0001104659-13-084538.txt : 20131114
0001104659-13-084538.hdr.sgml : 20131114
20131114101458
ACCESSION NUMBER: 0001104659-13-084538
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Magnetar Financial LLC
CENTRAL INDEX KEY: 0001352851
IRS NUMBER: 043818748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11800
FILM NUMBER: 131217334
BUSINESS ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: (847)905-4400
MAIL ADDRESS:
STREET 1: 1603 ORRINGTON AVE.
STREET 2: 13TH FLOOR
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001352851
XXXXXXXX
09-30-2013
09-30-2013
false
Magnetar Financial LLC
1603 ORRINGTON AVE.
13TH FLOOR
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-11800
Y
CONFIDENTIAL MATERIAL APPEARING IN THIS DOCUMENT HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION IN ACCORDANCE WITH THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND RULE 24B-2 PROMULGATED THERE UNDER.
MICHAEL TURRO
Chief Compliance Officer
847-905-4690
MICHAEL TURRO
EVANSTON
IL
11-14-2013
1
457
5854201
true
1
0001520339
028-14458
MTP Energy Management LLC
INFORMATION TABLE
2
a13-24196_4informationtable.xml
INFORMATION TABLE
* ACI WORLDWIDE INC
COM
004498101
1070
19800
SH
SOLE
19800
0
0
* ACTAVIS INC
COM
00507K103
720
5000
SH
Call
SOLE
5000
0
0
* ACTAVIS INC
COM
00507K103
475
3300
SH
Put
SOLE
3300
0
0
* ACTAVIS INC
COM
00507K103
432
3000
SH
SOLE
3000
0
0
* ACXIOM CORP
COM
005125109
1193
42031
SH
SOLE
42031
0
0
* ADOBE SYS INC
COM
00724F101
1890
36396
SH
SOLE
36396
0
0
* ADVANCE AUTO PARTS INC
COM
00751Y106
1455
17592
SH
SOLE
17592
0
0
* ADVENT SOFTWARE INC
COM
007974108
825
25977
SH
SOLE
25977
0
0
* AGILENT TECHNOLOGIES INC
COM
00846U101
17001
331736
SH
SOLE
331736
0
0
* AGILENT TECHNOLOGIES INC
COM
00846U101
554
10800
SH
Put
SOLE
10800
0
0
* AGL RES INC
COM
001204106
329
7152
SH
SOLE
7152
0
0
* AIR PRODS & CHEMS INC
COM
009158106
654
6133
SH
SOLE
6133
0
0
* AIR PRODS & CHEMS INC
COM
009158106
469
4400
SH
Put
SOLE
4400
0
0
* AIRGAS INC
COM
009363102
1373
12943
SH
SOLE
12943
0
0
* AKAMAI TECHNOLOGIES INC
COM
00971T101
2585
50000
SH
Put
SOLE
50000
0
0
* ALLEGIANT TRAVEL CO
COM
01748X102
563
5346
SH
SOLE
5346
0
0
* ALLETE INC
COM NEW
018522300
889
18411
SH
SOLE
18411
0
0
* ALLIANT ENERGY CORP
COM
018802108
1291
26054
SH
SOLE
26054
0
0
* ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
524
5276
SH
SOLE
5276
0
0
* ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
326
21952
SH
SOLE
21952
0
0
* ALPS ETF TR
ALERIAN MLP
00162Q866
880
50000
SH
Put
SOLE
50000
0
0
* AMC NETWORKS INC
CL A
00164V103
834
12186
SH
SOLE
12186
0
0
* AMEREN CORP
COM
023608102
1216
34904
SH
SOLE
34904
0
0
* AMERICAN INTL GROUP INC
COM NEW
026874784
1133
23300
SH
Put
SOLE
23300
0
0
* ANADARKO PETE CORP
COM
032511107
271196
2916400
SH
Call
SOLE
2916400
0
0
* ANADARKO PETE CORP
COM
032511107
428
4600
SH
Put
SOLE
4600
0
0
* ANALOG DEVICES INC
COM
032654105
593
12596
SH
SOLE
12596
0
0
* AON PLC
SHS CL A
G0408V102
278
3732
SH
SOLE
3732
0
0
* APOLLO GROUP INC
CL A
037604105
5203
250000
SH
Call
SOLE
250000
0
0
* APPLE INC
COM
037833100
23838
50000
SH
Call
SOLE
50000
0
0
* ARDMORE SHIPPING CORP
COM
Y0207T100
3035
250000
SH
SOLE
250000
0
0
* ASHLAND INC NEW
COM
044209104
814
8800
SH
Put
SOLE
8800
0
0
* ASHLAND INC NEW
COM
044209104
563
6090
SH
SOLE
6090
0
0
* ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
1754
48325
SH
SOLE
48325
0
0
* ASSURED GUARANTY LTD
COM
G0585R106
191
10200
SH
Put
SOLE
10200
0
0
* ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
3937
188024
SH
DFND
1
188024
0
0
* AVON PRODS INC
COM
054303102
4120
200000
SH
Call
SOLE
200000
0
0
* B/E AEROSPACE INC
COM
073302101
1477
20005
SH
SOLE
20005
0
0
* BAKER HUGHES INC
COM
057224107
49100
1000000
SH
Call
SOLE
1000000
0
0
* BAKER HUGHES INC
COM
057224107
24550
500000
SH
SOLE
500000
0
0
* BANKUNITED INC
COM
06652K103
2202
70594
SH
SOLE
70594
0
0
* BARD C R INC
COM
067383109
794
6889
SH
SOLE
6889
0
0
* BEAM INC
COM
073730103
2126
32880
SH
SOLE
32880
0
0
* BERKLEY W R CORP
COM
084423102
511
11913
SH
SOLE
11913
0
0
* BEST BUY INC
COM
086516101
368
9800
SH
Put
SOLE
9800
0
0
* BIO RAD LABS INC
CL A
090572207
569
4842
SH
SOLE
4842
0
0
* BIOGEN IDEC INC
COM
09062X103
217
900
SH
Put
SOLE
900
0
0
* BLACKSTONE MTG TR INC
COM CL A
09257W100
16828
668049
SH
SOLE
668049
0
0
* BOEING CO
COM
097023105
1210
10299
SH
SOLE
10299
0
0
* BOEING CO
COM
097023105
611
5200
SH
Put
SOLE
5200
0
0
* BOISE INC
COM
09746Y105
35835
2844084
SH
SOLE
2844084
0
0
* BOYD GAMING CORP
COM
103304101
792
56000
SH
Put
SOLE
56000
0
0
* BP PLC
SPONSORED ADR
055622104
42030
1000000
SH
Call
SOLE
1000000
0
0
* BRIGHT HORIZONS FAM SOL IN D
COM
109194100
681
19011
SH
SOLE
19011
0
0
* BROADCOM CORP
CL A
111320107
232
8928
SH
SOLE
8928
0
0
* BROOKDALE SR LIVING INC
COM
112463104
1453
55264
SH
SOLE
55264
0
0
* BROWN & BROWN INC
COM
115236101
842
26228
SH
SOLE
26228
0
0
* BUFFALO WILD WINGS INC
COM
119848109
824
7408
SH
SOLE
7408
0
0
* C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
817
13709
SH
SOLE
13709
0
0
* CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
189
11200
SH
Put
SOLE
11200
0
0
* CABOT OIL & GAS CORP
COM
127097103
44989
1205500
SH
DFND
1
1205500
0
0
* CABOT OIL & GAS CORP
COM
127097103
11032
295600
SH
Put
SOLE
295600
0
0
* CAPITAL ONE FINL CORP
COM
14040H105
447
6500
SH
Put
SOLE
6500
0
0
* CAPITOL FED FINL INC
COM
14057J101
2078
167139
SH
SOLE
167139
0
0
* CARTER INC
COM
146229109
2918
38454
SH
SOLE
38454
0
0
* CARTER INC
COM
146229109
402
5300
SH
Put
SOLE
5300
0
0
* CATERPILLAR INC DEL
COM
149123101
17508
210000
SH
Put
SOLE
210000
0
0
* CBS CORP NEW
CL B
124857202
932
16900
SH
Put
SOLE
16900
0
0
* CEMEX SAB DE CV
SPON ADR NEW
151290889
362
32400
SH
Put
SOLE
32400
0
0
* CENTERPOINT ENERGY INC
COM
15189T107
1365
56928
SH
SOLE
56928
0
0
* CF INDS HLDGS INC
COM
125269100
401
1900
SH
Put
SOLE
1900
0
0
* CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
811
6018
SH
SOLE
6018
0
0
* CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
377
2800
SH
Put
SOLE
2800
0
0
* CHATHAM LODGING TR
COM
16208T102
2500
140000
SH
SOLE
140000
0
0
* CHENIERE ENERGY INC
COM NEW
16411R208
97241
2848300
SH
DFND
1
2848300
0
0
* CHENIERE ENERGY INC
COM NEW
16411R208
277
8100
SH
Put
SOLE
8100
0
0
* CHICOS FAS INC
COM
168615102
528
31665
SH
SOLE
31665
0
0
* CINEMARK HOLDINGS INC
COM
17243V102
1778
56026
SH
SOLE
56026
0
0
* CLECO CORP NEW
COM
12561W105
1286
28675
SH
SOLE
28675
0
0
* CME GROUP INC
COM
12572Q105
1807
24459
SH
SOLE
24459
0
0
* COBALT INTL ENERGY INC
COM
19075F106
12132
488000
SH
Call
SOLE
488000
0
0
* COCA COLA ENTERPRISES INC NE
COM
19122T109
2035
50603
SH
SOLE
50603
0
0
* COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1795
21855
SH
SOLE
21855
0
0
* COLFAX CORP
COM
194014106
1407
24914
SH
SOLE
24914
0
0
* COMCAST CORP NEW
CL A
20030N101
692
15324
SH
SOLE
15324
0
0
* COMPUWARE CORP
COM
205638109
4480
400000
SH
Call
SOLE
400000
0
0
* COMPUWARE CORP
COM
205638109
1120
100000
SH
SOLE
100000
0
0
* CONSTELLATION BRANDS INC
CL A
21036P108
7009
122100
SH
Put
SOLE
122100
0
0
* CONSTELLATION BRANDS INC
CL A
21036P108
732
12755
SH
SOLE
12755
0
0
* CONSTELLATION BRANDS INC
CL A
21036P108
574
10000
SH
Call
SOLE
10000
0
0
* COPART INC
COM
217204106
3446
108394
SH
SOLE
108394
0
0
* CRANE CO
COM
224399105
574
9304
SH
SOLE
9304
0
0
* CROSSTEX ENERGY L P
COM
22765U102
37068
1862693
SH
DFND
1
1862693
0
0
* CROWN CASTLE INTL CORP
COM
228227104
840
11500
SH
Call
SOLE
11500
0
0
* CUMMINS INC
COM
231021106
757
5700
SH
Put
SOLE
5700
0
0
* CYRUSONE INC
COM
23283R100
3994
210450
SH
SOLE
210450
0
0
* DANAHER CORP DEL
COM
235851102
1386
20000
SH
Put
SOLE
20000
0
0
* DANAHER CORP DEL
COM
235851102
512
7392
SH
SOLE
7392
0
0
* DELL INC
COM
24702R101
63375
4602400
SH
Put
SOLE
4602400
0
0
* DELL INC
COM
24702R101
63043
4578291
SH
SOLE
4578291
0
0
* DELL INC
COM
24702R101
14571
1058200
SH
Call
SOLE
1058200
0
0
* DENBURY RES INC
COM NEW
247916208
58979
3203643
SH
DFND
1
3203643
0
0
* DEUTSCHE BANK AG
NAMEN AKT
D18190898
1973
43000
SH
Put
SOLE
43000
0
0
* DIAMONDBACK ENERGY INC
COM
25278X109
758
17786
SH
SOLE
17786
0
0
* DIGITAL RLTY TR INC
COM
253868103
345
6500
SH
Put
SOLE
6500
0
0
* DIGITALGLOBE INC
COM NEW
25389M877
531
16801
SH
SOLE
16801
0
0
* DIGITALGLOBE INC
COM NEW
25389M877
221
7000
SH
Put
SOLE
7000
0
0
* DIRECTV
COM
25490A309
2737
45800
SH
Put
SOLE
45800
0
0
* DISH NETWORK CORP
CL A
25470M109
13503
300000
SH
Call
SOLE
300000
0
0
* DOLE FOOD CO INC NEW
COM
256603101
20164
1480467
SH
SOLE
1480467
0
0
* DOLLAR GEN CORP NEW
COM
256677105
977
17300
SH
Put
SOLE
17300
0
0
* DOLLAR TREE INC
COM
256746108
2812
49200
SH
SOLE
49200
0
0
* DOW CHEM CO
COM
260543103
330
8600
SH
Put
SOLE
8600
0
0
* DST SYS INC DEL
COM
233326107
2493
33054
SH
SOLE
33054
0
0
* DU PONT E I DE NEMOURS & CO
COM
263534109
2038
34800
SH
Put
SOLE
34800
0
0
* DYNEGY INC NEW DEL
COM
26817R108
621
32129
SH
SOLE
32129
0
0
* EASTMAN CHEM CO
COM
277432100
534
6855
SH
SOLE
6855
0
0
* EBAY INC
COM
278642103
1083
19406
SH
SOLE
19406
0
0
* ELAN PLC
ADR
284131208
132893
8529728
SH
SOLE
8529728
0
0
* ELAN PLC
ADR
284131208
23370
1500000
SH
Call
SOLE
1500000
0
0
* ELECTRONIC ARTS INC
COM
285512109
322
12600
SH
Put
SOLE
12600
0
0
* EMERSON ELEC CO
COM
291011104
569
8800
SH
Put
SOLE
8800
0
0
* ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
9192
139739
SH
DFND
1
139739
0
0
* EOG RES INC
COM
26875P101
161899
956400
SH
Put
SOLE
956400
0
0
* EOG RES INC
COM
26875P101
60968
360163
SH
SOLE
360163
0
0
* EOG RES INC
COM
26875P101
23394
138200
SH
Call
SOLE
138200
0
0
* EQT CORP
COM
26884L109
37645
424313
SH
SOLE
424313
0
0
* EQT CORP
COM
26884L109
9759
110000
SH
Call
SOLE
110000
0
0
* EQUINIX INC
COM NEW
29444U502
3182
17324
SH
SOLE
17324
0
0
* EQUITY LIFESTYLE PPTYS INC
COM
29472R108
591
17310
SH
SOLE
17310
0
0
* EVERTEC INC
COM
30040P103
629
28339
SH
SOLE
28339
0
0
* EXPEDIA INC DEL
COM NEW
30212P303
10358
200000
SH
Call
SOLE
200000
0
0
* EXPEDITORS INTL WASH INC
COM
302130109
1274
28922
SH
SOLE
28922
0
0
* EXPRESS SCRIPTS HLDG CO
COM
30219G108
13463
217925
SH
SOLE
217925
0
0
* EXXON MOBIL CORP
COM
30231G102
77436
900000
SH
Call
SOLE
900000
0
0
* FAMILY DLR STORES INC
COM
307000109
1876
26052
SH
SOLE
26052
0
0
* FAMILY DLR STORES INC
COM
307000109
857
11900
SH
Put
SOLE
11900
0
0
* FEDEX CORP
COM
31428X106
844
7400
SH
Put
SOLE
7400
0
0
* FIDELITY NATL INFORMATION SV
COM
31620M106
1845
39725
SH
SOLE
39725
0
0
* FIRST NIAGARA FINL GP INC
COM
33582V108
762
73440
SH
SOLE
73440
0
0
* FIRSTMERIT CORP
COM
337915102
528
24319
SH
SOLE
24319
0
0
* FLEETMATICS GROUP PLC
COM
G35569105
1101
29328
SH
SOLE
29328
0
0
* FLOWERS FOODS INC
COM
343498101
1985
92592
SH
SOLE
92592
0
0
* FNB CORP PA
COM
302520101
279
23026
SH
SOLE
23026
0
0
* FOOT LOCKER INC
COM
344849104
867
25542
SH
SOLE
25542
0
0
* FORD MTR CO DEL
COM PAR $0.01
345370860
1687
100000
SH
Put
SOLE
100000
0
0
* FORTINET INC
COM
34959E109
298
14703
SH
SOLE
14703
0
0
* GALLAGHER ARTHUR J & CO
COM
363576109
2043
46815
SH
SOLE
46815
0
0
* GANNETT INC
COM
364730101
1340
50000
SH
Put
SOLE
50000
0
0
* GAP INC DEL
COM
364760108
1433
35580
SH
SOLE
35580
0
0
* GENERAL DYNAMICS CORP
COM
369550108
340
3886
SH
SOLE
3886
0
0
* GENERAL MTRS CO
COM
37045V100
12590
350000
SH
Call
SOLE
350000
0
0
* GENERAL MTRS CO
COM
37045V100
719
20000
SH
SOLE
20000
0
0
* GENWORTH FINL INC
COM CL A
37247D106
283
22100
SH
Put
SOLE
22100
0
0
* GNC HLDGS INC
COM CL A
36191G107
640
11719
SH
SOLE
11719
0
0
* GOLAR LNG LTD BERMUDA
SHS
G9456A100
1003
26620
SH
SOLE
26620
0
0
* GOLDMAN SACHS GROUP INC
COM
38141G104
664
4200
SH
Put
SOLE
4200
0
0
* GOODYEAR TIRE & RUBR CO
COM
382550101
225
10000
SH
Call
SOLE
10000
0
0
* GOOGLE INC
CL A
38259P508
1338
1528
SH
SOLE
1528
0
0
* GOOGLE INC
CL A
38259P508
350
400
SH
Put
SOLE
400
0
0
* GRACE W R & CO DEL NEW
COM
38388F108
1770
20257
SH
SOLE
20257
0
0
* GREAT PLAINS ENERGY INC
COM
391164100
855
38501
SH
SOLE
38501
0
0
* GROUP 1 AUTOMOTIVE INC
COM
398905109
602
7752
SH
SOLE
7752
0
0
* HAIN CELESTIAL GROUP INC
COM
405217100
908
11776
SH
SOLE
11776
0
0
* HALLIBURTON CO
COM
406216101
819
17000
SH
Put
SOLE
17000
0
0
* HANCOCK HLDG CO
COM
410120109
1081
34444
SH
SOLE
34444
0
0
* HARBINGER GROUP INC
COM
41146A106
104
10000
SH
SOLE
10000
0
0
* HAWAIIAN ELEC INDUSTRIES
COM
419870100
513
20431
SH
SOLE
20431
0
0
* HCA HOLDINGS INC
COM
40412C101
941
22000
SH
Put
SOLE
22000
0
0
* HD SUPPLY HLDGS INC
COM
40416M105
4064
185000
SH
SOLE
185000
0
0
* HERSHEY CO
COM
427866108
595
6428
SH
SOLE
6428
0
0
* HESS CORP
COM
42809H107
138013
1784500
SH
Call
SOLE
1784500
0
0
* HESS CORP
COM
42809H107
449
5800
SH
Put
SOLE
5800
0
0
* HILLSHIRE BRANDS CO
COM
432589109
966
31416
SH
SOLE
31416
0
0
* HOWARD HUGHES CORP
COM
44267D107
1062
9454
SH
SOLE
9454
0
0
* HUBBELL INC
CL B
443510201
1978
18883
SH
SOLE
18883
0
0
* HUNT J B TRANS SVCS INC
COM
445658107
587
8054
SH
SOLE
8054
0
0
* HUNTINGTON INGALLS INDS INC
COM
446413106
2436
36147
SH
SOLE
36147
0
0
* HUNTSMAN CORP
COM
447011107
10528
510800
SH
SOLE
510800
0
0
* HUNTSMAN CORP
COM
447011107
6183
300000
SH
Call
SOLE
300000
0
0
* HUNTSMAN CORP
COM
447011107
474
23000
SH
Put
SOLE
23000
0
0
* IHS INC
CL A
451734107
810
7098
SH
SOLE
7098
0
0
* ING U S INC
COM
45685E106
1196
40949
SH
SOLE
40949
0
0
* INGERSOLL-RAND PLC
SHS
G47791101
1149
17700
SH
Put
SOLE
17700
0
0
* INTEL CORP
COM
458140100
2292
100000
SH
Put
SOLE
100000
0
0
* INTERPUBLIC GROUP COS INC
COM
460690100
510
29700
SH
Put
SOLE
29700
0
0
* INTL PAPER CO
COM
460146103
9408
210000
SH
SOLE
210000
0
0
* INTL PAPER CO
COM
460146103
3136
70000
SH
Put
SOLE
70000
0
0
* INTL PAPER CO
COM
460146103
2464
55000
SH
Call
SOLE
55000
0
0
* INTUITIVE SURGICAL INC
COM NEW
46120E602
406
1080
SH
SOLE
1080
0
0
* IRON MTN INC
COM
462846106
2702
100000
SH
Put
SOLE
100000
0
0
* ISHARES
MSCI EAFE ETF
464287465
29981
470000
SH
Put
SOLE
470000
0
0
* ISHARES
RUSSELL 2000 ETF
464287655
15993
150000
SH
Put
SOLE
150000
0
0
* ISHARES
U.S. REAL ES ETF
464287739
27417
430000
SH
Put
SOLE
430000
0
0
* ISHARES
IBOXX HI YD ETF
464288513
60887
665000
SH
Put
SOLE
665000
0
0
* ISHARES
MSCI SPAN CP ETF
464286764
236
6800
SH
Put
SOLE
6800
0
0
* ISHARES
MSCI GERMANY ETF
464286806
13599
489000
SH
Put
SOLE
489000
0
0
* ISHARES
MSCI ITALCPD ETF
464286855
3671
260000
SH
Put
SOLE
260000
0
0
* JARDEN CORP
COM
471109108
6733
139105
SH
SOLE
139105
0
0
* JONES ENERGY INC
COM CL A
48019R108
1086
66199
SH
SOLE
66199
0
0
* JONES GROUP INC
COM
48020T101
3837
255618
SH
SOLE
255618
0
0
* JPMORGAN CHASE & CO
COM
46625H100
889
17200
SH
Put
SOLE
17200
0
0
* KAR AUCTION SVCS INC
COM
48238T109
634
22457
SH
SOLE
22457
0
0
* KINDER MORGAN INC DEL
COM
49456B101
32924
925604
SH
DFND
1
925604
0
0
* KOSMOS ENERGY LTD
SHS
G5315B107
38211
3717000
SH
SOLE
3717000
0
0
* LAMAR ADVERTISING CO
CL A
512815101
70023
1488900
SH
Put
SOLE
1488900
0
0
* LAMAR ADVERTISING CO
CL A
512815101
39096
831304
SH
SOLE
831304
0
0
* LAMAR ADVERTISING CO
CL A
512815101
16663
354300
SH
Call
SOLE
354300
0
0
* LAUDER ESTEE COS INC
CL A
518439104
1447
20697
SH
SOLE
20697
0
0
* LEGACY RESERVES LP
UNIT LP INT
524707304
32368
1197911
SH
DFND
1
1197911
0
0
* LIBERTY GLOBAL PLC
SHS CL A
G5480U104
12193
153667
SH
SOLE
153667
0
0
* LIBERTY GLOBAL PLC
SHS CL A
G5480U104
11903
150000
SH
Put
SOLE
150000
0
0
* LIBERTY GLOBAL PLC
SHS CL C
G5480U120
1546
20500
SH
SOLE
20500
0
0
* LIBERTY MEDIA CORP DELAWARE
CL A
531229102
2088
14188
SH
SOLE
14188
0
0
* LIFEPOINT HOSPITALS INC
COM
53219L109
833
17865
SH
SOLE
17865
0
0
* LILLY ELI & CO
COM
532457108
496
9849
SH
SOLE
9849
0
0
* LINEAR TECHNOLOGY CORP
COM
535678106
1258
31731
SH
SOLE
31731
0
0
* LOCKHEED MARTIN CORP
COM
539830109
714
5600
SH
Put
SOLE
5600
0
0
* LORAL SPACE & COMMUNICATNS I
COM
543881106
3082
45500
SH
SOLE
45500
0
0
* MADDEN STEVEN LTD
COM
556269108
281
5211
SH
SOLE
5211
0
0
* MADISON SQUARE GARDEN CO
CL A
55826P100
2702
46525
SH
SOLE
46525
0
0
* MAKO SURGICAL CORP
COM
560879108
37528
1271700
SH
Call
SOLE
1271700
0
0
* MAKO SURGICAL CORP
COM
560879108
9875
334628
SH
SOLE
334628
0
0
* MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
6265
250000
SH
Call
SOLE
250000
0
0
* MARKETAXESS HLDGS INC
COM
57060D108
656
10921
SH
SOLE
10921
0
0
* MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
33929
469741
SH
DFND
1
469741
0
0
* MARRIOTT INTL INC NEW
CL A
571903202
2103
50000
SH
Put
SOLE
50000
0
0
* MARTIN MARIETTA MATLS INC
COM
573284106
1131
11525
SH
SOLE
11525
0
0
* MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
1046
90995
SH
SOLE
90995
0
0
* MASTERCARD INC
CL A
57636Q104
1817
2700
SH
Put
SOLE
2700
0
0
* MAXIM INTEGRATED PRODS INC
COM
57772K101
618
20722
SH
SOLE
20722
0
0
* MBIA INC
COM
55262C100
226
22100
SH
Put
SOLE
22100
0
0
* MEAD JOHNSON NUTRITION CO
COM
582839106
490
6600
SH
Put
SOLE
6600
0
0
* MEAD JOHNSON NUTRITION CO
COM
582839106
435
5859
SH
SOLE
5859
0
0
* MENTOR GRAPHICS CORP
COM
587200106
1324
56668
SH
SOLE
56668
0
0
* MERRIMACK PHARMACEUTICALS IN
COM
590328100
6288
1654837
SH
SOLE
1654837
0
0
* MGM RESORTS INTERNATIONAL
COM
552953101
2044
100000
SH
Put
SOLE
100000
0
0
* MICROCHIP TECHNOLOGY INC
COM
595017104
637
15811
SH
SOLE
15811
0
0
* MICRON TECHNOLOGY INC
COM
595112103
18868
1080000
SH
Call
SOLE
1080000
0
0
* MICROS SYS INC
COM
594901100
1856
37162
SH
SOLE
37162
0
0
* MICROSOFT CORP
COM
594918104
46634
1400000
SH
Call
SOLE
1400000
0
0
* MICROSOFT CORP
COM
594918104
34269
1028800
SH
SOLE
1028800
0
0
* MID-AMER APT CMNTYS INC
COM
59522J103
679
10866
SH
SOLE
10866
0
0
* MOLEX INC
CL A
608554200
12824
335000
SH
SOLE
335000
0
0
* MOLEX INC
COM
608554101
524
13596
SH
SOLE
13596
0
0
* MONDELEZ INTL INC
CL A
609207105
1693
53877
SH
SOLE
53877
0
0
* MONDELEZ INTL INC
CL A
609207105
584
18600
SH
Put
SOLE
18600
0
0
* MONSANTO CO NEW
COM
61166W101
898
8604
SH
SOLE
8604
0
0
* MORGAN STANLEY
COM NEW
617446448
205
7600
SH
Put
SOLE
7600
0
0
* MOSAIC CO NEW
COM
61945C103
16683
387800
SH
SOLE
387800
0
0
* MOSAIC CO NEW
COM
61945C103
5378
125000
SH
Call
SOLE
125000
0
0
* MOTOROLA SOLUTIONS INC
COM NEW
620076307
1898
31966
SH
SOLE
31966
0
0
* MYLAN INC
COM
628530107
824
21600
SH
Put
SOLE
21600
0
0
* NASDAQ OMX GROUP INC
COM
631103108
252
7858
SH
SOLE
7858
0
0
* NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
1464
100000
SH
SOLE
100000
0
0
* NCR CORP NEW
COM
62886E108
1904
48063
SH
SOLE
48063
0
0
* NETAPP INC
COM
64110D104
537
12600
SH
Put
SOLE
12600
0
0
* NEWCASTLE INVT CORP
COM
65105M108
318
56501
SH
SOLE
56501
0
0
* NEWCASTLE INVT CORP
COM
65105M108
110
19600
SH
Call
SOLE
19600
0
0
* NEWELL RUBBERMAID INC
COM
651229106
542
19701
SH
SOLE
19701
0
0
* NEWELL RUBBERMAID INC
COM
651229106
435
15800
SH
Put
SOLE
15800
0
0
* NEWMONT MINING CORP
COM
651639106
4126
146843
SH
SOLE
146843
0
0
* NIELSEN HOLDINGS N V
COM
N63218106
871
23894
SH
SOLE
23894
0
0
* NOBLE ENERGY INC
COM
655044105
202122
3016300
SH
Call
SOLE
3016300
0
0
* NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
1169
59260
SH
DFND
1
59260
0
0
* NORTHSTAR RLTY FIN CORP
COM
66704R100
1856
200000
SH
SOLE
200000
0
0
* NRG ENERGY INC
COM NEW
629377508
322
11800
SH
Put
SOLE
11800
0
0
* NUANCE COMMUNICATIONS INC
COM
67020Y100
2804
150000
SH
Call
SOLE
150000
0
0
* NUSTAR ENERGY LP
UNIT COM
67058H102
21924
546602
SH
DFND
1
546602
0
0
* NXP SEMICONDUCTORS N V
COM
N6596X109
1693
45500
SH
SOLE
45500
0
0
* NYSE EURONEXT
COM
629491101
20345
484625
SH
SOLE
484625
0
0
* O REILLY AUTOMOTIVE INC NEW
COM
67103H107
311
2435
SH
SOLE
2435
0
0
* OCCIDENTAL PETE CORP DEL
COM
674599105
46770
500000
SH
Call
SOLE
500000
0
0
* OFFICE DEPOT INC
COM
676220106
45706
9462950
SH
SOLE
9462950
0
0
* OFFICE DEPOT INC
COM
676220106
14249
2950000
SH
Call
SOLE
2950000
0
0
* OFFICE DEPOT INC
COM
676220106
4830
1000000
SH
Put
SOLE
1000000
0
0
* OFFICEMAX INC DEL
COM
67622P101
17938
1402500
SH
Put
SOLE
1402500
0
0
* OFFICEMAX INC DEL
COM
67622P101
4477
350000
SH
Call
SOLE
350000
0
0
* OFFICEMAX INC DEL
COM
67622P101
1100
86040
SH
SOLE
86040
0
0
* OGE ENERGY CORP
COM
670837103
836
23162
SH
SOLE
23162
0
0
* OIL STS INTL INC
COM
678026105
181676
1756000
SH
Call
SOLE
1756000
0
0
* OIL STS INTL INC
COM
678026105
47305
457234
SH
SOLE
457234
0
0
* OIL STS INTL INC
COM
678026105
579
5600
SH
Put
SOLE
5600
0
0
* OLD DOMINION FGHT LINES INC
COM
679580100
305
6636
SH
SOLE
6636
0
0
* OMNICOM GROUP INC
COM
681919106
1824
28750
SH
SOLE
28750
0
0
* ONEOK INC NEW
COM
682680103
40147
752940
SH
DFND
1
752940
0
0
* ONYX PHARMACEUTICALS INC
COM
683399109
36890
295900
SH
Put
SOLE
295900
0
0
* ONYX PHARMACEUTICALS INC
COM
683399109
24254
194500
SH
SOLE
194500
0
0
* ONYX PHARMACEUTICALS INC
COM
683399109
14724
118100
SH
Call
SOLE
118100
0
0
* PACCAR INC
COM
693718108
618
11100
SH
Put
SOLE
11100
0
0
* PACKAGING CORP AMER
COM
695156109
302
5286
SH
SOLE
5286
0
0
* PANERA BREAD CO
CL A
69840W108
704
4441
SH
SOLE
4441
0
0
* PARAGON SHIPPING INC
CL A NEW
69913R408
578
100000
SH
SOLE
100000
0
0
* PDC ENERGY INC
COM
69327R101
1298
21800
SH
SOLE
21800
0
0
* PENN NATL GAMING INC
COM
707569109
38558
696504
SH
SOLE
696504
0
0
* PENN NATL GAMING INC
COM
707569109
16370
295700
SH
Put
SOLE
295700
0
0
* PENN WEST PETE LTD NEW
COM
707887105
76033
6831372
SH
DFND
1
6831372
0
0
* PENNEY J C INC
COM
708160106
4851
550000
SH
SOLE
550000
0
0
* PENNEY J C INC
COM
708160106
4410
500000
SH
Call
SOLE
500000
0
0
* PENNEY J C INC
COM
708160106
1994
226100
SH
Put
SOLE
226100
0
0
* PEPSICO INC
COM
713448108
533
6701
SH
SOLE
6701
0
0
* PERKINELMER INC
COM
714046109
303
8019
SH
SOLE
8019
0
0
* PETSMART INC
COM
716768106
1466
19221
SH
SOLE
19221
0
0
* PHILLIPS 66
COM
718546104
35744
618200
SH
Call
SOLE
618200
0
0
* PHILLIPS 66
COM
718546104
31217
539900
SH
SOLE
539900
0
0
* PINNACLE ENTMT INC
COM
723456109
348
13900
SH
Put
SOLE
13900
0
0
* PINNACLE WEST CAP CORP
COM
723484101
615
11242
SH
SOLE
11242
0
0
* PIONEER NAT RES CO
COM
723787107
143466
759884
SH
DFND
1
759884
0
0
* PIONEER NAT RES CO
COM
723787107
68648
363600
SH
Put
SOLE
363600
0
0
* POOL CORPORATION
COM
73278L105
265
4721
SH
SOLE
4721
0
0
* PORTLAND GEN ELEC CO
COM NEW
736508847
964
34136
SH
SOLE
34136
0
0
* POTASH CORP SASK INC
COM
73755L107
26588
850000
SH
Put
SOLE
850000
0
0
* POTASH CORP SASK INC
COM
73755L107
7820
250000
SH
Call
SOLE
250000
0
0
* POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
64890
3000000
SH
Call
SOLE
3000000
0
0
* PPG INDS INC
COM
693506107
885
5300
SH
Put
SOLE
5300
0
0
* PPL CORP
COM
69351T106
879
28936
SH
SOLE
28936
0
0
* PRICELINE COM INC
COM NEW
741503403
1955
1934
SH
SOLE
1934
0
0
* PRICELINE COM INC
COM NEW
741503403
404
400
SH
Put
SOLE
400
0
0
* PRIMERICA INC
COM
74164M108
1325
32850
SH
SOLE
32850
0
0
* PROASSURANCE CORP
COM
74267C106
624
13840
SH
SOLE
13840
0
0
* PROCTER & GAMBLE CO
COM
742718109
771
10200
SH
Put
SOLE
10200
0
0
* PROCTER & GAMBLE CO
COM
742718109
576
7620
SH
SOLE
7620
0
0
* PVR PARTNERS L P
COM UNIT REPTG L
693665101
5757
248990
SH
DFND
1
248990
0
0
* QEP MIDSTREAM PARTNERS LP
COM UNIT RP LTD
74735R115
1916
84648
SH
DFND
1
84648
0
0
* QUALCOMM INC
COM
747525103
1906
28297
SH
SOLE
28297
0
0
* RALPH LAUREN CORP
CL A
751212101
1053
6394
SH
SOLE
6394
0
0
* RANGE RES CORP
COM
75281A109
35181
463582
SH
DFND
1
463582
0
0
* REALOGY HLDGS CORP
COM
75605Y106
6453
150000
SH
SOLE
150000
0
0
* REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
39713
1256831
SH
DFND
1
1256831
0
0
* RENAISSANCERE HOLDINGS LTD
COM
G7496G103
625
6901
SH
SOLE
6901
0
0
* RENT A CTR INC NEW
COM
76009N100
620
16272
SH
SOLE
16272
0
0
* REPUBLIC SVCS INC
COM
760759100
3086
92500
SH
Put
SOLE
92500
0
0
* ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
1335
47265
SH
SOLE
47265
0
0
* ROCKWELL COLLINS INC
COM
774341101
1998
29440
SH
SOLE
29440
0
0
* ROSETTA RESOURCES INC
COM
777779307
29449
540739
SH
DFND
1
540739
0
0
* ROVI CORP
COM
779376102
280
14588
SH
SOLE
14588
0
0
* ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
66191
961386
SH
DFND
1
961386
0
0
* SAKS INC
COM
79377W108
3824
239900
SH
Call
SOLE
239900
0
0
* SAKS INC
COM
79377W108
2391
150000
SH
Put
SOLE
150000
0
0
* SALESFORCE COM INC
COM
79466L302
493
9500
SH
Put
SOLE
9500
0
0
* SALLY BEAUTY HLDGS INC
COM
79546E104
805
30767
SH
SOLE
30767
0
0
* SCHLUMBERGER LTD
COM
806857108
353776
4003800
SH
Call
SOLE
4003800
0
0
* SCHLUMBERGER LTD
COM
806857108
786
8900
SH
Put
SOLE
8900
0
0
* SEI INVESTMENTS CO
COM
784117103
1641
53078
SH
SOLE
53078
0
0
* SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1990
50000
SH
Put
SOLE
50000
0
0
* SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
82880
1000000
SH
Put
SOLE
1000000
0
0
* SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
9274
200000
SH
Put
SOLE
200000
0
0
* SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1868
50000
SH
Put
SOLE
50000
0
0
* SEMGROUP CORP
CL A
81663A105
1267
22217
SH
SOLE
22217
0
0
* SERVICE CORP INTL
COM
817565104
11520
618689
SH
SOLE
618689
0
0
* SHERWIN WILLIAMS CO
COM
824348106
492
2700
SH
Put
SOLE
2700
0
0
* SIRONA DENTAL SYSTEMS INC
COM
82966C103
1425
21292
SH
SOLE
21292
0
0
* SNAP ON INC
COM
833034101
1125
11305
SH
SOLE
11305
0
0
* SONY CORP
ADR NEW
835699307
220
10200
SH
Put
SOLE
10200
0
0
* SOTHEBYS
COM
835898107
285
5800
SH
Put
SOLE
5800
0
0
* SOUTHWEST GAS CORP
COM
844895102
1982
39632
SH
SOLE
39632
0
0
* SOVRAN SELF STORAGE INC
COM
84610H108
1410
18632
SH
SOLE
18632
0
0
* SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
49827
330000
SH
Put
SOLE
330000
0
0
* SPDR S&P 500 ETF TR
TR UNIT
78462F103
174320
1037000
SH
Put
SOLE
1037000
0
0
* SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
3108
78000
SH
SOLE
78000
0
0
* SPECTRA ENERGY CORP
COM
847560109
113517
3316315
SH
DFND
1
3316315
0
0
* SPECTRUM BRANDS HLDGS INC
COM
84763R101
819
12446
SH
SOLE
12446
0
0
* SPIRIT RLTY CAP INC NEW
COM
84860W102
2185
238021
SH
SOLE
238021
0
0
* SPREADTRUM COMMUNICATIONS IN
ADR
849415203
762
25000
SH
Put
SOLE
25000
0
0
* SPRINT CORP
COM SER 1
85207U105
621
100000
SH
Put
SOLE
100000
0
0
* STARBUCKS CORP
COM
855244109
1347
17500
SH
Put
SOLE
17500
0
0
* STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
2326
35000
SH
Put
SOLE
35000
0
0
* STARWOOD PPTY TR INC
COM
85571B105
1199
50000
SH
SOLE
50000
0
0
* STARZ
COM SER A
85571Q102
445
15808
SH
SOLE
15808
0
0
* STILLWATER MNG CO
COM
86074Q102
220
20000
SH
Call
SOLE
20000
0
0
* SYNOPSYS INC
COM
871607107
1430
37936
SH
SOLE
37936
0
0
* TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
2724
150000
SH
Call
SOLE
150000
0
0
* TD AMERITRADE HLDG CORP
COM
87236Y108
1964
75000
SH
Put
SOLE
75000
0
0
* TEAM HEALTH HOLDINGS INC
COM
87817A107
856
22556
SH
SOLE
22556
0
0
* TECHNE CORP
COM
878377100
1539
19218
SH
SOLE
19218
0
0
* TECK RESOURCES LTD
CL B
878742204
18332
682995
SH
DFND
1
682995
0
0
* TEEKAY CORPORATION
COM
Y8564W103
148661
3477456
SH
DFND
1
3477456
0
0
* TESLA MTRS INC
COM
88160R101
9671
50000
SH
Put
SOLE
50000
0
0
* TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
927
20176
SH
SOLE
20176
0
0
* THERMO FISHER SCIENTIFIC INC
COM
883556102
1280
13888
SH
SOLE
13888
0
0
* THERMO FISHER SCIENTIFIC INC
COM
883556102
562
6100
SH
Put
SOLE
6100
0
0
* TIM HORTONS INC
COM
88706M103
731
12600
SH
Put
SOLE
12600
0
0
* TIME WARNER CABLE INC
COM
88732J207
234
2100
SH
Put
SOLE
2100
0
0
* TIME WARNER INC
COM NEW
887317303
1641
24937
SH
SOLE
24937
0
0
* TIME WARNER INC
COM NEW
887317303
448
6800
SH
Put
SOLE
6800
0
0
* T-MOBILE US INC
COM
872590104
11687
450000
SH
Call
SOLE
450000
0
0
* TOTAL SYS SVCS INC
COM
891906109
1541
52371
SH
SOLE
52371
0
0
* TRACTOR SUPPLY CO
COM
892356106
376
5600
SH
Put
SOLE
5600
0
0
* TRANSDIGM GROUP INC
COM
893641100
3337
24059
SH
SOLE
24059
0
0
* TRANSOCEAN LTD
REG SHS
H8817H100
39944
897616
SH
DFND
1
897616
0
0
* TRANSOCEAN LTD
REG SHS
H8817H100
24497
550500
SH
Call
SOLE
550500
0
0
* TRIPADVISOR INC
COM
896945201
789
10401
SH
SOLE
10401
0
0
* TW TELECOM INC
COM
87311L104
2204
73788
SH
SOLE
73788
0
0
* TWENTY FIRST CENTY FOX INC
CL A
90130A101
2536
75703
SH
SOLE
75703
0
0
* TYCO INTERNATIONAL LTD
SHS
H89128104
486
13900
SH
Put
SOLE
13900
0
0
* ULTA SALON COSMETCS & FRAG I
COM
90384S303
490
4100
SH
Put
SOLE
4100
0
0
* UNION PAC CORP
COM
907818108
730
4700
SH
Put
SOLE
4700
0
0
* UNITED CONTL HLDGS INC
COM
910047109
15355
500000
SH
Call
SOLE
500000
0
0
* UNITED PARCEL SERVICE INC
CL B
911312106
298
3260
SH
SOLE
3260
0
0
* UNITED RENTALS INC
COM
911363109
356
6100
SH
Put
SOLE
6100
0
0
* URBAN OUTFITTERS INC
COM
917047102
1321
35935
SH
SOLE
35935
0
0
* URS CORP NEW
COM
903236107
1272
23669
SH
SOLE
23669
0
0
* VALIDUS HOLDINGS LTD
COM SHS
G9319H102
1520
41109
SH
SOLE
41109
0
0
* VALSPAR CORP
COM
920355104
538
8481
SH
SOLE
8481
0
0
* VANGUARD HEALTH SYS INC
COM
922036207
9036
430073
SH
SOLE
430073
0
0
* VERINT SYS INC
COM
92343X100
1470
39654
SH
SOLE
39654
0
0
* VERISIGN INC
COM
92343E102
1926
37847
SH
SOLE
37847
0
0
* VERISIGN INC
COM
92343E102
880
17300
SH
Put
SOLE
17300
0
0
* VERISK ANALYTICS INC
CL A
92345Y106
1239
19070
SH
SOLE
19070
0
0
* VIROPHARMA INC
COM
928241108
1064
27083
SH
SOLE
27083
0
0
* VISA INC
COM CL A
92826C839
362
1896
SH
SOLE
1896
0
0
* VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
74385
2114400
SH
Put
SOLE
2114400
0
0
* VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
21812
620000
SH
SOLE
620000
0
0
* WALTER ENERGY INC
COM
93317Q105
3508
250000
SH
Call
SOLE
250000
0
0
* WARNER CHILCOTT PLC IRELAND
SHS A
G94368100
21272
930949
SH
SOLE
930949
0
0
* WESCO AIRCRAFT HLDGS INC
COM
950814103
1447
69153
SH
SOLE
69153
0
0
* WHIRLPOOL CORP
COM
963320106
703
4800
SH
Put
SOLE
4800
0
0
* WHITING PETE CORP NEW
COM
966387102
79862
1334377
SH
DFND
1334377
0
0
* WHITING PETE CORP NEW
COM
966387102
3830
64000
SH
Put
SOLE
64000
0
0
* WHOLE FOODS MKT INC
COM
966837106
673
11511
SH
SOLE
11511
0
0
* WILLIAMS COS INC DEL
COM
969457100
1741
47894
SH
SOLE
47894
0
0
* WILLIAMS COS INC DEL
COM
969457100
549
15100
SH
Put
SOLE
15100
0
0
* WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
21665
500000
SH
Call
SOLE
500000
0
0
* WMS INDS INC
COM
929297109
11923
459458
SH
SOLE
459458
0
0
* WORKDAY INC
CL A
98138H101
295
3650
SH
SOLE
3650
0
0
* WORLD ACCEP CORP DEL
COM
981419104
8093
90000
SH
Put
SOLE
90000
0
0
* WORLD FUEL SVCS CORP
COM
981475106
492
13200
SH
Put
SOLE
13200
0
0
* WYNDHAM WORLDWIDE CORP
COM
98310W108
1113
18258
SH
SOLE
18258
0
0
* WYNN RESORTS LTD
COM
983134107
395
2500
SH
Put
SOLE
2500
0
0
* XILINX INC
COM
983919101
905
19305
SH
SOLE
19305
0
0
* XOOM CORP
COM
98419Q101
1909
60000
SH
SOLE
60000
0
0
* YAHOO INC
COM
984332106
478
14400
SH
Put
SOLE
14400
0
0
* YAHOO INC
COM
984332106
443
13364
SH
SOLE
13364
0
0
* ZEBRA TECHNOLOGIES CORP
CL A
989207105
1647
36175
SH
SOLE
36175
0
0
* ZOETIS INC
CL A
98978V103
1055
33900
SH
Put
SOLE
33900
0
0
* ZOLTEK COS INC
COM
98975W104
6725
402920
SH
SOLE
402920
0
0
* ZYNGA INC
CL A
98986T108
3496
950000
SH
SOLE
950000
0
0
AMTRUST FINL SVCS INC
NOTE 5.500%12/1
032359AC5
23763
15085000
PRN
SOLE
0
0
0
ARMOUR RESIDENTIAL REIT INC
*W EXP 11/07/201
042315119
7
2358651
SH
SOLE
2358651
0
0
CACI INTL INC
NOTE 2.125% 5/0
127190AD8
1277
1000000
PRN
SOLE
0
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
24727
19000000
PRN
SOLE
0
0
0
CREDIT ACCEP CORP MICH
COM
225310101
793
7160
SH
SOLE
7160
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1877
100000
SH
SOLE
100000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
9109
7365000
PRN
SOLE
0
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
1062
216267
SH
SOLE
216267
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
699
7927
SH
SOLE
7927
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
48602
31027000
PRN
SOLE
0
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
31118
19594000
PRN
SOLE
0
0
0
NVR INC
COM
62944T105
2340
2546
SH
SOLE
2546
0
0
RADIAN GROUP INC
NOTE 3.000%11/1
750236AK7
47522
33500000
PRN
SOLE
0
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
7968
200000
SH
Put
SOLE
200000
0
0
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
9438
115000
SH
Put
SOLE
115000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
131780
2000000
SH
Put
SOLE
2000000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
17787
10500000
PRN
SOLE
0
0
0
THOMAS PPTYS GROUP INC
COM
884453101
5631
837998
SH
SOLE
837998
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
48128
30715000
PRN
SOLE
0
0
0
ZIONS BANCORPORATION
*W EXP 11/14/201
989701131
1042
333909
SH
SOLE
333909
0
0