0001140361-22-032215.txt : 20220902
0001140361-22-032215.hdr.sgml : 20220902
20220902161522
ACCESSION NUMBER: 0001140361-22-032215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220831
FILED AS OF DATE: 20220902
DATE AS OF CHANGE: 20220902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Magnetar Financial LLC
CENTRAL INDEX KEY: 0001352851
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221225298
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847)905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Magnetar Capital Partners LP
CENTRAL INDEX KEY: 0001353085
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221225297
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847)905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
FORMER NAME:
FORMER CONFORMED NAME: Magnetar Capital Partners LLC
DATE OF NAME CHANGE: 20060213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Supernova Management LLC
CENTRAL INDEX KEY: 0001368026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221225296
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847) 905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Litowitz Alec N
CENTRAL INDEX KEY: 0001368027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36844
FILM NUMBER: 221225295
MAIL ADDRESS:
STREET 1: C/O MAGNETAR FINANCIAL LLC
STREET 2: 1603 ORRINGTON AVENUE, 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Ajax Corp.
CENTRAL INDEX KEY: 0001614806
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 465211780
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13190 SW 68TH PARKWAY
STREET 2: SUITE 110
CITY: TIGARD
STATE: OR
ZIP: 97223
BUSINESS PHONE: 503-505-5670
MAIL ADDRESS:
STREET 1: 13190 SW 68TH PARKWAY
STREET 2: SUITE 110
CITY: TIGARD
STATE: OR
ZIP: 97223
4
1
form4.xml
FORM 4
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2022-08-31
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0001614806
Great Ajax Corp.
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0001352851
Magnetar Financial LLC
1603 ORRINGTON AVENUE,
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0001353085
Magnetar Capital Partners LP
1603 ORRINGTON AVENUE,
13TH FLOOR
EVANSTON
IL
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true
0001368026
Supernova Management LLC
1603 ORRINGTON AVENUE,
13TH FLOOR
EVANSTON
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true
0001368027
Litowitz Alec N
1603 ORRINGTON AVENUE,
13TH FLOOR
EVANSTON
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true
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
113483
24.57
D
0
I
Magnetar Longhorn Fund LP
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
245393
24.57
D
0
I
Magnetar Structured Credit Fund, LP
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
86601
24.57
D
0
I
Purpose Alternative Credit Fund - F LLC
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
43300
24.57
D
0
I
Purpose Alternative Credit Fund - T LLC
7.25% Series A Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
31990
24.57
D
124410
I
Magnetar Constellation Fund V LLC
5.00% Series B Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
147223
24.11
D
0
I
Magnetar Constellation Master Fund, Ltd
5.00% Series B Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
46555
24.11
D
181045
I
Magnetar Constellation Fund V Ltd
5.00% Series B Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
1040000
24.11
D
0
I
Magnetar SC Fund Ltd
5.00% Series B Fixed-to-Floating Rate Preferred Stock
2022-08-31
4
S
0
245455
24.11
D
954545
I
Magnetar Xing He Master Fund Ltd
Series A Warrants (right to buy)
10
2022-08-31
4
S
0
76961
6.99
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
76961
0
I
Magnetar Longhorn Fund LP
Series A Warrants (right to buy)
10
2022-08-31
4
S
0
167701
6.99
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
167701
0
I
Magnetar Structured Credit Fund, LP
Series A Warrants (right to buy)
10
2022-08-31
4
S
0
108252
6.99
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
108252
0
I
Purpose Alternative Credit Fund - F LLC
Series A Warrants (right to buy)
10
2022-08-31
4
S
0
54125
6.99
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
54125
0
I
Purpose Alternative Credit Fund - T LLC
Series A Warrants (right to buy)
10
2022-08-31
4
S
0
39988
6.99
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
39988
35012
I
Magnetar Constellation Fund V LLC
Series A Warrants (right to buy)
10
2022-08-31
4
S
0
64892
6.99
D
2020-08-05
2025-05-07
Common stock, par value $0.01 per share
64892
0
I
Magnetar Longhorn Fund LP
Series A Warrants (right to buy)
10
2022-08-31
4
S
0
139040
6.99
D
2020-08-05
2025-05-07
Common stock, par value $0.01 per share
139040
0
I
Magnetar Structured Credit Fund, LP
Series B Warrants (right to buy)
10
2022-08-31
4
S
0
184029
8.45
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
184029
0
I
Magnetar Constellation Master Fund, Ltd
Series B Warrants (right to buy)
10
2022-08-31
4
S
0
58194
8.45
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
58194
116806
I
Magnetar Constellation Fund V Ltd
Series B Warrants (right to buy)
10
2022-08-31
4
S
0
306819
8.45
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
306819
1193181
I
Magnetar Xing He Master Fund Ltd
Series B Warrants (right to buy)
10
2022-08-31
4
S
0
1300000
8.45
D
2020-08-05
2025-04-06
Common stock, par value $0.01 per share
1300000
0
I
Magnetar SC Fund Ltd
Series A Warrants (right to buy)
10
2020-08-05
2025-05-07
Common stock, par value $0.01 per share
120500
120500
I
Magnetar Constellation Fund V LLC
Series B Warrants (right to buy)
10
2020-08-05
2025-05-07
Common stock, par value $0.01 per share
109500
109500
I
Magnetar Constellation Fund V Ltd
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds").
Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America.
Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants.
/s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP, which is in turn the Sole Member of Magnetar Financial LLC
2022-09-02
/s/ Alec N. Litowitz, as Manager of Supernova Management LLC, which is the General Partner of Magnetar Capital Partners LP
2022-09-02
/s/ Alec N. Litowitz, as Manager of Supernova Management LLC
2022-09-02
/s/ Alec N. Litowitz
2022-09-02