFORMED NAME: Magnetar Capital Partners LLC DATE OF NAME CHANGE: 20060213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Supernova Management LLC CENTRAL INDEX KEY: 0001368026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221033366 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847) 905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Litowitz Alec N CENTRAL INDEX KEY: 0001368027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36844 FILM NUMBER: 221033365 MAIL ADDRESS: STREET 1: C/O MAGNETAR FINANCIAL LLC STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Ajax Corp. CENTRAL INDEX KEY: 0001614806 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 465211780 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13190 SW 68TH PARKWAY STREET 2: SUITE 110 CITY: TIGARD STATE: OR ZIP: 97223 BUSINESS PHONE: 503-505-5670 MAIL ADDRESS: STREET 1: 13190 SW 68TH PARKWAY STREET 2: SUITE 110 CITY: TIGARD STATE: OR ZIP: 97223 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-17 0 0001614806 Great Ajax Corp. AJX 0001352851 Magnetar Financial LLC 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 0 0 1 0 0001353085 Magnetar Capital Partners LP 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 0 0 1 0 0001368026 Supernova Management LLC 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 0 0 1 0 0001368027 Litowitz Alec N 1603 ORRINGTON AVENUE, 13TH FLOOR EVANSTON IL 60201 0 0 1 0 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-06-17 4 S 0 35686 24.61 D 291914 I Magnetar Longhorn Fund LP 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-06-17 4 S 0 77168 24.61 D 631232 I Magnetar Structured Credit Fund, LP 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-06-17 4 S 0 27233 24.61 D 222767 I Purpose Alternative Credit Fund - F LLC 7.25% Series A Fixed-to-Floating Rate Preferred Stock 2022-06-17 4 S 0 13617 24.61 D 111383 I Purpose Alternative Credit Fund - T LLC 5.00% Series B Fixed-to-Floating Rate Preferred Stock 2022-06-17 4 S 0 46296 24.05 D 378704 I Magnetar Constellation Master Fund, Ltd 5.00% Series B Fixed-to-Floating Rate Preferred Stock 227600 I Magnetar Constellation Fund V Ltd 5.00% Series B Fixed-to-Floating Rate Preferred Stock 1040000 I Magnetar SC Fund Ltd 5.00% Series B Fixed-to-Floating Rate Preferred Stock 1200000 I Magnetar Xing He Master Fund Ltd 7.25% Series A Fixed-to-Floating Rate Preferred Stock 156400 I Magnetar Constellation Fund V LLC Series A Warrants (right to buy) 10.00 2022-06-17 4 S 0 34041 6.99 D 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 34041 278459 I Purpose Alternative Credit Fund - F LLC Series A Warrants (right to buy) 10.00 2022-06-17 4 S 0 17021 6.99 D 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 17021 139229 I Purpose Alternative Credit Fund - T LLC Series A Warrants (right to buy) 10.00 2022-06-17 4 S 0 44608 6.99 D 2020-08-05 2025-05-07 Common Stock, par value $0.01 per share 44608 64892 I Magnetar Longhorn Fund LP Series A Warrants (right to buy) 10.00 2022-06-17 4 S 0 96460 6.99 D 2020-08-05 2025-05-07 Common Stock, par value $0.01 per share 96460 139040 I Magnetar Structured Credit Fund, LP Series B Warrants (right to buy) 10.00 2022-06-17 4 S 0 57870 8.45 D 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 57870 473380 I Magnetar Constellation Master Fund, Ltd Series A Warrants (right to buy) 10.00 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 75000 75000 I Magnetar Constellation Fund V LLC Series A Warrants (right to buy) 10.00 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 300000 300000 I Magnetar Longhorn Fund LP Series A Warrants (right to buy) 10.00 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 650000 650000 I Magnetar Structured Credit Fund, LP Series A Warrants (right to buy) 10.00 2020-08-05 2025-05-07 Common Stock, par value $0.01 per share 120500 120500 I Magnetar Constellation Fund V LLC Series B Warrants (right to buy) 10.00 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 175000 175000 I Magnetar Constellation Fund V Ltd Series B Warrants (right to buy) 10.00 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 1500000 1500000 I Magnetar Xing He Master Fund Ltd Series B Warrants (right to buy) 10.00 2020-08-05 2025-04-06 Common Stock, par value $0.01 per share 1300000 1300000 I Magnetar SC Fund Ltd Series B Warrants (right to buy) 10.00 2020-08-05 2025-05-07 Common Stock, par value $0.01 per share 109500 109500 I Magnetar Constellation Fund V Ltd Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. /s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP, which is in turn the Sole Member of Magnetar Financial LLC 2022-06-22 /s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP 2022-06-22 /s/ Alec N. Litowitz, as Manager of Supernova Management LLC 2022-06-22 /s/ Alec N. Litowitz 2022-06-22