Assistant Manager

0001140361-16-047965.txt : 20160119 0001140361-16-047965.hdr.sgml : 20160118 20160119060148 ACCESSION NUMBER: 0001140361-16-047965 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160119 DATE AS OF CHANGE: 20160119 EFFECTIVENESS DATE: 20160119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rathbone Brothers plc CENTRAL INDEX KEY: 0001351991 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11582 FILM NUMBER: 161346828 BUSINESS ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW BUSINESS PHONE: 00441512437155 MAIL ADDRESS: STREET 1: PORT OF LIVERPOOL BUILDING STREET 2: PIER HEAD CITY: LIVERPOOL STATE: X0 ZIP: L31NW 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351991 XXXXXXXX 12-31-2015 12-31-2015 Rathbone Brothers plc

PORT OF LIVERPOOL BUILDING PIER HEAD LIVERPOOL X0 L31NW

13F HOLDINGS REPORT 028-11582 N Gavin Thomas Assistant Manager 00-44-151-243-7155 /s/ Gavin Thomas Liverpool X0 01-19-2016 0 296 1574898 false INFORMATION TABLE 2 form13fInfoTable.xml 3M COMPANY USD0.01 Common Stock COM 88579Y101 4489 31793 SH SOLE 31793 0 0 ABBOTT LABORATORIES NPV Common Stock COM 002824100 8400 204389 SH SOLE 204389 0 0 ABBVIE INC USD0.01 Common Stock COM 00287Y109 8950 164038 SH SOLE 164038 0 0 ABERDEEN GLOBAL INCOME FUND USD0.001 Common Stock COM 003013109 153 20880 SH SOLE 20880 0 0 ABIOMED INC USD0.01 Common Stock COM 003654100 518 5900 SH SOLE 5900 0 0 ACADIA HEALTHCARE CO INC USD0.01 Common Stock COM 00404A109 227 3860 SH SOLE 3860 0 0 ACTIVISION BLIZZAR INC USD0.000001 Common Stock COM 00507V109 23039 650830 SH SOLE 650830 0 0 ADAPTIMMUNE THERAPUTICS PLC Spon ADS Each Rep 6 Ord Shs COM 00653A107 1514 200525 SH SOLE 200525 0 0 ADOBE SYSTEMS INC NPV Common Stock COM 00724F101 20523 228538 SH SOLE 228538 0 0 AGNICO EAGLE MINES LTD NPV Common Stock COM 008474108 1785 63970 SH SOLE 63970 0 0 ALEXION PHARMACEUTICALS INC USD0.0001 Common Stock COM 015351109 308 1840 SH SOLE 1840 0 0 ALIBABA GROUP HOLDINGS LTD Spon ADS Each Rep 1 Ord COM 01609W102 2198 30423 SH SOLE 30423 0 0 ALIGN TECHNOLOGY INC USD0.0001 Common Stock COM 016255101 15657 261000 SH SOLE 261000 0 0 ALLEGHENY TECHNOLOGY INC USD0.10 Common Stock COM 01741R102 140 15750 SH SOLE 15750 0 0 ALLIANCE DATA SYSTEMS USD0.01 Common Stock COM 018581108 15041 58700 SH SOLE 58700 0 0 ALLIANCE RESOURCE PARTNERS SBI Stock COM 01877R108 178 14280 SH SOLE 14280 0 0 ALMADEN MINERALS LTD NPV Cls B Common Stock COM 020283305 34 60000 SH SOLE 60000 0 0 ALPHABET INC USD0.001 Cls A Common Stock COM 02079K305 13766 18822 SH SOLE 18822 0 0 ALPHABET INC USD0.001 Cls C Common Stock COM 02079K107 6465 9046 SH SOLE 9046 0 0 ALTRIA GROUP INC USD0.333333 Common Stock COM 02209S103 7404 127180 SH SOLE 127180 0 0 AMAZON COM INC USD0.01Common Stock COM 023135106 40460 68229 SH SOLE 68229 0 0 AMERICAN EXPRESS CORP USD0.20 Common Stock COM 025816109 778 12297 SH SOLE 12297 0 0 AMETEK INC NPV Common Stock COM 031100100 695 14475 SH SOLE 14475 0 0 AMGEN INC USD0.0001 Common Stock COM 031162100 20942 136733 SH SOLE 136733 0 0 ANADARKO PETROLEUM CORP USD0.10 Common Stock COM 032511107 729 20841 SH SOLE 20841 0 0 ANGLOGOLD ASHANTI LTD LVL1 ADR Rep 1 ZAR0.25 Com Stk COM 035128206 386 52015 SH SOLE 52015 0 0 ANHEUSER-BUSCH INBEV ADR Each Rep 1 NPV Ord Shs COM 03524A108 239 2040 SH SOLE 2040 0 0 ANIKA THERAPEUTICS INC USD0.01 Common Stock COM 035255108 252 6675 SH SOLE 6675 0 0 ANTHEM INC USD0.01 Common Stock COM 036752103 250 1810 SH SOLE 1810 0 0 APPLE INC NPV Common Stock COM 037833100 48118 483505 SH SOLE 483505 0 0 APPLIED MATERIALS INC NPV Common Stock COM 038222105 295 17520 SH SOLE 17520 0 0 ARATANA THERAPEUTICS INC US$0.001 Common Stock COM 03874P101 57 17900 SH SOLE 17900 0 0 ARCELORMITTAL NY Registry Shares COM 03938L104 85 23500 SH SOLE 23500 0 0 AT&T INC USD1 Common Stock COM 00206R102 4006 116805 SH SOLE 116805 0 0 BAKER HUGHES INC USD1 Common Stock COM 057224107 456 11080 SH SOLE 11080 0 0 BANCO SANTANDER SA ADR Rep 1 EUR0.50 Ord Shares COM 05964H105 70 15627 SH SOLE 15627 0 0 BANK OF AMERICA CORP NPV Common Stock COM 060505104 3971 264903 SH SOLE 264903 0 0 BANK OF MONTREAL NPV Common Stock COM 063671101 2964 58256 SH SOLE 58256 0 0 BANK OF NOVA SCOTIA NPV Common Stock COM 064149107 9641 258068 SH SOLE 258068 0 0 BANKUNITED INC USD0.01 Common Stock COM 06652K103 43340 1299950 SH SOLE 1299950 0 0 BARRICK GOLD CORP NPV Common Stock (CADD) COM 067901108 101 13319 SH SOLE 13319 0 0 BCE INC NPV Common Stock COM 05534B760 2605 67881 SH SOLE 67881 0 0 BECTON DICKINSON & CO NPV Common Stock COM 075887109 6121 42094 SH SOLE 42094 0 0 BERKSHIRE HATHAWAY INC USD0.0033 Cls B Common Stock COM 084670702 21802 170235 SH SOLE 170235 0 0 BERKSHIRE HATHAWAY INC USD5 Class A Common Stock COM 084670108 1730 9 SH SOLE 9 0 0 BIOGEN IDEC INC USD0.0005 Common Stock COM 09062X103 386 1377 SH SOLE 1377 0 0 BLACKROCK INC NPV Class A Common Stock COM 09247X101 605 1951 SH SOLE 1951 0 0 BLACKSTONE GROUP LP Common Units COM 09253U108 1687 65783 SH SOLE 65783 0 0 BOEING CO USD5 Common Stock COM 097023105 1673 12950 SH SOLE 12950 0 0 BRISTOL-MYERS SQUIBB CO NPV Common Stock COM 110122108 4891 77006 SH SOLE 77006 0 0 BRITISH AMERICAN TOBACCO PLC ADR Each Rep 2 25p Ord Shares COM 110448107 450 4285 SH SOLE 4285 0 0 BRITISH TELECOM GROUP PLC ADR Each Rep 10 Ord Shares COM 05577E101 885 26000 SH SOLE 26000 0 0 BROOKFIELD ASSET MGMT NPV Cls A Voting Shares COM 112585104 417 14326 SH SOLE 14326 0 0 BROWN-FORMAN CORP USD0.15 B Common Stock COM 115637209 786 8470 SH SOLE 8470 0 0 CAMECO CORP NPV Common Stock COM 13321L108 131 11575 SH SOLE 11575 0 0 CAMERON INTERNATIONAL CORP USD0.01 Common Stock COM 13342B105 208 3470 SH SOLE 3470 0 0 CANADIAN IMPERIAL BANK NPV Common Stock COM 136069101 5057 83815 SH SOLE 83815 0 0 CANADIAN PACIFIC RAILWAY LTD NPV Common Stock COM 13645T100 650 6092 SH SOLE 6092 0 0 CATERPILLAR INC USD1 Common Stock COM 149123101 1274 20458 SH SOLE 20458 0 0 CELGENE CORP USD0.01 Common Stock COM 151020104 3435 32521 SH SOLE 32521 0 0 CENOVUS ENERGY INC NPV Common Stock COM 15135U109 147 12175 SH SOLE 12175 0 0 CHEVRON CORP USD0.75 Common Stock COM 166764100 11923 139494 SH SOLE 139494 0 0 CHINA DISTANCE EDUCATION HLDGS Spons ADR Each Rep 4 Ord Shs COM 16944W104 192 15000 SH SOLE 15000 0 0 CHUBB CORP USD1 Ordinary Shares COM 171232101 255 2000 SH SOLE 2000 0 0 CISCO SYSTEMS INC USD0.001 Common Stock COM 17275R102 903 36600 SH SOLE 36600 0 0 CITIGROUP INC USD0.01 Common Stock COM 172967424 9849 217029 SH SOLE 217029 0 0 COCA-COLA CO USD0.25 Common Stock COM 191216100 47605 1136689 SH SOLE 1136689 0 0 COGNIZANT TECHNOLOGY USD0.01 Class A Common Stock COM 192446102 21434 356010 SH SOLE 356010 0 0 COHEN & STEERS INFRASTRUCTURE USD0.001 Common Stock COM 19248A109 733 42150 SH SOLE 42150 0 0 COLGATE-PALMOLIVE CO NPV Common Stock COM 194162103 14876 234152 SH SOLE 234152 0 0 COMCAST CORP USD1 A Common Stock COM 20030N101 569 10341 SH SOLE 10341 0 0 CONOCOPHILLIPS USD0.01 Common Stock COM 20825C104 2155 52233 SH SOLE 52233 0 0 CONSTELLATION BRANDS INC USD Cls A Common Stock COM 21036P108 27669 193155 SH SOLE 193155 0 0 CORNING INC USD0.50 Common Stock COM 219350105 2393 138350 SH SOLE 138350 0 0 COSTCO CORP NPV Common Stock COM 22160K105 17617 115029 SH SOLE 115029 0 0 CROWN HOLDINGS INC USD5 Common Stock COM 228368106 14344 311690 SH SOLE 311690 0 0 CVS CORP USD0.01 Common Stock COM 126650100 7815 81825 SH SOLE 81825 0 0 DARDEN RESTAURANTS INC NPV Common Stock COM 237194105 670 10870 SH SOLE 10870 0 0 DAVITA INC COM USD0.001 Common Stock COM 23918K108 410 6075 SH SOLE 6075 0 0 DEERE & CO USD1 Common Stock COM 244199105 945 12834 SH SOLE 12834 0 0 DEVON ENERGY CORP USD0.10 Common Stock COM 25179M103 440 16950 SH SOLE 16950 0 0 DEXCOM INC USD0.001 Common Stock COM 252131107 275 3800 SH SOLE 3800 0 0 DIAGEO PLC ADR 4 28 101/108p Ordinary Shs COM 25243Q205 397 3790 SH SOLE 3790 0 0 DIEBOLD INC USD1.25 Common Stock COM 253651103 237 9300 SH SOLE 9300 0 0 DISCOVER FINANCIAL SERVICES USD0.01 Common Stock COM 254709108 4813 95947 SH SOLE 95947 0 0 DOMINION RES (VIR) NPV Common Stock COM 25746U109 217 3120 SH SOLE 3120 0 0 DOVER CORP USD1 Common Stock COM 260003108 996 17875 SH SOLE 17875 0 0 DR PEPPER SNAPPLE GROUP INC USD0.01 Common Stock COM 26138E109 12849 142413 SH SOLE 142413 0 0 DU PONT DE NEMOURS USD0.30 Common Stock COM 263534109 367 6402 SH SOLE 6402 0 0 EBAY INC USD0.001 Common Stock COM 278642103 1019 39420 SH SOLE 39420 0 0 EMC CORP MASSACHUSETTS USD0.01 Common Stock COM 268648102 4453 180484 SH SOLE 180484 0 0 EMERSON ELECTRIC CO USD0.50 Common Stock COM 291011104 2320 52923 SH SOLE 52923 0 0 ENBRIDGE INC NPV Common Stock COM 29250N105 473 15172 SH SOLE 15172 0 0 ENCANA CORP NPV Common Stock COM 292505104 123 29761 SH SOLE 29761 0 0 ENDOLOGIX INC USD0.001 Common Stock COM 29266S106 197 21650 SH SOLE 21650 0 0 EPAM SYSTEMS INC USD0.001 Common Stock COM 29414B104 12154 167000 SH SOLE 167000 0 0 ESTEE LAUDER COS USD0.01 Class A Common Stock COM 518439104 845 10029 SH SOLE 10029 0 0 EXELIXIS INC USD0.001 Common Stock COM 30161Q104 85 19000 SH SOLE 19000 0 0 EXPEDIA INC USD0.001 Com Stk (Post-Split) COM 30212P303 674 6261 SH SOLE 6261 0 0 EXPEDITOR INTL OF WASHINGTON USD0.01 Common Stock COM 302130109 255 5902 SH SOLE 5902 0 0 EXPRESS SCRIPTS HOLDINGS INC USD0.01 Common Stock COM 30219G108 408 5264 SH SOLE 5264 0 0 EXXON MOBIL CORP NPV Common Stock COM 30231G102 20502 259121 SH SOLE 259121 0 0 FACEBOOK INC USD0.000006 Cls A Common Stock COM 30303M102 25140 255565 SH SOLE 255565 0 0 FEDEX CORP USD0.10 Common Stock COM 31428X106 362 2750 SH SOLE 2750 0 0 FORTUNA SILVER MINING NPV Common Stock COM 349915108 25 11000 SH SOLE 11000 0 0 FORWARD INDUSTRIES INC USD0.01 Common Stock COM 349862300 18 15000 SH SOLE 15000 0 0 FREEPORT-MCMORAN INC USD0.10 Common Stock COM 35671D857 247 58786 SH SOLE 58786 0 0 GALECTIN THERAPEUTICS INC USD0.001 Common Stock COM 363225202 21 16400 SH SOLE 16400 0 0 GALLAGHER AJ & CO USD1 Common Stock COM 363576109 4579 121455 SH SOLE 121455 0 0 GENERAL AMERICAN INVESTORS CO USD1 Common Stock COM 368802104 341 11774 SH SOLE 11774 0 0 GENERAL DYNAMICS CORP USD1 Common Stock COM 369550108 252 1956 SH SOLE 1956 0 0 GENERAL ELECTRIC CORP USD0.06 Common Stock COM 369604103 37094 1276474 SH SOLE 1276474 0 0 GENERAL MILLS INC USD0.10 Common Stock COM 370334104 1569 28355 SH SOLE 28355 0 0 GILEAD SCIENCES INC USD0.001 Common Stock COM 375558103 14378 154571 SH SOLE 154571 0 0 GLAXOSMITHKLINE PLC Spon ADR (Cnv 2 Ord 25p) COM 37733W105 369 9167 SH SOLE 9167 0 0 GOLDCORP INC NPV Common Stock COM 380956409 533 33650 SH SOLE 51070 0 0 GOLDMAN SACHS GROUP USD0.01 Common Stock COM 38141G104 1306 8095 SH SOLE 8095 0 0 GRAN TIERRA ENERGY INC USD0.01 Common Stock COM 38500T101 596 272837 SH SOLE 296686 0 0 HOLLYFRONTIER CORP USD0.01 Common Stock COM 436106108 1702 46896 SH SOLE 46896 0 0 HOME DEPOT INC USD0.05 Common Stock COM 437076102 721 6028 SH SOLE 6028 0 0 HONEYWELL INTERNATIONAL INC USD1 Common Stock COM 438516106 8019 81210 SH SOLE 81210 0 0 HUNT (JB) TRANSPORT SVCS INC USD0.01 Common Stock COM 445658107 10490 160000 SH SOLE 160000 0 0 IBM CORP USD0.20 Common Stock COM 459200101 5532 41621 SH SOLE 41621 0 0 IMPERIAL OIL NPV Common Stock COM 453038408 601 20450 SH SOLE 20450 0 0 INDEXIQ ETF TRUST IQ Hedge Macro Tracker ETF COM 45409B206 207 8650 SH SOLE 8650 0 0 INNOCOLL AG Spon ADR EA Rep Ord Shs COM 45780Q103 2543 327246 SH SOLE 327246 0 0 INTEL CORP USD0.001 Common Stock COM 458140100 24097 736007 SH SOLE 736007 0 0 INTUITIVE SURGICAL INC USD0.001 Common Stock COM 46120E602 225 405 SH SOLE 405 0 0 ISHARES INC Core S&P 500 ETF COM 464287200 759 3935 SH SOLE 3935 0 0 ISHARES INC MSCI Canada ETF COM 464286509 264 13450 SH SOLE 13450 0 0 ISHARES INC MSCI EMU ETF COM 464286608 936 28275 SH SOLE 28275 0 0 ISHARES INC MSCI Germany ETF COM 464286806 1167 47571 SH SOLE 47571 0 0 ISHARES INC MSCI Hong Kong Index Fund COM 464286871 221 12060 SH SOLE 12060 0 0 ISHARES INC MSCI Japan ETF COM 464286848 3281 285328 SH SOLE 285328 0 0 ISHARES INC MSCI Pacific Ex Japan ETF COM 464286665 4123 117569 SH SOLE 117569 0 0 ISHARES INC MSCI Spain Capped Index Fund COM 464286764 4076 153651 SH SOLE 153651 0 0 ISHARES INC MSCI Sweden ETF COM 464286756 635 23265 SH SOLE 23265 0 0 ISHARES INC MSCI UK ETF COM 46434V548 1689 111864 SH SOLE 111864 0 0 ISHARES TRUST Core S&P Mid-Cap ETF COM 464287507 796 6189 SH SOLE 6189 0 0 ISHARES TRUST Global 100 ETF COM 464287572 1002 14615 SH SOLE 14615 0 0 ISHARES TRUST Global Energy ETF COM 464287341 211 8090 SH SOLE 8090 0 0 ISHARES TRUST Global Technology ETF COM 464287291 1473 16096 SH SOLE 16096 0 0 ISHARES TRUST IBOXX High Yield Corp Bond ETF COM 464288513 636 8050 SH SOLE 8050 0 0 ISHARES TRUST Intl Developed Prop ETF COM 464288422 1247 37407 SH SOLE 37407 0 0 ISHARES TRUST Intl Select Dividend ETF COM 464288448 914 34260 SH SOLE 34260 0 0 ISHARES TRUST MSCI Emerging Markets ETF COM 464287234 2265 76447 SH SOLE 76447 0 0 ISHARES TRUST MSCI Norway Capped ETF COM 46429B499 404 23265 SH SOLE 23265 0 0 ISHARES TRUST Russell 2000 ETF COM 464287655 1252 12305 SH SOLE 12305 0 0 ISHARES TRUST Russell Midcap Growth ETF COM 464287481 922 10901 SH SOLE 10901 0 0 ISHARES TRUST S&P Gbl Heathcare Sector COM 464287325 430 4440 SH SOLE 4440 0 0 ISHARES TRUST Select Dividend ETF COM 464287168 4249 58341 SH SOLE 58341 0 0 ISHARES TRUST Tips Bond ETF COM 464287176 3158 28646 SH SOLE 28646 0 0 ITT CORP USD1.00 Com Stk (Post Rev Sp) COM 450911201 316 9750 SH SOLE 9750 0 0 JETBLUE AIRWAYS CORP USD0.01 Common Stock COM 477143101 437 21130 SH SOLE 21130 0 0 JOHNSON & JOHNSON USD1 Common Stock COM 478160104 30321 306616 SH SOLE 306616 0 0 JP MORGAN CHASE & CO USD1 Common Stock COM 46625H100 24169 415283 SH SOLE 415283 0 0 KELLOGG CO USD0.25 Common Stock COM 487836108 1377 19210 SH SOLE 19210 0 0 KIMBERLEY CLARK CORP NPV Common Stock COM 494368103 3058 24041 SH SOLE 24041 0 0 KRAFT HEINZ CO NPV Common Stock COM 500754106 10709 151387 SH SOLE 151387 0 0 KROGER CO USD1 Common Stock COM 501044101 824 21100 SH SOLE 21100 0 0 LILLY (ELI) & CO NPV Common Stock COM 532457108 7330 88800 SH SOLE 88800 0 0 LIMITED BRANDS INC USD0.50 Common Stock COM 501797104 18667 198160 SH SOLE 198160 0 0 LKQ CORP USD0.01 Common Stock COM 501889208 622 24075 SH SOLE 24075 0 0 LOCKHEED MARTIN CO USD1 Common Stock COM 539830109 56576 261418 SH SOLE 261418 0 0 LOEWS CORP USD1 Common Stock COM 540424108 716 20000 SH SOLE 20000 0 0 LOWES COS INC USD0.50 Common Stock COM 548661107 569 8145 SH SOLE 8145 0 0 MANULIFE FINANCIAL CORP NPV Common Stock COM 56501R106 983 75000 SH SOLE 75000 0 0 MARKET VECTORS ETF Gold Mines COM 57060U100 1052 80109 SH SOLE 80109 0 0 MARSH & MCLENNAN CO INC USD1 Common Stock COM 571748102 9119 170219 SH SOLE 170219 0 0 MASTERCARD INC USD0.0001 Class A Common Stock COM 57636Q104 22083 243450 SH SOLE 243450 0 0 MCCORMICK & CO INC NPV Non Vtg Common Stock COM 579780206 16619 195450 SH SOLE 195450 0 0 MCCORMICK & CO INC NPV Vtg Common Stock COM 579780107 255 3000 SH SOLE 3000 0 0 MCDONALD'S CORP USD0.01 Common Stock COM 580135101 3484 29879 SH SOLE 29879 0 0 MCGRAW HILL FINANCAL INC USD1 Common Stock COM 580645109 382 4500 SH SOLE 4500 0 0 MERCK & CO INC USD0.50 Common Stock COM 58933Y105 2866 55319 SH SOLE 55319 0 0 MICROSOFT CORP USD 0.00000625 Common Stock COM 594918104 25235 475137 SH SOLE 475137 0 0 MISONIX INC USD0.01 Common Stock COM 604871103 177 19600 SH SOLE 19600 0 0 MOLSON COORS BREWING CO USD0.01 Cls B Shares COM 60871R209 1206 13900 SH SOLE 13900 0 0 MONDELEZ INTL INC USD0.01 Common Stock COM 609207105 12266 296558 SH SOLE 296558 0 0 MONSANTO CO USD0.01 Common Stock COM 61166W101 332 3600 SH SOLE 3600 0 0 MOODYS CORP USD0.01 Common Stock COM 615369105 648 7352 SH SOLE 7352 0 0 MORGAN STANLEY USD0.01 Common Stock COM 617446448 1771 65233 SH SOLE 65233 0 0 NANOVIRICIDES INC USD0.001 Common Stock (PRS) COM 630087203 34 28250 SH SOLE 28250 0 0 NEKTAR THERAPEUTICS USD0.01 Common Stock COM 640268108 235 17100 SH SOLE 17100 0 0 NETFLIX COM INC USD0.001 Common Stock COM 64110L106 274 2559 SH SOLE 2559 0 0 NEW GOLD INC NPV Common Stock COM 644535106 70 33200 SH SOLE 33200 0 0 NEWMONT MINING CORP USD1.60 Common Stock COM 651639106 2526 146247 SH SOLE 146247 0 0 NIKE INC NPV Cls B Common Stock COM 654106103 20152 344416 SH SOLE 344416 0 0 NOVADAQ TECHNOLOGIES INC NPV Common Stock COM 66987G102 179 14700 SH SOLE 14700 0 0 NOVARTIS AG ADR Rep 1 CHF0.5 (Regd) Shares COM 66987V109 274 3310 SH SOLE 3310 0 0 NUVASIVE INC USD0.001 Common Stock COM 670704105 303 6050 SH SOLE 6050 0 0 NXSTAGE MEDICAL INC USD0.001 Common Stock COM 67072V103 194 10200 SH SOLE 10200 0 0 OCCIDENTAL PETROLEUM CORP USD0.20 Common Stock COM 674599105 344 5375 SH SOLE 5375 0 0 OI SA ADR Each Rep 1 Pref Share COM 670851401 15 38600 SH SOLE 38600 0 0 OMNICOM GROUP INC USD0.15 Common Stock COM 681919106 271 3833 SH SOLE 3833 0 0 ONEMAIN FINANCIAL HOLDINGS INC USD0.01 Common Stock COM 68268W103 13414 414000 SH SOLE 414000 0 0 ORACLE CORP USD0.01 Common Stock COM 68389X105 389 11189 SH SOLE 11189 0 0 PARKER-HANNIFIN CORP USD0.50 Common Stock COM 701094104 757 8350 SH SOLE 8350 0 0 PAYCHEX INC USD0.01 Common Stock COM 704326107 1159 24501 SH SOLE 24501 0 0 PAYPAL HOLDINGS INC USD0.0001 Common Stock COM 70450Y103 15217 462940 SH SOLE 462940 0 0 PEPSICO INC USD0.016666 Cap COM 713448108 6555 68415 SH SOLE 68415 0 0 PETROLEO BRASILEIRO SA ADS Each 1 Rep 2 NPV Com Stock COM 71654V408 38 10522 SH SOLE 10522 0 0 PFIZER INC USD0.05 Common Stock COM 717081103 10005 321592 SH SOLE 321592 0 0 PHILIP MORRIS INTL INC NPV Common Stock COM 718172109 26072 296680 SH SOLE 296680 0 0 PHILLIPS 66 USD0.01 Common Stock COM 718546104 1356 17101 SH SOLE 17101 0 0 PLUM CREEK TIMBER CO INC USD0.01 Common Stock COM 729251108 487 11500 SH SOLE 11500 0 0 POTASH CORP SASK NPV Common Stock COM 73755L107 309 19040 SH SOLE 19040 0 0 POWERSHARES DB Agriculture Fund COM 73936B408 239 11935 SH SOLE 11935 0 0 POWERSHARES ETF Buyback Achievers COM 73935X286 709 16765 SH SOLE 16765 0 0 POWERSHARES ETF II S&P 500 Low Volatility (USD) COM 73937B779 330 8912 SH SOLE 8912 0 0 POWERSHARES ETF India P/Folio COM 73935L100 350 18740 SH SOLE 18740 0 0 POWERSHARES ETF Intl Corp Bond COM 73936Q835 2501 100388 SH SOLE 100388 0 0 POWERSHARES ETF Preferred Portfolio COM 73936T565 164 11000 SH SOLE 11000 0 0 PROCTER & GAMBLE CO NPV Common Stock COM 742718109 10475 137557 SH SOLE 137557 0 0 PROGRESSIVE WASTE SOLUTIONS NPV Common Stock COM 74339G101 449 18750 SH SOLE 18750 0 0 PROSHARES TRUST II Ultrashort Euro COM 74347W882 640 25060 SH SOLE 25060 0 0 PRUDENTIAL PLC ADR Rep 2 5p Ordinary Shares COM 74435K204 664 16670 SH SOLE 16670 0 0 QUALCOMM INC USD0.001 Common Stock COM 747525103 551 11535 SH SOLE 11535 0 0 RACKSPACE HOSTING INC USD0.001 Common Stock COM 750086100 613 30175 SH SOLE 30175 0 0 RAYTHEON CO USD0.01 Common Stock COM 755111507 8448 69515 SH SOLE 69515 0 0 REGAL BELOIT CORP USD0.01 Common Stock COM 758750103 282 5205 SH SOLE 5205 0 0 RELX GROUP PLC Spon ADR Each Rep 0.25 Ord Shs COM 759530108 265 15400 SH SOLE 15400 0 0 REPUBLIC SERVICES INC USD0.01 Common Stock COM 760759100 943 21275 SH SOLE 21275 0 0 REYNOLDS AMERICAN INC USD0.0001 Common Stock COM 761713106 1741 36724 SH SOLE 36724 0 0 ROLLINS INC USD1 Common Stock COM 775711104 17692 690000 SH SOLE 690000 0 0 ROYAL BANK OF CANADA NPV Common Stock COM 780087102 12576 259519 SH SOLE 259519 0 0 ROYAL DUTCH SHELL EUR0.07 ADR Ea Rep 2 Cls B Shs COM 780259107 1008 24550 SH SOLE 24550 0 0 ROYAL DUTCH SHELL PLC ADR Ech Rep 2 Cl A EUR0.07 Shs COM 780259206 588 14219 SH SOLE 14219 0 0 RPM INTL INC USD0.01 Common Stock COM 749685103 752 18645 SH SOLE 18645 0 0 RUBICON MINERALS CORP NPV Common Stock COM 780911103 0 15000 SH SOLE 15000 0 0 SALESFORCE.COM INC USD0.001 Common Stock COM 79466L302 17328 237140 SH SOLE 237140 0 0 SCHLUMBERGER LTD USD0.01 Common Stock COM 806857108 5563 86010 SH SOLE 86010 0 0 SCHWAB (CHARLES) CORP USD0.01 Common Stock COM 808513105 443 15755 SH SOLE 15755 0 0 SEVCON INC USD0.10 Common Stock COM 81783K108 515 53222 SH SOLE 53222 0 0 SILVER WHEATON CORP NPV Common Stock COM 828336107 112 10130 SH SOLE 10130 0 0 SKECHER USA INC USD0.001 A Common Stock COM 830566105 737 27940 SH SOLE 27940 0 0 SMITH(AO)CORP USD1 Common Stock COM 831865209 16104 251000 SH SOLE 251000 0 0 SOCIEDAD QUIMICA Y MINERA ADR (Rep 1 Ser B Pref Share) COM 833635105 221 13480 SH SOLE 13480 0 0 SPDR GOLD TRUST NPV Shares COM 78463V107 2251 21853 SH SOLE 21853 0 0 SPDR INDEX SHARES S&P Gbl Infrastructure ETF COM 78463X855 1242 31348 SH SOLE 31348 0 0 SPDR SERIES TRUST Barclays Cap Intl Corp Bd ETF COM 78464A151 213 6935 SH SOLE 6935 0 0 SPDR SERIES TRUST S&P 500 ETF Trust COM 78462F103 12287 64020 SH SOLE 64020 0 0 ST JUDE MEDICAL INC USD0.10 Common Stock COM 790849103 220 3965 SH SOLE 3965 0 0 STANLEY BLACK & DECKER INC USD2.50 Common Stock COM 854502101 655 6700 SH SOLE 6700 0 0 STARBUCKS CORP USD0.001 Common Stock COM 855244109 588 9969 SH SOLE 9969 0 0 STERICYCLE INC USD0.01 Common Stock COM 858912108 431 3705 SH SOLE 3705 0 0 STILLWATER MINING CO USD0.01 Common Stock COM 86074Q102 65 10750 SH SOLE 10750 0 0 STRYKER CORP USD0.10 Common Stock COM 863667101 382 4200 SH SOLE 4200 0 0 SUNCOR ENERGY INC New NPV Common Stock (CAD) COM 867224107 267 11820 SH SOLE 11820 0 0 SWEDISH EXPORT CREDIT Elements ETN Lkd RICI COM 870297603 3439 560982 SH SOLE 560982 0 0 SYSCO CORP NPV Common Stock COM 871829107 1783 44432 SH SOLE 44432 0 0 TAIWAN SEMICONDUCTORS MAN LTD ADS Rep 5 TWD10 Ord Share COM 874039100 491 22500 SH SOLE 22500 0 0 TEMPLETON EMERGING MKTS FUND USD0.01 Common Stock COM 880191101 509 55050 SH SOLE 55050 0 0 TESLA MOTORS INC USD0.001 Common Stock COM 88160R101 1321 6406 SH SOLE 6406 0 0 TEVA PHARMACEUTICAL INDUSTRIES ADR Conv 1 Ord ILS0.10 COM 881624209 983 15546 SH SOLE 15546 0 0 THOMSON REUTERS CORP NPV Common Stock COM 884903105 1545 43148 SH SOLE 43148 0 0 TIFFANY & CO USD0.01 Common Stock COM 886547108 1161 17371 SH SOLE 17371 0 0 TIME WARNER INC USD0.01 Common Stock COM 887317303 6523 92453 SH SOLE 92453 0 0 TIMKEN CO NPV Common Stock COM 887389104 441 17800 SH SOLE 17800 0 0 TJX COMPANIES INC NPV Common Stock COM 872540109 17524 255940 SH SOLE 255940 0 0 TORONTO-DOMINION BANK NPV Common Stock COM 891160509 1924 53835 SH SOLE 53835 0 0 TRIPADVISOR INC USD0.001 Common Stock COM 896945201 298 4150 SH SOLE 4150 0 0 TWENTY-FIRST CENTURY FOX CORP USD0.01 Cls A Common Stock COM 90130A101 325 12254 SH SOLE 12254 0 0 ULTA SALON USD0.01 Common Stock COM 90384S303 462 2600 SH SOLE 2600 0 0 UNION PACIFIC CORP USD2.50 Common Stock COM 907818108 2841 37663 SH SOLE 37663 0 0 UNITED NATURAL FOODS INC USD0.01 Common Stock COM 911163103 239 6400 SH SOLE 6400 0 0 UTD TECHNOLOGIES CORP USD1 Common Stock COM 913017109 1406 15791 SH SOLE 15791 0 0 VALE SA Spons ADR Rep 1 Common Stock COM 91912E105 98 40100 SH SOLE 40100 0 0 VANGUARD BOND INDEX FUND Short Term Bond ETF COM 921937827 3798 47499 SH SOLE 47499 0 0 VANGUARD BOND INDEX FUND Total Bond Market ETF COM 921937835 3041 37422 SH SOLE 37422 0 0 VANGUARD CHARLOTTE Total Intl Bond Index Fund ETF COM 92203J407 288 5435 SH SOLE 5435 0 0 VANGUARD INDEX FUNDS Extended Market ETF COM 922908652 523 6885 SH SOLE 6885 0 0 VANGUARD INDEX FUNDS REIT ETF (USD) COM 922908553 811 10665 SH SOLE 10665 0 0 VANGUARD INDEX FUNDS Total Stock Market ETF COM 922908769 620 6360 SH SOLE 6360 0 0 VANGUARD INTL EQUITY European ETF COM 922042874 965 20550 SH SOLE 20550 0 0 VANGUARD INTL EQUITY MSCI Pacific ETF COM 922042866 1266 23764 SH SOLE 23764 0 0 VANGUARD INTL EQUITY Total World Stock Market ETF COM 922042742 1564 29030 SH SOLE 29030 0 0 VARIAN MEDICAL SYSTEMS INC USD1 Common Stock COM 92220P105 289 3795 SH SOLE 3795 0 0 VERIZON COMMS INC NPV Common Stock COM 92343V104 141015 3142754 SH SOLE 3142754 0 0 VISA INC USD0.0001 Common Stock COM 92826C839 47674 645995 SH SOLE 645995 0 0 VODAFONE GROUP PLC Spon ADR Rep 10 Ord Shs COM 92857W308 641 20109 SH SOLE 20109 0 0 WABTEC CORP USD0.01 Common Stock COM 929740108 2154 34004 SH SOLE 34004 0 0 WALGREENS BOOTS ALLIANCE USD0.01 Common Stock COM 931427108 938 11455 SH SOLE 11455 0 0 WAL-MART STORES INC USD0.1 Common Stock COM 931142103 2730 43296 SH SOLE 43296 0 0 WALT DISNEY (HLDGS) CO USD0.1 Common Stock COM 254687106 36444 367715 SH SOLE 367715 0 0 WASTE MANAGEMENT INC NPV Common Stock COM 94106L109 900 17055 SH SOLE 17055 0 0 WATERS CORP USD0.01 Common Stock COM 941848103 208 1635 SH SOLE 1635 0 0 WELLS FARGO & CO USD1.6666 Common Stock COM 949746101 15938 314733 SH SOLE 314733 0 0 WESTERN UNION COMP USD0.01 Common Stock COM 959802109 171 10000 SH SOLE 10000 0 0 WHOLE FOODS MARKET INC NPV Common Stock COM 966837106 598 19564 SH SOLE 19564 0 0 WISDOMTREE TRUST Japan Hedged Equity Fund COM 97717W851 2575 55509 SH SOLE 55509 0 0 WPP PLC ADR Each Repr 5 Ord COM 92937A102 316 2995 SH SOLE 2995 0 0 XYLEM INC USD0.01 Common Stock COM 98419M100 1442 42950 SH SOLE 42950 0 0 YAHOO INC USD 0.001 Common Stock COM 984332106 581 19170 SH SOLE 19170 0 0 YAMANA GOLD INC NPV Common Stock (CAD) COM 98462Y100 263 128703 SH SOLE 156703 0 0 YUM BRANDS INC NPV Common Stock COM 988498101 331 4735 SH SOLE 4735 0 0