0001104659-16-091717.txt : 20160127 0001104659-16-091717.hdr.sgml : 20160127 20160127161202 ACCESSION NUMBER: 0001104659-16-091717 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160127 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160127 DATE AS OF CHANGE: 20160127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GeoMet, Inc. CENTRAL INDEX KEY: 0001352302 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760662382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32960 FILM NUMBER: 161365146 BUSINESS ADDRESS: STREET 1: 909 FANNIN, SUITE 3208 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: (713) 659-3855 MAIL ADDRESS: STREET 1: 909 FANNIN, SUITE 3208 CITY: HOUSTON STATE: TX ZIP: 77010 8-K 1 a16-2951_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)

January 27, 2016

 

GeoMet, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-32960

 

76-0662382

(State or other jurisdiction of

 

(Commission File Number)

 

(I.R.S. Employer

incorporation or organization)

 

 

 

Identification Number)

 

1221 McKinney Street, Suite 3840

Houston, Texas 77010

(Address of principal executive offices)

 

(713) 659-3855

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01.                                        Other Events.

 

On January 27, 2016, GeoMet, Inc. (the “Company,” “GeoMet,” “our,” “we,” “us” or similar terms) issued a press release announcing that the Company intends to file with the Securities and Exchange Commission (the “SEC”) on or before January 29, 2016 a Certification and Notice of Termination of Registration Under Section 12(g) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or Suspension of Duty to File Reports under Sections 13 and 15(d) of the Exchange Act on Form 15. The Company is filing the Form 15 to terminate the registration under section 12(g) of the Exchange Act of the Company’s common stock, par value $0.001 per share. The Company is also filing the Form 15 to notify the SEC of the suspension of the Company’s periodic reporting obligations under Section 15(d) of the Exchange Act.

 

After such filing, the Company is not obligated to and will not file current and periodic reports with the SEC for its current fiscal year and does not expect to be obligated to do so for any subsequent fiscal year. Further, after such filing, the Company is not obligated to and will not file an Annual Report on Form 10-K for its previous fiscal year, which ended December 31, 2015.

 

Although the Company will no longer be filing current and periodic reports with the SEC, after filing the Form 15, the Company may elect to continue to provide information concerning any material developments with respect to any significant transactions for disposing of the Company’s remaining assets, any significant developments in claims, litigation, investigations and any other future events that could materially impact the timing or amount of liquidating distributions, if any, to be made to the Company’s stockholders of record as of the effective date of the filing of the Certificate of Dissolution with the Delaware Secretary of State, either by press release or other means. However, there is no guaranty that we will do so or that we will continue to provide such information in the future.

 

Forward-Looking Statements

 

This Current Report on Form 8-K includes “forward-looking statements” within the meaning of the safe harbor provisions of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Exchange Act—that is, statements related to future, not past, events. Forward-looking statements are based on current expectations and include any statement that does not directly relate to a current or historical fact. In this context, forward-looking statements address the anticipated filing of the Company’s Form 15, the Company’s Exchange Act reporting obligations and the Company’s future press releases or updates by other means concerning material developments of the Company, and often contain words such as “anticipate,” “believe,” “intend,” “expect,” “plan,” “will” or other similar words. These forward-looking statements involve certain risks and uncertainties that ultimately may not prove to be accurate. Actual results and future events could differ materially from those anticipated in such statements. For further discussion of risks and uncertainties, individuals should refer to the Company’s other filings with the SEC. The Company undertakes no obligation and does not intend to update these forward-looking statements to reflect events or circumstances occurring after this Current Report on Form 8-K, other than as required by law. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of this Current Report on Form 8-K. All forward-looking statements are qualified in their entirety by this cautionary statement.

 

2



 

Item 9.01.

Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.

 

Document

99.1

 

Press Release, dated January 27, 2016, announcing that GeoMet, Inc. intends to file with the Securities and Exchange Commission a Form 15 to suspend its duty to file reports under Sections 13 and 15(d) of the Securities Exchange Act of 1934, as amended.

 

3



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

GeoMet, Inc.

 

(Registrant)

 

 

 

Dated: January 27, 2016

By:

/s/ Tony Oviedo

 

Name:

Tony Oviedo

 

Title:

Senior Vice President, Chief Financial Officer and

 

 

Chief Accounting Officer

 

4



 

Exhibit Index

 

Exhibit No.

 

Document

99.1

 

Press Release, dated January 27, 2016, announcing that GeoMet, Inc. intends to file with the Securities and Exchange Commission a Form 15 to suspend its duty to file reports under Sections 13 and 15(d) of the Securities Exchange Act of 1934, as amended.

 

5


EX-99.1 2 a16-2951_1ex99d1.htm EX-99.1

Exhibit 99.1

 

 

Lyondellbasell Tower  ·  1221 McKinney Street, Suite 3840  ·  Houston, Texas 77010  ·  Direct (713) 659-3855  ·  Fax (713) 659-3856  ·  www.geometinc.com

 

Geomet Announces Filing Of Certification On Form 15 To Suspend Its Reporting Obligations Under The Securities Exchange Act Of 1934

 

Houston, Texas— January 27, 2016—GeoMet, Inc. (OTC: GMET; OTC: GMETP) (the “Company,” “GeoMet,” “our,” “we,” “us” or similar terms) announced today that it intends to file with the Securities and Exchange Commission (the “SEC”) on or before January 29, 2016 a Certification and Notice of Termination of Registration Under Section 12(g) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or Suspension of Duty to File Reports under Sections 13 and 15(d) of the Exchange Act on Form 15. The Company is filing the Form 15 to terminate the registration under section 12(g) of the Exchange Act of the Company’s common stock, par value $0.001 per share. The Company is also filing the Form 15 to notify the SEC of the suspension of the Company’s periodic reporting obligations under Section 15(d) of the Exchange Act.

 

After such filing, the Company is not obligated to and will not file current and periodic reports with the SEC for its current fiscal year and does not expect to be obligated to do so for any subsequent fiscal year. Further, after such filing, the Company is not obligated to and will not file an Annual Report on Form 10-K for its previous fiscal year, which ended December 31, 2015.

 

Based on the approval of the Plan of Dissolution by the Company’s stockholders at its Special Meeting of Stockholders held on December 10, 2015, the Company filed a Certificate of Dissolution on December 11, 2015 with the Delaware Secretary of State dissolving the Company with an effective time of 5:00 p.m. Eastern Time on December 21, 2015 (the “Effective Time”). 

 

Under applicable law, as of the Effective Time, the Company, as a general matter, no longer is able to issue stock, and consequently it closed its stock transfer books and discontinued recording transfers and issuing stock certificates (other than replacement certificates).  Following the Effective Time, the Company’s stockholders of record are not able to transfer shares, except assignments by will, intestate succession or operation of law. From and after the Effective Time, the Company’s stockholders have only such rights and obligations as provided under the Delaware General Corporation Law for stockholders of a dissolved corporation.

 

Although the Company will no longer be filing current and periodic reports with the SEC, after filing the Form 15, the Company may elect to continue to provide information concerning any material developments with respect to any significant transactions for disposing of the Company’s remaining assets, any significant developments in claims, litigation, investigations and any other future events that could materially impact the timing or amount of liquidating distributions, if any, to be made to the Company’s stockholders of record as of the Effective Time, either by press release or other means. However, there is no guaranty that we will do so or that we will continue to provide such information in the future.

 

Forward-Looking Statements Notice

 

This press release may contain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Exchange Act. Except for statements of historical facts, all statements included in the document, including those preceded by, followed by or that otherwise include the words “believe,” “expects,” “anticipates,” “intends,” “estimates,” “projects,” “target,” “goal,” “plans,” “objective,” “should” or similar expressions or variations on such words, are forward-looking statements, including the anticipated filing of our Form 15, our Exchange Act reporting obligations and our

 



 

future press releases or updates by other means concerning material developments of the Company.  These forward-looking statements are subject to certain risks, trends and uncertainties that could cause actual results to differ materially from those projected. In particular, careful consideration should be given to cautionary statements made in the various reports the Company has filed with the SEC. Additional information concerning factors that could cause actual results to differ materially from those in the forward-looking statements is contained from time to time in the Company’s SEC filings, which may be obtained by contacting the Company or the SEC. These filings are also available through the Company’s web site at http://www.geometinc.com or through the SEC’s Electronic Data Gathering and Analysis Retrieval System (EDGAR) at http://www.sec.gov.  GeoMet undertakes no duty to update or revise these forward-looking statements.

 

For more information please contact William A. Wiederkehr, Jr., Treasurer and Secretary, at (713) 600-4310 or wwiederkehr@geometcbm.com.

 


GRAPHIC 3 g29511mmi001.jpg GRAPHIC begin 644 g29511mmi001.jpg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