FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Fox Chase Bancorp Inc [ FXCB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/10/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/10/2015 | J(1) | V | 1,066 | A | $0.0000 | 5,802 | D | ||
Common Stock | 05/10/2015 | J(1) | V | 300 | A | $0.0000 | 6,102 | D | ||
Common Stock | 05/10/2015 | J(1) | V | 1,066 | D | $0.0000 | 1,066 | I | Performance Award II(2) | |
Common Stock | 05/10/2015 | J(1) | V | 300 | D | $0.0000 | 600 | I | Restricted Stock III(3) | |
Common Stock | 5,970.9842 | I | By ESOP | |||||||
Common Stock | 449 | I | Performance Award(4) | |||||||
Common Stock | 1,250 | I | Performance Award III(5) | |||||||
Common Stock | 660 | I | Performance Award IV(6) | |||||||
Common Stock | 600 | I | Restricted Stock(7) | |||||||
Common Stock | 255 | I | Restricted Stock II(8) | |||||||
Common Stock | 750 | I | Restricted Stock IV(9) | |||||||
Common Stock | 1,600 | I | Restricted Stock V(10) | |||||||
Common Stock | 1,340 | I | Restricted Stock VI(11) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $17 | (12) | 03/07/2023 | Common Stock | 4,500 | 4,500 | D | ||||||||
Stock Option (Right to Buy) | $16.99 | (13) | 03/13/2025 | Common Stock | 2,000 | 2,000 | D | ||||||||
Stock Option (Right to Buy) | $16.96 | (14) | 03/14/2024 | Common Stock | 2,500 | 2,500 | D | ||||||||
Stock Option (Right to Buy) | $13.11 | (15) | 05/10/2022 | Common Stock | 5,000 | 5,000 | D | ||||||||
Stock Option (Right to Buy) | $9.67 | (16) | 08/02/2020 | Common Stock | 8,000 | 8,000 | D | ||||||||
Stock Option (Right to Buy) | $12.39 | (17) | 08/22/2021 | Common Stock | 3,770 | 3,770 | D |
Explanation of Responses: |
1. This form reports the vesting of stock awards. |
2. The actual amount of shares received under this award was determined on the third anniversary of the date of grant (May 10, 2015). The recipient received 2,132 shares of common stock of which 50% vested on the third anniversary of the date of the grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant. |
3. Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award. |
4. The amount of shares received under this award was determined on the third anniversary date of grant (August 22, 2014). The recipient received 898 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% will vest on the fourth anniversary of the date of the grant and 25% will vest on the fifth anniversary of the date of the grant. |
5. The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 1,875 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 7, 2016), 25% on the fourth anniversary of the date of the grant and 25% on the fifth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited. |
6. The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance the recipient may receive up to 990 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited. |
7. Shares of restricted stock vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the award. |
8. Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award. |
9. Shares of restricted stock vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award. |
10. Restricted stock vests in five equal annual installments beginning on March 14, 2015, the first anniversary of the date of the award. |
11. Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award. |
12. Options vest in 5 equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant. |
13. Options vest in 5 equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant. |
14. Options vest in 5 equal annual installments beginning on March 14, 2015, the first anniversary of the date of the grant. |
15. Options vest in 5 equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant. |
16. Options vest in 5 equal annual installments beginning on August 2, 2011, the first anniversary of the date of the grant. |
17. Options vest in 5 equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant. |
Roger S. Deacon, Attorney-in-Fact | 05/12/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |