0001193125-12-468835.txt : 20121114
0001193125-12-468835.hdr.sgml : 20121114
20121114061205
ACCESSION NUMBER: 0001193125-12-468835
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Magnetar Financial LLC
CENTRAL INDEX KEY: 0001352851
IRS NUMBER: 043818748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11800
FILM NUMBER: 121200882
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847)905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
d441484d13fhr.txt
13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended September 30, 2012
Check here if Amendment [_]; Amendment Number: ________________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Magnetar Financial LLC
Address: 1603 Orrington Avenue, 13th Floor
Evanston, IL 60201
Form 13F File Number: 28-11800
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Turro
Title: Chief Compliance Officer
Phone: 847-905-4690
Signature, Place, and Date of Signing:
/s/Michael Turro Evanston, IL November 14, 2012
----------------- -------------- ------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 94
Form 13F Information Table Value Total: $ 1,883,823
-------------
(thousands)
CONFIDENTIAL MATERIAL APPEARING IN THIS DOCUMENT HAS BEEN OMITTED AND FILED
SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND RULE 24B-2 PROMULGATED
THEREUNDER.
List of Other Included Managers:
1. Form 13F File Number Name
28-14458 MTP Energy Management LLC
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- ------------------- --------- -------- --------------------- ---------- -------- ----------------------
NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------ ------------------- --------- -------- ---------- ---- ----- ---------- -------- --------- ------ -----
* AETNA INC NEW COM 00817Y108 25,416 641,823 SH SOLE 641,823
* ALPHA NATURAL
RESOURCES INC COM 02076X102 1,314 200,000 SH CALL SOLE 200,000
* AMERICAN INTL GROUP
INC COM NEW 026874784 214,499 6,541,597 SH SOLE 6,541,597
* AMERICAN INTL GROUP
INC COM NEW 026874784 68,987 2,103,900 SH PUT SOLE 2,103,900
* AMERICAN RLTY CAP TR
INC COM 02917L101 31,434 2,679,824 SH SOLE 2,679,824
* AMERIGROUP CORP COM 03073T102 7,735 84,600 SH SOLE 84,600
* ANADARKO PETE CORP COM 032511107 8,849 126,554 SH SOLE 126,554
* ANADARKO PETE CORP COM 032511107 72,647 1,039,000 SH CALL SOLE 1,039,000
* ANADARKO PETE CORP COM 032511107 9,915 141,800 SH PUT SOLE 141,800
* APPLE INC COM 037833100 4,671 7,000 SH SOLE 7,000
* ARIBA INC COM NEW 04033V203 7,540 168,300 SH SOLE 168,300
ARMOUR RESIDENTIAL
REIT INC *W EXP 11/07/201 042315119 68 2,358,651 SH SOLE 2,358,651
* AVON PRODS INC COM 054303102 3,988 250,000 SH CALL SOLE 250,000
* BEST BUY INC COM 086516101 4,298 250,000 SH CALL SOLE 250,000
* BREITBURN ENERGY
PARTNERS LP COM UT LTD PTN 106776107 18,330 943,381 SH DEFINED 1 943,381
* BRIGHTPOINT INC COM NEW 109473405 1,094 121,835 SH SOLE 121,835
* BROOKDALE SR LIVING
INC COM 112463104 1,664 71,641 SH SOLE 71,641
* CABOT OIL & GAS CORP COM 127097103 16,500 367,474 SH DEFINED 1 367,474
* CABOT OIL & GAS CORP COM 127097103 6,066 135,100 SH PUT SOLE 135,100
CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 27,223 27,500,000 PRN SOLE NONE
* CHENIERE ENERGY INC COM NEW 16411R208 40,910 2,630,900 SH DEFINED 1 2,630,900
* CHESAPEAKE ENERGY
CORP COM 165167107 2,510 133,000 SH DEFINED 1 133,000
* COLFAX CORP COM 194014106 24,991 681,518 SH SOLE 681,518
* CONSTELLATION
BRANDS INC CL A 21036P108 6,470 200,000 SH PUT SOLE 200,000
* DCP MIDSTREAM
PARTNERS LP COM UT LTD PTN 23311P100 13,063 281,293 SH DEFINED 1 281,293
* DOLLAR GEN CORP NEW COM 256677105 5,927 115,000 SH SOLE 115,000
* DOLLAR THRIFTY
AUTOMOTIVE GP COM 256743105 8,041 92,500 SH PUT SOLE 92,500
* EOG RES INC COM 26875P101 31,592 281,942 SH SOLE 281,942
* EOG RES INC COM 26875P101 70,782 631,700 SH PUT SOLE 631,700
* EAGLE MATERIALS INC COM 26969P108 2,313 50,000 SH SOLE 50,000
* ENBRIDGE ENERGY
PARTNERS L P COM 29250R106 15,750 535,000 SH DEFINED 1 535,000
* ENERGY TRANSFER
EQUITY L P COM UT LTD PTN 29273V100 5,668 125,391 SH DEFINED 1 125,391
EXELIXIS INC NOTE 4.250% 8/1 AD 30161QAC8 4,229 4,000,000 PRN SOLE NONE
* EXPRESS SCRIPTS HLDG
CO COM 30219G108 97,515 1,556,000 SH SOLE 1,556,000
* FACEBOOK INC CL A 30303M102 5,413 250,000 SH CALL SOLE 250,000
* FORD MTR CO DEL COM PAR $0.01 345370860 9,860 1,000,000 SH CALL SOLE 1,000,000
* GENCORP INC COM 368682100 2,303 242,700 SH SOLE 242,700
GENERAL CABLE CORP
DEL NEW FRNT 4.500%11/1 369300AL2 18,912 17,712,000 PRN SOLE NONE
GENERAL MTRS CO *W EXP 07/10/201 37045V126 828 100,000 SH SOLE 100,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- --------------------- --------- -------- ------------------- ---------- -------- ---------------------
NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------ --------------------- --------- -------- ---------- --- ---- ---------- -------- --------- ------ ----
* GENON ENERGY INC COM 37244E107 1,450 573,300 SH SOLE 573,300
GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 18,830 12,500,000 PRN SOLE NONE
* HALCON RES CORP COM NEW 40537Q209 17,592 2,400,000 SH DEFINED 1 2,400,000
* HERTZ GLOBAL
HOLDINGS INC COM 42805T105 20,657 1,504,500 SH SOLE 1,504,500
* HOLOGIC INC COM 436440101 28,392 1,402,781 SH SOLE 1,402,781
INTEL CORP SDCV 3.250% 8/0 ADDE 458140AF7 39,190 31,835,000 PRN SOLE NONE
* ISHARES TR RUSSELL 2000 464287655 2,504 30,000 SH PUT SOLE 30,000
* JPMORGAN CHASE & CO COM 46625H100 40,480 1,000,000 SH CALL SOLE 1,000,000
KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 718 213,425 SH SOLE 213,425
* LEAP WIRELESS INTL
INC COM NEW 521863308 3,410 500,000 SH CALL SOLE 500,000
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 940 1,238,200 PRN SOLE NONE
* LUFKIN INDS INC COM 549764108 2,750 51,100 SH DEFINED 1 51,100
* MARATHON PETE CORP COM 56585A102 35,969 658,889 SH SOLE 658,889
* MARKWEST ENERGY
PARTNERS L P UNIT LTD PARTN 570759100 32,516 597,500 SH DEFINED 1 597,500
MERRIMACK
PHARMACEUTICALS IN COM 590328100 14,581 1,554,489 SH SOLE 1,554,489
* MOLYCORP INC DEL COM 608753109 4,025 350,000 SH CALL SOLE 350,000
* MONSTER WORLDWIDE
INC COM 611742107 11,596 1,582,000 SH CALL SOLE 1,582,000
* MONSTER WORLDWIDE
INC COM 611742107 2,566 350,000 SH PUT SOLE 350,000
NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 27,051 24,425,000 PRN SOLE NONE
* NUSTAR ENERGY LP UNIT COM 67058H102 6,487 127,500 SH DEFINED 1 127,500
* PLX TECHNOLOGY INC COM 693417107 4,735 820,600 SH SOLE 820,600
* PVR PARTNERS L P COM UNIT REPTG L ADD 693665101 50,007 1,970,337 SH DEFINED 1 1,970,337
* PENTAIR INC COM 709631105 42,611 957,343 SH SOLE 957,343
* PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 697 53,755 SH DEFINED 1 53,755
* PIONEER NAT RES CO COM 723787107 37,271 357,001 SH DEFINED 1 357,001
* POST HLDGS INC COM 737446104 1,503 50,000 SH SOLE 50,000
* PRESIDENTIAL LIFE
CORP COM 740884101 4,917 352,950 SH SOLE 352,950
* RANGE RES CORP COM 75281A109 7,241 103,642 SH SOLE 103,642
* RANGE RES CORP COM 75281A109 14,505 207,600 SH PUT SOLE 207,600
* REGENCY ENERGY
PARTNERS L P COM UNITS L P 75885Y107 21,728 819,673 SH DEFINED 1 819,673
* RESEARCH IN MOTION
LTD COM 760975102 3,750 500,000 SH CALL SOLE 500,000
RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 19,167 16,000,000 PRN SOLE NONE
* SAIC INC COM 78390X101 12,461 1,035,000 SH SOLE 1,035,000
* SPDR S&P 500 ETF TR TR UNIT 78462F103 504 3,500 SH SOLE 3,500
* SPDR S&P 500 ETF TR TR UNIT 78462F103 6,480 45,000 SH PUT SOLE 45,000
* SPDR SERIES TRUST S&P OILGAS EXP 78464A730 22,284 400,000 SH CALL SOLE 400,000
* SEABRIGHT HOLDINGS
INC COM 811656107 12,295 1,117,764 SH SOLE 1,117,764
* SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10,263 286,482 SH SOLE 286,482
* SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 18,396 1,179,200 SH CALL SOLE 1,179,200
* SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 73,452 1,000,000 SH PUT SOLE 1,000,000
* SUNRISE SENIOR LIVING
INC COM 86768K106 7,849 550,000 SH SOLE 550,000
* TEAM HEALTH
HOLDINGS INC COM 87817A107 1,357 50,000 SH SOLE 50,000
* THERMON GROUP
HLDGS INC COM 88362T103 9,996 400,000 SH SOLE 400,000
* UNITED TECHNOLOGIES
CORP COM 913017109 33,665 430,001 SH SOLE 430,001
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- --------- -------- ------------------ ---------- -------- ---------------------
NAME OF TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS CUSIP [x$1000] PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------ -------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
* WALTER ENERGY INC COM 93317Q105 8,927 275,001 SH DEFINED 1 275,001
* WALTER ENERGY INC COM 93317Q105 5,031 155,000 SH CALL SOLE 155,000
* WEST COAST BANCORP ORE NEW COM NEW 952145209 9,748 432,868 SH SOLE 432,868
* WESTERN DIGITAL CORP COM 958102105 4,926 127,200 SH SOLE 127,200
* WESTERN DIGITAL CORP COM 958102105 4,926 127,200 SH PUT SOLE 127,200
* WPX ENERGY INC COM 98212B103 35,171 2,120,000 SH DEFINED 1 2,120,000
* MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 14,710 1,607,700 SH SOLE 1,607,700
* TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 5,534 181,155 SH SOLE 181,155
* WEATHERFORD INTERNATIONAL LT REG SHS H27013103 6,467 510,000 SH CALL SOLE 510,000
* TYCO INTERNATIONAL LTD SHS H89128104 21,660 385,000 SH SOLE 385,000
* TEEKAY CORPORATION COM Y8564W103 88,570 2,838,796 SH DEFINED 1 2,838,796