-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NF3/Tc7duV3mkzCOp/OZ5Hx5s1dOmUUeKPQMcKdxOG3/i5Cak4kSEatakkEyquPO IDTp2SMYCDsWunSLjnvcbg== 0000905148-07-005571.txt : 20070814 0000905148-07-005571.hdr.sgml : 20070814 20070814143724 ACCESSION NUMBER: 0000905148-07-005571 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Magnetar Financial LLC CENTRAL INDEX KEY: 0001352851 IRS NUMBER: 043818748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11800 FILM NUMBER: 071054006 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: (847)905-4400 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVE. STREET 2: 13TH FLOOR CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 efc7-2032_email13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 ------------- Check here if Amendment [ ]: Amendment Number: ----------------------- This Amendment (Check only one): |_| is a restatement |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Magnetar Financial, LLC Address: 1603 Orrington Avenue 13th Floor Evanston, IL 60201 Form 13F File Number: 028-11800 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Turro Title: Chief Compliance Officer Phone: 847-905-4690 Signature, Place and Date of Signing: /s/ Michael Turro Evanston, IL August 14, 2007 - ---------------------------- ------------------ ---------------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------------- Form 13F Information Table Entry Total: 221 ---------------------------- Form 13F Information Table Value Total: $3,611,928 ---------------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
MAGNETAR FINANCIAL, LLC FORM 13F Quarter Ended June 30, 2007 - ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY ------ ------- --- ---- ---------- ------ ---------------- NAME OF ISSUER CLASS TITLE CUSIP (X$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------- ----- --------- ------- --- ---- ---------- -------- ---- ------ ---- - ------------------------------------------------------------------------------------------------------------------------------------ ACCESS INTEGRATED TECHNLGS I CL A 004329108 $6,810 841,830 SH SOLE 841,830 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 $4,758 250,000 SH SOLE 250,000 AEROVIRONMENT INC COM 008073108 $5,858 284,238 SH SOLE 284,238 AFFILIATED COMPUTER SERVICES CL A 008190100 $22,688 400,000 SH SOLE 400,000 AFFILIATED MANAGERS GROUP COM 008252108 $7,062 54,849 SH SOLE 54,849 AIRCASTLE LTD COM G0129K104 $7,962 200,000 SH SOLE 200,000 AK STL HLDG CORP COM 001547108 $37,370 1,000,000 SH CALL SOLE 1,000,000 ALCOA INC COM 013817101 $30,398 750,000 SH SOLE 750,000 ALCOA INC COM 013817101 $20,265 500,000 SH CALL SOLE 500,000 ALIGN TECHNOLOGY INC COM 016255101 $16,476 681,972 SH SOLE 681,972 ALLOY INC NEW COM 019855303 $5,638 563,777 SH SOLE 563,777 ALTRIA GROUP INC COM 02209S103 $29,810 425,000 SH SOLE 425,000 AMERISTAR CASINOS INC COM 03070Q101 $4,694 135,115 SH SOLE 135,115 AMGEN INC COM 031162100 $3,898 70,500 SH SOLE 70,500 ANHEUSER BUSCH COS INC COM 035229103 $35,807 686,475 SH SOLE 686,475 ANHEUSER BUSCH COS INC COM 035229103 $52,160 1,000,000 SH CALL SOLE 1,000,000 ANSWERTHINK INC COM 036916104 $3,357 927,297 SH SOLE 927,297 APPLE INC COM 037833100 $18,306 150,000 SH CALL SOLE 150,000 AQUANTIVE INC COM 03839G105 $24,167 378,800 SH SOLE 378,800 ARCH CHEMICALS INC COM 03937R102 $5,221 148,566 SH SOLE 148,566 ARENA RESOURCES INC COM 040049108 $5,811 100,000 SH SOLE 100,000 ASCENDIA BRANDS INC COM 043509108 $748 502,200 SH SOLE 502,200 ATLAS AMER INC COM 049167109 $144,175 2,683,325 SH SOLE 2,683,325 ATLAS ENERGY RESOURCES LLC COM 049303100 $50,637 1,600,068 SH SOLE 1,600,068 AVON PRODS INC COM 054303102 $4,892 133,116 SH SOLE 133,116 B & G FOODS INC NEW CL A 05508R106 $1,051 79,642 SH SOLE 79,642 BANK OF AMERICA CORPORATION COM 060505104 $9,778 200,000 SH SOLE 200,000 BARRIER THERAPEUTICS INC COM 06850R108 $6,533 1,005,125 SH SOLE 1,005,125 BASIN WTR INC COM 07011T306 $6,174 709,649 SH SOLE 709,649 BEA SYS INC COM 073325102 $54,760 4,000,000 SH SOLE 4,000,000 BHP BILLITON LTD SPONSORED ADR 088606108 $29,875 500,000 SH PUT SOLE 500,000 BIO RAD LABS INC CL A 090572207 $23,812 315,100 SH SOLE 315,100 BIOMET INC COM 090613100 $195,039 4,265,935 SH SOLE 4,265,935 BORDERS GROUP INC COM 099709107 $17,436 914,774 SH SOLE 914,774 BWAY HOLDING COMPANY COM 12429T104 $5,639 381,000 SH SOLE 381,000 CARIBOU COFFEE INC COM 142042209 $370 52,573 SH SOLE 52,573 CASTLE A M & CO COM 148411101 $4,969 138,379 SH SOLE 138,379 CASTLEPOINT HOLDINGS LTD COM G19522112 $935 63,642 SH SOLE 63,642 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 $10,825 10,000,000 PRN SOLE NONE CITIGROUP INC COM 172967101 $15,387 300,000 SH SOLE 300,000 CNET NETWORKS INC COM 12613R104 $1,527 186,459 SH SOLE 186,459 COCA COLA CO COM 191216100 $5,883 112,460 SH SOLE 112,460 COGENT INC COM 19239Y108 $625 42,562 SH SOLE 42,562 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 $44,550 1,000,000 SH PUT SOLE 1,000,000 COMPASS DIVERSIFIED TR SH BEN INT 20451Q104 $3,566 200,000 SH SOLE 200,000 COMPLETE PRODUCTION SERVICES COM 20453E109 $2,076 80,302 SH SOLE 80,302 CORE LABORATORIES LP NOTE 0.250%10/3 21868FAB9 $11,900 10,000,000 PRN SOLE NONE COUNTRYWIDE FINANCIAL CORP COM 222372104 $709 19,500 SH SOLE 19,500 CRA INTL INC COM 12618T105 $2,330 48,341 SH SOLE 48,341 CVS CAREMARK CORPORATION COM 126650100 $117,187 3,215,000 SH SOLE 3,215,000 CVS CAREMARK CORPORATION COM 126650100 $34,628 950,000 SH CALL SOLE 950,000 CVS CAREMARK CORPORATION COM 126650100 $12,174 334,000 SH PUT SOLE 334,000 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 $2,530 190,795 SH SOLE 190,795 D R HORTON INC COM 23331A109 $2,710 136,000 SH SOLE 136,000 DIANA SHIPPING INC COM Y2066G104 $5,600 250,000 SH SOLE 250,000 E M C CORP MASS NOTE 1.750%12/0 268648AM4 $19,111 15,000,000 PRN SOLE NONE EBAY INC COM 278642103 $2,929 91,031 SH SOLE 91,031 EMBRAER-EMPRESA BRASILEIRA D SP ADR COM SHS 29081M102 $7,232 150,000 SH SOLE 150,000 ENDEAVOUR INTL CORP COM 29259G101 $482 321,587 SH SOLE 321,587 ENTERCOM COMMUNICATIONS CORP CL A 293639100 $1,119 44,940 SH SOLE 44,940 FALCONSTOR SOFTWARE INC COM 306137100 $4,764 451,598 SH SOLE 451,598 FINANCIAL FED CORP DBCV 2.000% 4/1 317492AF3 $6,765 6,000,000 PRN SOLE NONE FIRST CMNTY BANCORP CALIF COM 31983B101 $475 8,300 SH SOLE 8,300 FLORIDA EAST COAST INDS COM 340632108 $41,869 504,568 SH SOLE 504,568 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 $18,802 15,000,000 PRN SOLE NONE FOREST OIL CORP COM PAR $0.01 346091705 $3,271 77,410 SH SOLE 77,410 FREEPORT-MCMORAN COPPER & GO COM 35671D857 $54,310 253,595 SH PUT SOLE 253,595 FREMONT GEN CORP COM 357288109 $52,847 4,911,453 SH SOLE 4,911,453 GASTAR EXPL LTD COM 367299104 $5,136 2,505,297 SH SOLE 2,505,297 GATX CORP COM 361448103 $8,781 178,303 SH SOLE 178,303 GAYLORD ENTMT CO NEW COM 367905106 $864 16,100 SH SOLE 16,100 GENERAL MTRS CORP DEB SR CV C 33 370442717 $42,480 1,700,000 SH SOLE 1,700,000 GEN-PROBE INC NEW COM 36866T103 $10,245 169,569 SH SOLE 169,569 GENZYME CORP COM 372917104 $7,863 122,100 SH SOLE 122,100 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 $43,008 37,451,000 PRN SOLE NONE GLOBALSANTAFE CORP SHS G3930E101 $49,804 689,332 SH SOLE 689,332 GLOBALSANTAFE CORP SHS G3930E101 $84,894 1,175,000 SH PUT SOLE 1,175,000 GLU MOBILE INC COM 379890106 $695 50,000 SH SOLE 50,000 GREIF INC CL A 397624107 $5,775 96,879 SH SOLE 96,879 HANOVER COMPRESSOR CO COM 410768105 $17,675 741,095 SH SOLE 741,095 HARSCO CORP COM 415864107 $4,724 90,844 SH SOLE 90,844 HEALTH GRADES INC COM 42218Q102 $9,755 1,498,427 SH SOLE 1,498,427 HEALTHEXTRAS INC COM 422211102 $8,065 272,655 SH SOLE 272,655 HERCULES TECH GROWTH CAP INC COM 427096508 $7,090 524,768 SH SOLE 524,768 HERTZ GLOBAL HOLDINGS INC COM 42805T105 $7,971 300,000 SH SOLE 300,000 HFF INC CL A 40418F108 $2,327 150,000 SH SOLE 150,000 HIGHLAND DISTRESSED OPPORT I COM 430067108 $2,850 200,000 SH SOLE 200,000 HITTITE MICROWAVE CORP COM 43365Y104 $8,475 198,336 SH SOLE 198,336 HOME DIAGNOSTICS INC DEL COM 437080104 $3,124 265,410 SH SOLE 265,410 HORIZON LINES INC COM 44044K101 $2,465 75,256 SH SOLE 75,256 HYTHIAM INC COM 44919F104 $5,363 619,950 SH SOLE 619,950 INNERWORKINGS INC COM 45773Y105 $4,031 251,638 SH SOLE 251,638 INTERACTIVE BROKERS GROUP IN COM 45841N107 $31,267 1,152,500 SH SOLE 1,152,500 INVERNESS MED INNOVATIONS IN COM 46126P106 $2,746 53,824 SH SOLE 53,824 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 $7,074 163,259 SH SOLE 163,259 INVESTOOLS INC COM 46145P103 $2,467 247,714 SH SOLE 247,714 IPC HLDGS LTD ORD G4933P101 $2,741 84,875 SH SOLE 84,875 IPSCO INC COM 462622101 $35,748 225,000 SH SOLE 225,000 ISHARES TR RUSSELL 2000 464287655 $27,661 350,000 SH PUT SOLE 350,000 ITRON INC NOTE 2.500% 8/0 465741AJ5 $3,363 2,500,000 PRN SOLE NONE JAMBA INC COM 47023A101 $10,283 1,125,000 SH SOLE 1,125,000 KAMAN CORP COM 483548103 $2,735 87,703 SH SOLE 87,703 KAPSTONE PAPER & PACKAGING C COM 48562P103 $5,060 666,712 SH SOLE 666,712 KAPSTONE PAPER & PACKAGING C *W EXP 08/15/200 48562P111 $4,672 1,743,230 SH SOLE 1,743,230 KERYX BIOPHARMACEUTICALS INC COM 492515101 $5,684 581,757 SH SOLE 581,757 KERYX BIOPHARMACEUTICALS INC COM 492515101 $1,954 200,000 SH PUT SOLE 200,000 KING PHARMACEUTICALS INC NOTE 1.250% 4/0 495582AJ7 $7,813 7,000,000 PRN SOLE NONE KINTERA INC COM 49720P506 $6,395 2,847,337 SH SOLE 2,847,337 KODIAK OIL & GAS CORP COM 50015Q100 $76 13,160 SH SOLE 13,160 L-3 COMMUNICATIONS HLDGS INC COM 502424104 $3,253 33,400 SH SOLE 33,400 LA Z BOY INC COM 505336107 $342 29,812 SH SOLE 29,812 LENNAR CORP CL A 526057104 $1,462 40,000 SH SOLE 40,000 LIFE TIME FITNESS INC COM 53217R207 $1,982 37,234 SH SOLE 37,234 LIMELIGHT NETWORKS INC COM 53261M104 $3,146 159,033 SH SOLE 159,033 LINN ENERGY LLC UNIT LTD LIAB 536020100 $30,306 965,288 SH SOLE 965,288 LIONBRIDGE TECHNOLOGIES INC COM 536252109 $5,014 851,234 SH SOLE 851,234 LIONS GATE ENTMNT CORP COM NEW 535919203 $4,942 448,050 SH SOLE 448,050 LIVE NATION INC COM 538034109 $66,777 2,983,802 SH SOLE 2,983,802 LIVEPERSON INC COM 538146101 $1,198 223,881 SH SOLE 223,881 MARINER ENERGY INC COM 56845T305 $1,213 50,000 SH SOLE 50,000 MARSHALL & ILSLEY CORP COM 571834100 $20,003 419,963 SH SOLE 419,963 MATRIA HEALTHCARE INC COM NEW 576817209 $8,742 288,701 SH SOLE 288,701 MAX CAPITAL GROUP LTD SHS G6052F103 $4,256 150,400 SH SOLE 150,400 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 $31,563 30,000,000 PRN SOLE NONE METROPCS COMMUNICATIONS INC COM 591708102 $9,912 300,000 SH SOLE 300,000 MICROSEMI CORP COM 595137100 $1,494 62,396 SH SOLE 62,396 MIDWAY GAMES INC COM 598148104 $191 30,000 SH SOLE 30,000 MULTIMEDIA GAMES INC COM 625453105 $12,699 995,254 SH SOLE 995,254 NATIONAL CINEMEDIA INC COM 635309107 $5,372 191,794 SH SOLE 191,794 NATIONAL FINL PARTNERS CORP COM 63607P208 $9,403 203,051 SH SOLE 203,051 NAVIOS MARITIME HOLDINGS INC COM Y62196103 $2,114 175,000 SH SOLE 175,000 NEW YORK TIMES CO CL A 650111107 $977 38,472 SH SOLE 38,472 NEXTEST SYS CORP COM 653339101 $8,233 602,267 SH SOLE 602,267 NOBLE CORPORATION SHS G65422100 $23,546 241,444 SH SOLE 241,444 NOBLE CORPORATION SHS G65422100 $24,380 250,000 SH PUT SOLE 250,000 NORFOLK SOUTHERN CORP COM 655844108 $19,871 378,000 SH SOLE 378,000 NRG ENERGY INC COM NEW 629377508 $95,810 2,304,782 SH SOLE 2,304,782 NRG ENERGY INC COM NEW 629377508 $41,570 1,000,000 SH PUT SOLE 1,000,000 NTELOS HLDGS CORP COM 67020Q107 $3,610 130,625 SH SOLE 130,625 NUANCE COMMUNICATIONS INC COM 67020Y100 $284 16,959 SH SOLE 16,959 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 $157,347 900,000 SH PUT SOLE 900,000 ON ASSIGNMENT INC COM 682159108 $4,285 399,766 SH SOLE 399,766 OPEXA THERAPEUTICS INC COM 68372T103 $3,368 668,315 SH SOLE 668,315 OPNEXT INC COM 68375V105 $993 75,000 SH SOLE 75,000 OPTIMAL GROUP INC CL A NEW 68388R208 $3,181 421,321 SH SOLE 421,321 OPTION CARE INC NOTE 2.250%11/0 683948AB9 $5,458 4,000,000 PRN SOLE NONE ORTHOVITA INC COM 68750U102 $12,483 4,160,923 SH SOLE 4,160,923 PENNANTPARK INVT CORP COM 708062104 $333 23,720 SH SOLE 23,720 PIONEER COS INC COM NEW 723643300 $3,033 88,235 SH SOLE 88,235 POWER-ONE INC COM 739308104 $4,849 1,218,383 SH SOLE 1,218,383 PRIDE INTL INC DEL COM 74153Q102 $37,460 1,000,000 SH SOLE 1,000,000 PRIDE INTL INC DEL COM 74153Q102 $37,460 1,000,000 SH PUT SOLE 1,000,000 PSYCHIATRIC SOLUTIONS INC COM 74439H108 $13,119 361,816 SH SOLE 361,816 QUALCOMM INC COM 747525103 $59,444 1,370,000 SH SOLE 1,370,000 QUALCOMM INC COM 747525103 $34,712 800,000 SH CALL SOLE 800,000 QUALCOMM INC COM 747525103 $44,861 1,033,900 SH PUT SOLE 1,033,900 QUICKSILVER RESOURCES INC COM 74837R104 $628 14,083 SH SOLE 14,083 QUIKSILVER INC COM 74838C106 $28,891 2,044,634 SH SOLE 2,044,634 RAMBUS INC DEL COM 750917106 $22,332 1,242,060 SH SOLE 1,242,060 REALNETWORKS INC COM 75605L104 $4,226 517,293 SH SOLE 517,293 RED ROBIN GOURMET BURGERS IN COM 75689M101 $49,448 1,224,859 SH SOLE 1,224,859 REDWOOD TR INC COM 758075402 $3,870 80,000 SH SOLE 80,000 RESTORATION HARDWARE INC DEL COM 760981100 $2,853 511,217 SH SOLE 511,217 RESTORE MEDICAL INC COM 76128C100 $1,478 786,271 SH SOLE 786,271 REVLON INC CL A 761525500 $3,878 2,830,949 SH SOLE 2,830,949 RUTHS CHRIS STEAK HSE INC COM 783332109 $2,047 120,462 SH SOLE 120,462 RYERSON INC COM 78375P107 $23,313 619,193 SH SOLE 619,193 RYERSON INC COM 78375P107 $7,530 200,000 SH CALL SOLE 200,000 RYLAND GROUP INC COM 783764103 $299 8,000 SH SOLE 8,000 SCIENTIFIC GAMES CORP CL A 80874P109 $2,599 74,358 SH SOLE 74,358 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 $10,304 150,000 SH PUT SOLE 150,000 SERVICEMASTER CO COM 81760N109 $8,008 518,000 SH SOLE 518,000 SHUFFLE MASTER INC COM 825549108 $2,896 174,466 SH SOLE 174,466 SIX FLAGS INC COM 83001P109 $3,683 604,798 SH SOLE 604,798 SIX FLAGS INC COM 83001P109 $3,045 500,000 SH CALL SOLE 500,000 SKILLED HEALTHCARE GROUP INC CL A 83066R107 $3,542 228,342 SH SOLE 228,342 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 $10,815 300,000 SH SOLE 300,000 SPIRIT FIN CORP COM 848568309 $613 42,121 SH SOLE 42,121 STARENT NETWORKS CORP COM 85528P108 $956 65,000 SH SOLE 65,000 SYNTAX BRILLIAN CORP COM 87163L103 $9,651 1,961,600 SH SOLE 1,961,600 TELETECH HOLDINGS INC COM 879939106 $1,736 53,454 SH SOLE 53,454 TENNANT CO COM 880345103 $1,460 40,000 SH SOLE 40,000 TETRA TECHNOLOGIES INC DEL COM 88162F105 $4,401 156,060 SH SOLE 156,060 THINK PARTNERSHIP INC COM 88409N101 $16,974 5,676,839 SH SOLE 5,676,839 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 $9,449 7,500,000 PRN SOLE NONE TOLL BROTHERS INC COM 889478103 $1,249 50,000 SH SOLE 50,000 TOMOTHERAPY INC COM 890088107 $3,949 180,143 SH SOLE 180,143 TRANSACTION SYS ARCHITECTS COM 893416107 $7,860 233,526 SH SOLE 233,526 TRANSDIGM GROUP INC COM 893641100 $10,025 247,785 SH SOLE 247,785 TRANSOCEAN INC ORD G90078109 $19,706 185,944 SH SOLE 185,944 TRANSOCEAN INC ORD G90078109 $26,495 250,000 SH PUT SOLE 250,000 TRIAD HOSPITALS INC COM 89579K109 $14,358 267,074 SH SOLE 267,074 TRIMAS CORP COM NEW 896215209 $3,020 250,000 SH SOLE 250,000 TRONOX INC COM CL B 897051207 $16,184 1,151,900 SH SOLE 1,151,900 TRUE RELIGION APPAREL INC COM 89784N104 $2,549 125,361 SH SOLE 125,361 U S G CORP COM NEW 903293405 $28,934 590,000 SH SOLE 590,000 U S G CORP COM NEW 903293405 $49,040 1,000,000 SH PUT SOLE 1,000,000 UAP HLDG CORP COM 903441103 $1,055 35,000 SH SOLE 35,000 ULTIMATE SOFTWARE GROUP INC COM 90385D107 $6,185 213,806 SH SOLE 213,806 ULTRA CLEAN HLDGS INC COM 90385V107 $8,157 583,474 SH SOLE 583,474 UNITED AMER INDEMNITY LTD CL A 90933T109 $5,232 210,363 SH SOLE 210,363 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 $5,415 5,000,000 PRN SOLE NONE UNITED WESTN BANCORP INC COM 913201109 $11,906 471,516 SH SOLE 471,516 UNIVERSAL AMERN FINL CORP COM 913377107 $54,950 2,582,219 SH SOLE 2,582,219 UNIVERSAL COMPRESSION HLDGS COM 913431102 $139,120 1,919,693 SH SOLE 1,919,693 VALUEVISION MEDIA INC CL A 92047K107 $4,559 402,716 SH SOLE 402,716 VENOCO INC COM 92275P307 $35,322 1,891,933 SH SOLE 1,891,933 VISTAPRINT LIMITED SHS G93762204 $4,839 126,520 SH SOLE 126,520 VOCUS INC COM 92858J108 $4,170 166,066 SH SOLE 166,066 VOLCANO CORPORATION COM 928645100 $20,689 1,023,702 SH SOLE 1,023,702 WAL MART STORES INC COM 931142103 $29,912 621,738 SH SOLE 621,738 WAL MART STORES INC COM 931142103 $12,028 250,000 SH CALL SOLE 250,000 WEBSITE PROS INC COM 94769V105 $6,151 652,957 SH SOLE 652,957 WEYERHAEUSER CO COM 962166104 $42,536 538,908 SH SOLE 538,908 WEYERHAEUSER CO COM 962166104 $15,786 200,000 SH CALL SOLE 200,000 WMS INDS INC COM 929297109 $4,097 141,944 SH SOLE 141,944 WORKSTREAM INC COM 981402100 $3,321 3,162,669 SH SOLE 3,162,669 WORLD WRESTLING ENTMT INC CL A 98156Q108 $3,709 231,954 SH SOLE 231,954 WYETH COM 983024100 $4,106 71,600 SH SOLE 71,600 XETHANOL CORP COM 98420A103 $1,384 845,189 SH SOLE 845,189 YOUBET COM INC COM 987413101 $2,233 915,091 SH SOLE 915,091
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