0001104659-15-079074.txt : 20151116 0001104659-15-079074.hdr.sgml : 20151116 20151116090040 ACCESSION NUMBER: 0001104659-15-079074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Magnetar Financial LLC CENTRAL INDEX KEY: 0001352851 IRS NUMBER: 043818748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11800 FILM NUMBER: 151231866 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001352851 XXXXXXXX 09-30-2015 09-30-2015 false Magnetar Financial LLC

1603 ORRINGTON AVE. 13TH FLOOR EVANSTON IL 60201

13F HOLDINGS REPORT 028-11800 Y CONFIDENTIAL MATERIAL APPEARING IN THIS DOCUMENT HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND RULE 24B-2 PROMULGATED THEREUNDER. MICHAEL TURRO 847-905-4690 MICHAEL TURRO EVANSTON IL 11-16-2015 2 399 3836316 true 1 0001520339 028-14458 MTP Energy Management LLC 2 0001542286 028-14816 Riley Creek Capital Management LLC INFORMATION TABLE 2 a15-23066_1informationtable.xml INFORMATION TABLE * GOOGLE INC CL C 38259P706 18253 30000 SH SOLE 30000 0 0 * APPLE INC COM 037833100 11030 100000 SH Call SOLE 100000 0 0 * AMERISOURCEBERGEN CORP COM 03073E105 350 3680 SH DFND 2 3680 0 0 * ASBURY AUTOMOTIVE GROUP INC COM 043436104 418 5147 SH SOLE 5147 0 0 * ACCENTURE PLC IRELAND SHS CLASS A G1151C101 353 3594 SH DFND 2 3594 0 0 * ANALOG DEVICES INC COM 032654105 224 3973 SH DFND 2 3973 0 0 * ARCHER DANIELS MIDLAND CO COM 039483102 397 9585 SH SOLE 9585 0 0 * AUTOMATIC DATA PROCESSING IN COM 053015103 492 6121 SH DFND 2 6121 0 0 * AERCAP HOLDINGS NV SHS N00985106 232 6064 SH DFND 2 6064 0 0 * AES CORP COM 00130H105 348 35511 SH SOLE 35511 0 0 * ALLERGAN PLC SHS G0177J108 28332 104236 SH SOLE 104236 0 0 * AAR CORP COM 000361105 320 16866 SH SOLE 16866 0 0 * AEROJET ROCKETDYNE HLDGS INC COM 007800105 314 19416 SH SOLE 19416 0 0 * AKORN INC COM 009728106 281 9857 SH SOLE 9857 0 0 AK STL CORP NOTE 5.000%11/1 001546AP5 20906 28351000 PRN SOLE 0 0 0 * ALLSTATE CORP COM 020002101 384 6592 SH SOLE 6592 0 0 * ALLSTATE CORP COM 020002101 606 10402 SH DFND 2 10402 0 0 * ALLY FINL INC COM 02005N100 376 18472 SH DFND 2 18472 0 0 * ALNYLAM PHARMACEUTICALS INC COM 02043Q107 451 5612 SH DFND 2 5612 0 0 * ALERE INC COM 01449J105 226 4690 SH DFND 2 4690 0 0 * ALLISON TRANSMISSION HLDGS I COM 01973R101 416 15577 SH SOLE 15577 0 0 * APPLIED MATLS INC COM 038222105 385 26183 SH SOLE 26183 0 0 * ADVANCED MICRO DEVICES INC COM 007903107 405 235515 SH SOLE 235515 0 0 * AMKOR TECHNOLOGY INC COM 031652100 463 103071 SH SOLE 103071 0 0 * ALPS ETF TR ALERIAN MLP 00162Q866 4992 400000 SH Call SOLE 400000 0 0 * ALPS ETF TR ALERIAN MLP 00162Q866 3798 304300 SH Put SOLE 304300 0 0 * ANSYS INC COM 03662Q105 554 6285 SH DFND 2 6285 0 0 * AON PLC SHS CL A G0408V102 406 4578 SH DFND 2 4578 0 0 * EXTERRAN PARTNERS LP COM UNITS 30225N105 16784 1021517 SH DFND 1 1021517 0 0 ARC LOGISTICS PARTNERS LP COM UT REP LPN 03879N101 7696 572635 SH DFND 1 572635 0 0 * EXTERRAN HLDGS INC COM 30225X103 9035 501931 SH DFND 501931 0 0 * EXTERRAN HLDGS INC COM 30225X103 74720 4151118 SH DFND 1 4151118 0 0 * ASHLAND INC NEW COM 044209104 400 3976 SH SOLE 3976 0 0 * ACTUANT CORP CL A NEW 00508X203 362 19711 SH SOLE 19711 0 0 * AVALONBAY CMNTYS INC COM 053484101 553 3163 SH DFND 2 3163 0 0 * AVAGO TECHNOLOGIES LTD SHS Y0486S104 39928 319400 SH Call SOLE 319400 0 0 AVOLON HLDGS LTD COM G52237107 36419 1196408 SH SOLE 1196408 0 0 * AMERICAN EXPRESS CO COM 025816109 20738 279756 SH SOLE 279756 0 0 * AUTOZONE INC COM 053332102 1112 1536 SH DFND 2 1536 0 0 * ASPEN TECHNOLOGY INC COM 045327103 388 10242 SH SOLE 10242 0 0 * ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 14536 246500 SH Call SOLE 246500 0 0 * ALIBABA GROUP HLDG LTD SPONSORED ADS 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0 0 * DANA HLDG CORP COM 235825205 389 24490 SH SOLE 24490 0 0 * DU PONT E I DE NEMOURS & CO COM 263534109 393 8151 SH SOLE 8151 0 0 * DEPOMED INC COM 249908104 11048 586079 SH SOLE 586079 0 0 * DEERE & CO COM 244199105 387 5230 SH DFND 2 5230 0 0 * DOLLAR GEN CORP NEW COM 256677105 596 8222 SH DFND 2 8222 0 0 * DISNEY WALT CO COM DISNEY 254687106 496 4858 SH DFND 2 4858 0 0 * DELPHI AUTOMOTIVE PLC SHS G27823106 597 7847 SH DFND 2 7847 0 0 * DIGITAL RLTY TR INC COM 253868103 520 7958 SH DFND 2 7958 0 0 * DOLLAR TREE INC COM 256746108 445 6676 SH DFND 2 6676 0 0 * DELUXE CORP COM 248019101 393 7054 SH SOLE 7054 0 0 * MASONITE INTL CORP NEW COM 575385109 399 6580 SH SOLE 6580 0 0 * DOVER CORP COM 260003108 406 7094 SH SOLE 7094 0 0 * AMDOCS LTD SHS G02602103 466 8190 SH DFND 2 8190 0 0 * DOMINOS PIZZA INC COM 25754A201 283 2626 SH DFND 2 2626 0 0 * DARDEN RESTAURANTS INC COM 237194105 451 6576 SH DFND 2 6576 0 0 * EBAY INC COM 278642103 600 24557 SH DFND 2 24557 0 0 * EQUIFAX INC COM 294429105 663 6827 SH DFND 2 6827 0 0 * ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 98877 6273895 SH DFND 1 6273895 0 0 * EDGEWELL PERS CARE CO COM 28035Q102 388 4749 SH SOLE 4749 0 0 * EQT CORP COM 26884L109 248 3833 SH DFND 2 3833 0 0 * ESTERLINE TECHNOLOGIES CORP COM 297425100 369 5126 SH SOLE 5126 0 0 * ESSEX PPTY TR INC COM 297178105 646 2890 SH DFND 2 2890 0 0 * ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 24821 1192758 SH DFND 1 1192758 0 0 * EATON CORP PLC SHS G29183103 397 7746 SH DFND 2 7746 0 0 * ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 1887 45953 SH SOLE 45953 0 0 * ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 173307 4219786 SH DFND 1 4219786 0 0 * EXPEDITORS INTL WASH INC COM 302130109 476 10108 SH DFND 2 10108 0 0 * EXPRESS INC COM 30219E103 427 23873 SH SOLE 23873 0 0 * FACTSET RESH SYS INC COM 303075105 298 1865 SH DFND 2 1865 0 0 * FIREEYE INC COM 31816Q101 3106 97600 SH Call SOLE 97600 0 0 * F5 NETWORKS INC COM 315616102 802 6926 SH DFND 2 6926 0 0 * FINISH LINE INC CL A 317923100 319 16534 SH SOLE 16534 0 0 * FIDELITY NATL INFORMATION SV COM 31620M106 391 5825 SH DFND 2 5825 0 0 * FIFTH THIRD BANCORP COM 316773100 451 23876 SH DFND 2 23876 0 0 * FLIR SYS INC COM 302445101 413 14762 SH SOLE 14762 0 0 * FLEETCOR TECHNOLOGIES INC COM 339041105 1034 7514 SH DFND 2 7514 0 0 * FOOT LOCKER INC COM 344849104 464 6442 SH SOLE 6442 0 0 * FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 270 7619 SH DFND 2 7619 0 0 * FABRINET SHS G3323L100 367 20000 SH SOLE 20000 0 0 * FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 56266 1538156 SH SOLE 1538156 0 0 * AGL RES INC COM 001204106 61566 1008611 SH SOLE 1008611 0 0 * GENERAL DYNAMICS CORP COM 369550108 505 3664 SH DFND 2 3664 0 0 * GENERAL ELECTRIC CO COM 369604103 439 17415 SH SOLE 17415 0 0 * GRACO INC COM 384109104 426 6358 SH SOLE 6358 0 0 * GOLDCORP INC NEW COM 380956409 128 10216 SH DFND 2 10216 0 0 * GROUPE CGI INC CL A SUB VTG 39945C109 280 7700 SH DFND 2 7700 0 0 * 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414 1924 SH DFND 2 1924 0 0 * HASBRO INC COM 418056107 414 5738 SH DFND 2 5738 0 0 * HAWAIIAN HOLDINGS INC COM 419879101 516 20927 SH SOLE 20927 0 0 * HUNTINGTON BANCSHARES INC COM 446150104 737 69499 SH DFND 2 69499 0 0 * HCA HOLDINGS INC COM 40412C101 378 4887 SH SOLE 4887 0 0 * HCC INS HLDGS INC COM 404132102 62176 802585 SH SOLE 802585 0 0 * HOME DEPOT INC COM 437076102 449 3884 SH SOLE 3884 0 0 * HOME DEPOT INC COM 437076102 218 1889 SH DFND 2 1889 0 0 * HOLLYFRONTIER CORP COM 436106108 460 9418 SH SOLE 9418 0 0 * HARTFORD FINL SVCS GROUP INC COM 416515104 353 7705 SH DFND 2 7705 0 0 * DOT HILL SYS CORP COM 25848T109 29592 3041327 SH SOLE 3041327 0 0 * HOLOGIC INC COM 436440101 231 5914 SH DFND 2 5914 0 0 * HEWLETT PACKARD CO COM 428236103 472 18413 SH DFND 2 18413 0 0 * BLOCK H & R INC COM 093671105 285 7860 SH DFND 2 7860 0 0 * HARSCO CORP COM 415864107 300 33081 SH SOLE 33081 0 0 * HEADWATERS INC COM 42210P102 450 23910 SH SOLE 23910 0 0 * ISHARES TR IBOXX HI YD ETF 464288513 79958 960000 SH Put SOLE 960000 0 0 * INTERNATIONAL BUSINESS MACHS COM 459200101 14497 100000 SH Call SOLE 100000 0 0 * IDEXX LABS INC COM 45168D104 464 6249 SH SOLE 6249 0 0 * INTERNATIONAL FLAVORS&FRAGRA COM 459506101 204 1975 SH DFND 2 1975 0 0 * ILLUMINA INC COM 452327109 2651 15080 SH SOLE 15080 0 0 * ILLUMINA INC COM 452327109 563 3203 SH DFND 2 3203 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 63933 42282000 PRN SOLE 0 0 0 * IPC HEALTHCARE INC COM 44984A105 45643 587507 SH SOLE 587507 0 0 * INGERSOLL-RAND PLC SHS G47791101 1001 19707 SH DFND 2 19707 0 0 * INVESTORS BANCORP INC NEW COM 46146L101 461 37319 SH SOLE 37319 0 0 * INTUITIVE SURGICAL INC COM NEW 46120E602 785 1708 SH DFND 2 1708 0 0 * GARTNER INC COM 366651107 431 5132 SH SOLE 5132 0 0 * ISHARES TR RUSSELL 2000 ETF 464287655 4859 44500 SH Put SOLE 44500 0 0 * JAZZ PHARMACEUTICALS PLC SHS USD G50871105 237 1784 SH DFND 2 1784 0 0 * HUNT J B TRANS SVCS INC COM 445658107 232 3255 SH DFND 2 3255 0 0 * JETBLUE AIRWAYS CORP COM 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398 7826 SH SOLE 7826 0 0 * PNC FINL SVCS GROUP INC COM 693475105 413 4629 SH SOLE 4629 0 0 * PNC FINL SVCS GROUP INC COM 693475105 368 4120 SH DFND 2 4120 0 0 * PRIMERICA INC COM 74164M108 9032 200400 SH Put SOLE 200400 0 0 * PUBLIC STORAGE COM 74460D109 1274 6020 SH DFND 2 6020 0 0 * PERICOM SEMICONDUCTOR CORP COM 713831105 17994 985958 SH SOLE 985958 0 0 * PVH CORP COM 693656100 708 6947 SH DFND 2 6947 0 0 * PIONEER NAT RES CO COM 723787107 88388 726636 SH DFND 1 726636 0 0 * QUALCOMM INC COM 747525103 379 7059 SH SOLE 7059 0 0 * QUINTILES TRANSNATIO HLDGS I COM 74876Y101 656 9425 SH DFND 2 9425 0 0 * LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 375 14292 SH DFND 2 14292 0 0 * RITE AID CORP COM 767754104 691 113889 SH DFND 2 113889 0 0 * REYNOLDS AMERICAN INC COM 761713106 295 6662 SH DFND 2 6662 0 0 * ROYAL DUTCH SHELL PLC SPON ADR B 780259107 94960 2000000 SH DFND 1 2000000 0 0 * REGENERON PHARMACEUTICALS COM 75886F107 381 820 SH SOLE 820 0 0 * REGENERON PHARMACEUTICALS COM 75886F107 380 816 SH DFND 2 816 0 0 * REMY INTL INC NEW COM 75971M108 41535 1420000 SH SOLE 1420000 0 0 * RENTRAK CORP COM 760174102 993 18374 SH SOLE 18374 0 0 * EVEREST RE GROUP LTD COM G3223R108 444 2561 SH DFND 2 2561 0 0 * REGIONS FINL CORP NEW COM 7591EP100 438 48602 SH DFND 2 48602 0 0 * RED HAT INC COM 756577102 3874 53900 SH SOLE 53900 0 0 * RAMBUS INC DEL COM 750917106 410 34724 SH SOLE 34724 0 0 * RENAISSANCERE HOLDINGS LTD COM G7496G103 450 4236 SH SOLE 4236 0 0 * ROLLINS INC COM 775711104 264 9823 SH DFND 2 9823 0 0 * ROSS STORES INC COM 778296103 556 11467 SH DFND 2 11467 0 0 * ECHOSTAR CORP CL A 278768106 421 9792 SH SOLE 9792 0 0 * SBA COMMUNICATIONS CORP COM 78388J106 796 7597 SH DFND 2 7597 0 0 * SEALED AIR CORP NEW COM 81211K100 401 8548 SH SOLE 8548 0 0 * SEALED AIR CORP NEW COM 81211K100 241 5150 SH DFND 2 5150 0 0 * STANCORP FINL GROUP INC COM 852891100 48320 423118 SH SOLE 423118 0 0 SHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0 G81075AE6 5273 5000000 PRN SOLE 5000000 0 0 * SIGMA ALDRICH CORP COM 826552101 61778 444699 SH SOLE 0 0 0 * SHAW COMMUNICATIONS INC CL B CONV 82028K200 225 11600 SH DFND 2 11600 0 0 * SCHLUMBERGER LTD COM 806857108 228 3300 SH DFND 2 3300 0 0 * SUN LIFE FINL INC COM 866796105 495 15300 SH DFND 2 15300 0 0 * SNAP ON INC COM 833034101 923 6112 SH DFND 2 6112 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 2485 2000000 PRN SOLE 0 0 0 * SANDISK CORP COM 80004C101 410 7539 SH SOLE 7539 0 0 * SPECTRUM BRANDS HLDGS INC COM 84763R101 291 3176 SH DFND 2 3176 0 0 * SIMON PPTY GROUP INC NEW COM 828806109 931 5065 SH DFND 2 5065 0 0 * STAPLES INC COM 855030102 5865 500000 SH Call SOLE 500000 0 0 * STAPLES INC COM 855030102 828 70559 SH DFND 2 70559 0 0 SUNPOWER CORP DBCV 0.750% 6/0 867652AG4 5321 5000000 PRN SOLE 0 0 0 SQUARE 1 FINL INC CL A 85223W101 19797 771044 SH SOLE 771044 0 0 * STERICYCLE INC COM 858912108 290 2080 SH DFND 2 2080 0 0 * SUNTRUST BKS INC COM 867914103 494 12924 SH DFND 2 12924 0 0 * ST JUDE MED INC COM 790849103 389 6167 SH DFND 2 6167 0 0 * SEAGATE TECHNOLOGY PLC SHS G7945M107 585 13056 SH DFND 2 13056 0 0 * CONSTELLATION BRANDS INC CL A 21036P108 253 2018 SH DFND 2 2018 0 0 * SUNEDISON INC COM 86732Y109 3590 500000 SH Call SOLE 500000 0 0 SUNEDISON INC NOTE 2.750% 1/0 86732YAD1 4616 6500000 PRN SOLE 0 0 0 * SKYWORKS SOLUTIONS INC COM 83088M102 204 2428 SH DFND 2 2428 0 0 * STANLEY BLACK & DECKER INC COM 854502101 660 6808 SH DFND 2 6808 0 0 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 2825 90000 SH SOLE 90000 0 0 * SUNCOKE ENERGY INC COM 86722A103 288 36984 SH SOLE 36984 0 0 * SYMETRA FINL CORP COM 87151Q106 60622 1916000 SH SOLE 1916000 0 0 * STRYKER CORP COM 863667101 239 2540 SH DFND 2 2540 0 0 * SYMANTEC CORP COM 871503108 459 23587 SH DFND 2 23587 0 0 * SYSCO CORP COM 871829107 484 12418 SH SOLE 12418 0 0 * TELUS CORP COM 87971M103 310 9800 SH DFND 2 9800 0 0 * TORONTO DOMINION BK ONT COM NEW 891160509 1691 42800 SH DFND 2 42800 0 0 * TRANSDIGM GROUP INC COM 893641100 817 3846 SH DFND 2 3846 0 0 * TENNECO INC COM 880349105 409 9125 SH SOLE 9125 0 0 * TERADYNE INC COM 880770102 425 23600 SH SOLE 23600 0 0 * TECO ENERGY INC COM 872375100 51689 1968352 SH SOLE 1968352 0 0 * TEREX CORP NEW COM 880779103 14739 821573 SH SOLE 821573 0 0 * TELEFLEX INC COM 879369106 296 2385 SH DFND 2 2385 0 0 * TARGET CORP COM 87612E106 437 5553 SH SOLE 5553 0 0 * THORATEC CORP COM NEW 885175307 58943 931755 SH SOLE 931755 0 0 * TJX COS INC NEW COM 872540109 1241 17374 SH DFND 2 17374 0 0 * TEEKAY CORPORATION COM Y8564W103 80862 2728125 SH SOLE 2728125 0 0 * TEEKAY CORPORATION COM Y8564W103 112613 3799343 SH DFND 1 3799343 0 0 * THERMO FISHER SCIENTIFIC INC COM 883556102 398 3257 SH SOLE 3257 0 0 * TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 3367 233960 SH SOLE 233960 0 0 * TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 27598 1917882 SH DFND 1 1917882 0 0 * TARGA RES CORP COM 87612G101 16470 319676 SH DFND 1 319676 0 0 * PRICE T ROWE GROUP INC COM 74144T108 264 3799 SH DFND 2 3799 0 0 * TRANSCANADA CORP COM 89353D107 1922 60856 SH SOLE 60856 0 0 * TRANSCANADA CORP COM 89353D107 170892 5411391 SH DFND 1 5411391 0 0 * TRAVELERS COMPANIES INC COM 89417E109 426 4283 SH SOLE 4283 0 0 * TRAVELERS COMPANIES INC COM 89417E109 1451 14577 SH DFND 2 14577 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 16905 17500000 PRN SOLE 0 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 11823 12500000 PRN SOLE 12500000 0 0 * TOTAL SYS SVCS INC COM 891906109 391 8616 SH DFND 2 8616 0 0 * AT&T INC COM 00206R102 339 10410 SH DFND 2 10410 0 0 * TIME WARNER CABLE INC COM 88732J207 218411 1217655 SH SOLE 1217655 0 0 * TWITTER INC COM 90184L102 5388 200000 SH Call SOLE 200000 0 0 * TOWERS WATSON & CO CL A 891894107 2498 21281 SH SOLE 21281 0 0 * TIME WARNER INC COM NEW 887317303 17188 250000 SH Call SOLE 250000 0 0 * TYCO INTL PLC SHS G91442106 460 13743 SH DFND 2 13743 0 0 * UNITED CONTL HLDGS INC COM 910047109 428 8060 SH SOLE 8060 0 0 * UNITED CONTL HLDGS INC COM 910047109 713 13434 SH DFND 2 13434 0 0 * DOMTAR CORP COM NEW 257559203 400 11179 SH SOLE 11179 0 0 * UNIVERSAL HLTH SVCS INC CL B 913903100 376 3014 SH DFND 2 3014 0 0 * UNUM GROUP COM 91529Y106 254 7923 SH DFND 2 7923 0 0 * UNION PAC CORP COM 907818108 712 8057 SH DFND 2 8057 0 0 * URBAN OUTFITTERS INC COM 917047102 409 13934 SH SOLE 13934 0 0 * UNITED RENTALS INC COM 911363109 407 6785 SH SOLE 6785 0 0 * US BANCORP DEL COM NEW 902973304 417 10160 SH DFND 2 10160 0 0 * POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 77200 3075700 SH Call SOLE 3075700 0 0 * VULCAN MATLS CO COM 929160109 445 4993 SH SOLE 4993 0 0 * VOYA FINL INC COM 929089100 375 9681 SH SOLE 9681 0 0 * VOYA FINL INC COM 929089100 280 7217 SH DFND 2 7217 0 0 * VERISK ANALYTICS INC COM 92345Y106 472 6386 SH DFND 2 6386 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 32489 15581000 PRN SOLE 0 0 0 * VALIDUS HOLDINGS LTD COM SHS G9319H102 442 9806 SH SOLE 9806 0 0 * VALEANT PHARMACEUTICALS INTL COM 91911K102 423 2372 SH DFND 2 2372 0 0 * VENTAS INC COM 92276F100 661 11793 SH DFND 2 11793 0 0 * VERIZON COMMUNICATIONS INC COM 92343V104 737 16935 SH DFND 2 16935 0 0 * WENDYS CO COM 95058W100 383 44302 SH SOLE 44302 0 0 * WELLS FARGO & CO NEW COM 949746101 623 12139 SH DFND 2 12139 0 0 * WHIRLPOOL CORP COM 963320106 496 3367 SH DFND 2 3367 0 0 * WINDSTREAM HLDGS INC COM NEW 97382A200 575 93720 SH SOLE 93720 0 0 * WILLIAMS COS INC DEL COM 969457100 17743 481500 SH Call SOLE 481500 0 0 * TORNIER N V SHS N87237108 8683 425854 SH SOLE 425854 0 0 * WRIGHT MED GROUP INC COM 98235T107 1074 51100 SH SOLE 51100 0 0 * WASTE MGMT INC DEL COM 94106L109 443 8889 SH SOLE 8889 0 0 * WASTE MGMT INC DEL COM 94106L109 1309 26272 SH DFND 2 26272 0 0 * WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 92383 2894215 SH DFND 1 2894215 0 0 * WESTERN UN CO COM 959802109 412 22457 SH SOLE 22457 0 0 * WESTERN UN CO COM 959802109 265 14415 SH DFND 2 14415 0 0 * WHITEWAVE FOODS CO COM 966244105 511 12737 SH DFND 2 12737 0 0 * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 31212 510000 SH Put SOLE 510000 0 0 * XL GROUP PLC SHS G98290102 274 7533 SH DFND 2 7533 0 0 * YAHOO INC COM 984332106 110142 3809832 SH SOLE 3809832 0 0 * YUM BRANDS INC COM 988498101 15143 189400 SH SOLE 189400 0 0 * ZIMMER BIOMET HLDGS INC COM 98956P102 406 4318 SH DFND 2 4318 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 630 323009 SH SOLE 323009 0 0