13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Regis Management Company, LLC Address: 300 Hamilton Avenue, Suite 400 Palo Alto, CA 94301 Form 13F File Number: 028-11606 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert F.X. Burlinson Title: Chief Investment Officer Phone: 650-838-1030 Signature, Place, and Date of Signing: /s/ Robert F.X. Burlinson Palo Alto, California 10/28/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 174,861 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- ALLOT COMMUNICATIONS LTD COM M0854Q105 768 78814 SH SOLE 78814 0 0 AMEX ENERGY SELECT INDEX 'SPDR COM 81369Y506 2924 49966 SH SOLE 49966 0 0 Accretive Health, Inc. COM 00438v103 5141 242145 SH SOLE 242145 0 0 BERKSHIRE HATHAWAY B NEW CLASS COM 084670207 1823 25665 SH SOLE 25665 0 0 DOW JONES US REAL ESTATE INDEX COM 464287739 9375 185392 SH SOLE 185392 0 0 DURECT CORP COM COM 266605104 123 76250 SH SOLE 76250 0 0 GOLDCORP INC COM 380956409 1073 23500 SH SOLE 23500 0 0 ISHARES BARCLAYS 20+ YEAR TREA COM 464287432 20534 169983 SH SOLE 169983 0 0 ISHARES BARCLAYS US AGGREGATE COM 464287226 1013 9200 SH SOLE 9200 0 0 ISHARES FTSE XINHAU CHINA 25 I COM 464287184 2654 86072 SH SOLE 86072 0 0 ISHARES MSCI BRAZIL INDX BRAZI COM 464286400 2120 40755 SH SOLE 40755 0 0 ISHARES MSCI EMERGING MKT INDE COM 464287234 19971 569050 SH SOLE 569050 0 0 ISHARES MSCI JAPAN INDEX FUND COM 464286848 501 52950 SH SOLE 52950 0 0 ISHARES TR-ISHARES MSCI EAFE I COM 464287465 31222 653452 SH SOLE 653452 0 0 K L A TENCOR CORP COM 482480100 765 19997 SH SOLE 19997 0 0 MAKO SURGICAL CORP. COM 560879108 2350 68686 SH SOLE 68686 0 0 MARKET VECTORS ETF TRUST RUSSI COM 57060u506 1077 42569 SH SOLE 42569 0 0 MERCK & CO., INC. COM 58933Y105 1828 55893 SH SOLE 55893 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 3358 46959 SH SOLE 46959 0 0 OIL SERVICE HOLDERS TR F DEPOS COM 678002106 1938 18800 SH SOLE 18800 0 0 SOUTHERN NATL BANCORPVA INC CO COM 843395104 1490 238024 SH SOLE 238024 0 0 SPDR GOLD TRUST ETF COM 78463V107 17612 111424 SH SOLE 111424 0 0 SPDR S&P METALS & MINING ETF COM 78464A755 1914 42686 SH SOLE 42686 0 0 UTILITIES SECTOR SPDR COM 81369Y886 577 17172 SH SOLE 17172 0 0 VANGUARD ENERGY COM 92204a306 7163 82968 SH SOLE 82968 0 0 VANGUARD INDEX FUNDS VANGUARD COM 922908769 32844 569021 SH SOLE 569021 0 0 VANGUARD REIT COM 922908553 2555 50229 SH SOLE 50229 0 0 Somaxon Pharmaceuticals, Inc WT 834453102 148 170212 SH SOLE 170212 0 0