0001085146-16-004728.txt : 20161110 0001085146-16-004728.hdr.sgml : 20161110 20161110152147 ACCESSION NUMBER: 0001085146-16-004728 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC CENTRAL INDEX KEY: 0001351904 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14413 FILM NUMBER: 161987700 BUSINESS ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 701-250-3201 MAIL ADDRESS: STREET 1: 212 N 4TH ST CITY: BISMARCK STATE: ND ZIP: 58501 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT CENTERS OF AMERICA INC/ND DATE OF NAME CHANGE: 20060201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001351904 XXXXXXXX 09-30-2016 09-30-2016 INVESTMENT CENTERS OF AMERICA INC

212 N 4TH ST BISMARCK ND 58501

13F HOLDINGS REPORT 028-14413 N David Loasby 920 996-2600 /s/ David Loasby Appleton WI 11-09-2016 1 545 965492 false 1 0000898419 028-03582 PRUDENTIAL PLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101350719893SHDFND10019893ABBOTT LABSCOM002824100168440066SHDFND10040066ABBVIE INCCOM00287Y109416766241SHDFND10066241ACHILLION PHARMACEUTICALS INCOM00448Q20111113733SHDFND10013733ACTIVISION BLIZZARD INCCOM00507V1093628107SHDFND1008107AEGON N VNY REGISTRY SH0079241037519429SHDFND10019429AK STL HLDG CORPCOM0015471086112800SHDFND10012800ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1022972801SHDFND1002801ALIMERA SCIENCES INCCOM0162591032517400SHDFND10017400ALLIANT ENERGY CORPCOM018802108284274117SHDFND10074117ALPHABET INCCAP STK CL A02079K30512871601SHDFND1001601ALPHABET INCCAP STK CL C02079K1079981277SHDFND1001277ALPS ETF TRALERIAN MLP00162Q8661963154846SHDFND100154846ALTRIA GROUP INCCOM02209S10318906299358SHDFND100299358AMAZON COM INCCOM02313510628783431SHDFND1003431AMEREN CORPCOM02360810252910764SHDFND10010764AMERICAN ELEC PWR INCCOM025537101121518938SHDFND10018938AMERICAN TOWER CORP NEWCOM03027X1007556647SHDFND1006647AMERICAN WTR WKS CO INC NEWCOM0304201037119531SHDFND1009531AMGEN INCCOM0311621008405012SHDFND1005012ANNALY CAP MGMT INCCOM0357104091667159455SHDFND100159455APPLE INCCOM03783310020898184745SHDFND100184745AQUA AMERICA INCCOM03836W1032147096SHDFND1007096ARCHER DANIELS MIDLAND COCOM03948310265915743SHDFND10015743ARES CAP CORPCOM04010L10376949493SHDFND10049493ARRAY BIOPHARMA INCCOM04269X10524335995SHDFND10035995ARROW ETF TRARROW DJ GLB YLD04273H104120863489SHDFND10063489ASHFORD HOSPITALITY PRIME INCOM04410210121915470SHDFND10015470ASHFORD HOSPITALITY TR INCCOM SHS0441031091282217895SHDFND100217895AT&T INCCOM00206R10215734388461SHDFND100388461AU OPTRONICS CORPSPONSORED ADR0022551075515000SHDFND10015000AUTOMATIC DATA PROCESSING INCOM0530151035746489SHDFND1006489BAIDU INCSPON ADR REP A0567521084992739SHDFND1002739BANK AMER CORPCOM0605051041865118915SHDFND100118915BANK NEW YORK MELLON CORPCOM0640581002997507SHDFND1007507BARCLAYS BANK PLCADR PFD SR 506739H36263724415SHDFND10024415BARCLAYS BANK PLCSP ADR 7.1%PF306739H7762168413SHDFND1008413BARRICK GOLD CORPCOM06790110819511051SHDFND10011051BB&T CORPCOM05493710795425292SHDFND10025292BECTON DICKINSON & COCOM0758871096433579SHDFND1003579BERKSHIRE HATHAWAY INC DELCL B NEW084670702521136112SHDFND10036112BLACK HILLS CORPCOM0921131094046614SHDFND1006614BLACKROCK DEBT STRAT FD INCCOM09255R1039024679SHDFND10024679BLACKROCK ENHANCED EQT DIV TCOM09251A10418923946SHDFND10023946BLACKROCK FLOATING RATE INCOCOM0919411041728127646SHDFND100127646BLACKROCK INCCOM09247X101269745SHDFND100745BLACKROCK MULTI-SECTOR INC TCOM09258A10719311238SHDFND10011238BLACKROCK MUNIASSETS FD INCCOM09254J10219812866SHDFND10012866BLACKROCK MUNICIPAL BOND TRCOM09249H10444024585SHDFND10024585BLACKROCK MUNIVEST FD II INCCOM09253T10127015750SHDFND10015750BLACKSTONE GROUP L PCOM UNIT LTD09253U10892135955SHDFND10035955BOEING COCOM097023105455634415SHDFND10034415BP PLCSPONSORED ADR0556221043731105784SHDFND100105784BP PRUDHOE BAY RTY TRUNIT BEN INT05563010721611496SHDFND10011496BRISTOL MYERS SQUIBB COCOM110122108257747906SHDFND10047906BROADCOM LTDSHSY098271094882824SHDFND1002824BROOKFIELD TOTAL RETURN FD ICOM11283U10891440767SHDFND10040767BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012132963SHDFND1002963CALAMOS CONV & HIGH INCOME FCOM SHS12811P1081998181733SHDFND100181733CALAMOS CONV OPP AND INC FDSH BEN INT12811710819218617SHDFND10018617CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER13147610313429432SHDFND10029432CAMPBELL SOUP COCOM1344291092083767SHDFND1003767CAPITAL ONE FINL CORPCOM14040H1052723781SHDFND1003781CARE CAP PPTYS INCCOM14162410674926325SHDFND10026325CASCADIAN THERAPEUTICS INCCOM14740B1012012395SHDFND10012395CASEYS GEN STORES INCCOM14752810311349453SHDFND1009453CATERPILLAR INC DELCOM149123101220024694SHDFND10024694CELGENE CORPCOM1510201047347049SHDFND1007049CENTURYLINK INCCOM156700106133949169SHDFND10049169CHENIERE ENERGY INCCOM NEW16411R2082034672SHDFND1004672CHESAPEAKE ENERGY CORPCOM1651671078012802SHDFND10012802CHEVRON CORP NEWCOM166764100410339984SHDFND10039984CISCO SYS INCCOM17275R10290628733SHDFND10028733CITIGROUP INCCOM NEW17296742477016363SHDFND10016363CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22567527200SHDFND10027200CLAYMORE EXCHANGE TRD FD TR2022 HG YLD CB18383M21740116100SHDFND10016100CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39941315970SHDFND10015970CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38196538250SHDFND10038250CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37393538350SHDFND10038350CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36591937750SHDFND10037750CLAYMORE EXCHANGE TRD FD TRGUGGEN DEFN EQTY18383M8783328507SHDFND1008507CLOROX CO DELCOM18905410912139614SHDFND1009614COCA COLA COCOM1912161005746136334SHDFND100136334COHEN & STEERS CLOSED END OPCOM19248P10615913020SHDFND10013020COLGATE PALMOLIVE COCOM1941621037079594SHDFND1009594COLUMBIA PPTY TR INCCOM NEW19828720374433159SHDFND10033159COMCAST CORP NEWCL A20030N10171610778SHDFND10010778CONAGRA FOODS INCCOM20588710276516275SHDFND10016275CONOCOPHILLIPSCOM20825C104178341323SHDFND10041323CONSOLIDATED EDISON INCCOM209115104225129716SHDFND10029716CONTINENTAL RESOURCES INCCOM21201510195218432SHDFND10018432CORNING INCCOM21935010537816008SHDFND10016008COSTCO WHSL CORP NEWCOM22160K1058345460SHDFND1005460CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F1036424700SHDFND10024700CSX CORPCOM12640810335611691SHDFND10011691CUMMINS INCCOM2310211065934604SHDFND1004604CURIS INCCOM2312691012710500SHDFND10010500CVS HEALTH CORPCOM12665010095710766SHDFND10010766CYNOSURE INCCL A2325772052424780SHDFND1004780DARDEN RESTAURANTS INCCOM2371941052514145SHDFND1004145DBX ETF TRINFRSTR REV FD23305170536513242SHDFND10013242DBX ETF TRXTRAK MSCI EAFE23305120045517160SHDFND10017160DEERE & COCOM2441991057228425SHDFND1008425DELAWARE INV MN MUN INC FD ICOM24610V10322815249SHDFND10015249DELTA AIR LINES INC DELCOM NEW24736170267117055SHDFND10017055DEUTSCHE MUN INCOMECOM25160C10636525763SHDFND10025763DIAGEO P L CSPON ADR NEW25243Q2054994287SHDFND1004287DIEBOLD INCCOM25365110326010537SHDFND10010537DIREXION SHS ETF TRALL CP INSIDER25459Y7692553470SHDFND1003470DISNEY WALT COCOM DISNEY254687106310433376SHDFND10033376DNP SELECT INCOME FDCOM23325P10424624100SHDFND10024100DOW CHEM COCOM260543103206639997SHDFND10039997DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10122466470SHDFND10066470DREYFUS MUN INCOME INCCOM26201R10226227180SHDFND10027180DTE ENERGY COCOM2333311073874134SHDFND1004134DU PONT E I DE NEMOURS & COCOM26353410984912687SHDFND10012687DUKE ENERGY CORP NEWCOM NEW26441C204525765691SHDFND10065691EATON CORP PLCSHSG29183103104615943SHDFND10015943EATON VANCE FLTING RATE INCCOM27827910415511019SHDFND10011019EATON VANCE LTD DUR INCOME FCOM27828H105107878885SHDFND10078885EATON VANCE SR FLTNG RTE TRCOM27828Q10530821819SHDFND10021819EATON VANCE TAX MNGD GBL DVCOM27829F10812614573SHDFND10014573ECOLAB INCCOM2788651007245959SHDFND1005959EGA EMERGING GLOBAL SHS TREGS EMKTCONS ETF26846177947819181SHDFND10019181EMERSON ELEC COCOM29101110488716398SHDFND10016398ENBRIDGE ENERGY PARTNERS L PCOM29250R10634613655SHDFND10013655ENCANA CORPCOM29250510419919600SHDFND10019600ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109239064734SHDFND10064734ENTERGY CORP NEWCOM29364G1032062700SHDFND1002700ENTERPRISE PRODS PARTNERS LCOM293792107260994113SHDFND10094113EOG RES INCCOM26875P1012782837SHDFND1002837EQUITY LIFESTYLE PPTYS INCCOM29472R1082473200SHDFND1003200EVERSOURCE ENERGYCOM30040W1082324278SHDFND1004278EXCHANGE TRADED CONCEPTS TRREX GOLD SP50030150586394933325SHDFND10033325EXELON CORPCOM30161N101103831059SHDFND10031059EXPRESS SCRIPTS HLDG COCOM30219G10875110701SHDFND10010701EXXON MOBIL CORPCOM30231G10210018114823SHDFND100114823FACEBOOK INCCL A30303M102355227688SHDFND10027688FAIRMOUNT SANTROL HLDGS INCCOM30555Q10840147225SHDFND10047225FASTENAL COCOM311900104333379852SHDFND10079852FEDEX CORPCOM31428X1064292465SHDFND1002465FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310036231310SHDFND10031310FIFTH THIRD BANCORPCOM31677310056827660SHDFND10027660FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHA33737J11730110197SHDFND10010197FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E1042756854SHDFND1006854FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88632418567SHDFND10018567FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605155167659SHDFND10067659FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12735322695SHDFND10022695FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13562625621SHDFND10025621FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4083296768SHDFND1006768FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q2003406498SHDFND1006498FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10065134417SHDFND10034417FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10125510049SHDFND10010049FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762205992SHDFND1005992FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E108110856533SHDFND10056533FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1084378688SHDFND1008688FIRST TR LRG CP VL ALPHADEXCOM SHS33735J1012525890SHDFND1005890FIRST TR LRGE CP CORE ALPHACOM SHS33734K1092244805SHDFND1004805FIRST TR MID CAP CORE ALPHADCOM SHS33735B10867212754SHDFND10012754FIRST TR MORNINGSTAR DIV LEASHS3369171093948144584SHDFND100144584FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q1042766724SHDFND1006724FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109144129021SHDFND10029021FIRST TR SR FLG RTE INCM FDCOM33733U10823016675SHDFND10016675FIRST TR VALUE LINE DIVID INSHS33734H1066674247028SHDFND100247028FIRSTENERGY CORPCOM3379321072637946SHDFND1007946FLOWERS FOODS INCCOM34349810147631416SHDFND10031416FORD MTR CO DELCOM PAR $0.013453708602239185540SHDFND100185540FRANKLIN UNVL TRSH BEN INT35514510312117811SHDFND10017811FRONTIER COMMUNICATIONS CORPCOM35906A10820150494SHDFND10050494FS INVT CORPCOM3026351073330350304SHDFND100350304GABELLI GLOBL UTIL & INCOMECOM SH BEN INT36242L10521011392SHDFND10011392GENERAL DYNAMICS CORPCOM36955010810256578SHDFND1006578GENERAL ELECTRIC COCOM3696041035354180262SHDFND100180262GENERAL MLS INCCOM370334104168926412SHDFND10026412GENERAL MTRS COCOM37045V10043413738SHDFND10013738GENUINE PARTS COCOM3724601056106089SHDFND1006089GILEAD SCIENCES INCCOM375558103194024390SHDFND10024390GLAXOSMITHKLINE PLCSPONSORED ADR37733W105244857072SHDFND10057072GLOBAL NET LEASE INCCOM37937810231138144SHDFND10038144GLOBAL X FDSGLB X SUPERDIV37950E54939818315SHDFND10018315GLOBAL X FDSGLBX SUPRINC ETF37950E33352639120SHDFND10039120GLOBAL X FDSGLOBL X JR MLP37950E3259211057SHDFND10011057GLOBAL X FDSGLOBX SUPDV US37950E291109043816SHDFND10043816GOLDMAN SACHS GROUP INCCOM38141G1042221384SHDFND1001384GOODYEAR TIRE & RUBR COCOM3825501012206810SHDFND1006810GRAMERCY PPTY TRCOM38500210051252967SHDFND10052967GREAT PLAINS ENERGY INCCOM3911641002077558SHDFND1007558HALLIBURTON COCOM40621610168115237SHDFND10015237HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10849622352SHDFND10022352HANCOCK JOHN PFD INCOME FD ICOM41013X10648821635SHDFND10021635HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10534621138SHDFND10021138HCP INCCOM40414L10984922228SHDFND10022228HEALTHCARE TR AMER INCCL A NEW42225P501178354776SHDFND10054776HEALTHSOUTH CORPCOM NEW4219243094514111261SHDFND100111261HERSHEY COCOM4278661082642733SHDFND1002733HOME DEPOT INCCOM437076102277421544SHDFND10021544HONEYWELL INTL INCCOM438516106230219669SHDFND10019669HORIZON TECHNOLOGY FIN CORPCOM44045A10214210416SHDFND10010416HORMEL FOODS CORPCOM44045210056114822SHDFND10014822HOSPITALITY PPTYS TRCOM SH BEN INT44106M102251584650SHDFND10084650HOST HOTELS & RESORTS INCCOM44107P10438224557SHDFND10024557HSBC HLDGS PLCADR A 1/40PF A40428060430511993SHDFND10011993HUMANA INCCOM4448591022711531SHDFND1001531HUNTINGTON BANCSHARES INCCOM44615010439940548SHDFND10040548ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001013316560SHDFND1006560IDEXX LABS INCCOM45168D1043753315SHDFND1003315ILLINOIS TOOL WKS INCCOM4523081092742278SHDFND1002278INTEL CORPCOM4581401003786100019SHDFND100100019INTERCONTINENTAL HOTELS GROUSPON ADR NW 201645857P608144934801SHDFND10034801INTERNATIONAL BUSINESS MACHSCOM459200101243615290SHDFND10015290INTL PAPER COCOM4601461033717711SHDFND1007711INVESCO MUN TRCOM46131J10316411869SHDFND10011869INVESCO SR INCOME TRCOM46131H1076515064SHDFND10015064INVESTORS REAL ESTATE TRSH BEN INT461730103100531687878SHDFND1001687878ISHARESMIN VOL EMRG MKT46428653391416903SHDFND10016903ISHARESMSCI FRNTR100ETF46428614526110207SHDFND10010207ISHARESRUS TP200 GR ETF4642894382674762SHDFND1004762ISHARES GOLD TRUSTISHARES46428510517613818SHDFND10013818ISHARES INCCORE MSCI EMKT46434G103375682220SHDFND10082220ISHARES SILVER TRUSTISHARES46428Q10940121865SHDFND10021865ISHARES TR1-3 YR CR BD ETF4642886462522384SHDFND1002384ISHARES TR1-3 YR TR BD ETF4642874573614239SHDFND1004239ISHARES TR20 YR TR BD ETF4642874323402473SHDFND1002473ISHARES TR3-7 YR TR BD ETF46428866111899395SHDFND1009395ISHARES TRCORE HIGH DV ETF46429B663141517410SHDFND10017410ISHARES TRCORE MSCI EAFE46432F8427288132472SHDFND100132472ISHARES TRCORE MSCI PAC46434V69677515198SHDFND10015198ISHARES TRCORE RUSSELL VAL4642876632615667SHDFND1005667ISHARES TRCORE S&P MCP ETF464287507643541528SHDFND10041528ISHARES TRCORE S&P SCP ETF464287804651552552SHDFND10052552ISHARES TRCORE S&P500 ETF464287200531524436SHDFND10024436ISHARES TRCORE US AGGBD ET46428722612710113124SHDFND100113124ISHARES TRDOW JONES US ETF4642878463082831SHDFND1002831ISHARES TRGLOB TELECOM ETF4642872752473957SHDFND1003957ISHARES TRIBOXX HI YD ETF4642885139357107406SHDFND100107406ISHARES TRIBOXX INV CP ETF464287242175814300SHDFND10014300ISHARES TRINTL SEL DIV ETF464288448275892161SHDFND10092161ISHARES TRJP MOR EM MK ETF464288281173114997SHDFND10014997ISHARES TRMBS ETF464288588127211539SHDFND10011539ISHARES TRMIN VOL EAFE ETF46429B6898494125576SHDFND100125576ISHARES TRMIN VOL USA ETF46429B697142431365SHDFND10031365ISHARES TRMRGSTR MD CP ETF46428820813018431SHDFND1008431ISHARES TRMSCI EAFE ETF464287465356260190SHDFND10060190ISHARES TRMSCI EMG MKT ETF464287234119031817SHDFND10031817ISHARES TRN AMER TECH ETF4642875492231797SHDFND1001797ISHARES TRNASDQ BIOTEC ETF464287556273940SHDFND100940ISHARES TRNATIONAL MUN ETF464288414123310916SHDFND10010916ISHARES TRRESID RL EST CAP46428856280812256SHDFND10012256ISHARES TRRUS 1000 ETF4642876225164291SHDFND1004291ISHARES TRRUS 1000 GRW ETF464287614966692838SHDFND10092838ISHARES TRRUS 1000 VAL ETF464287598496847071SHDFND10047071ISHARES TRRUS 2000 GRW ETF4642876483472338SHDFND1002338ISHARES TRRUS 2000 VAL ETF4642876305685419SHDFND1005419ISHARES TRRUS MD CP GR ETF4642874818118355SHDFND1008355ISHARES TRRUS MDCP VAL ETF4642874735807552SHDFND1007552ISHARES TRRUS MID-CAP ETF464287499336719321SHDFND10019321ISHARES TRRUSSELL 2000 ETF464287655780162806SHDFND10062806ISHARES TRS&P 500 GRWT ETF4642873091140793752SHDFND10093752ISHARES TRS&P 500 VAL ETF464287408886593388SHDFND10093388ISHARES TRS&P MC 400GR ETF4642876063592055SHDFND1002055ISHARES TRS&P MC 400VL ETF4642877055233903SHDFND1003903ISHARES TRSELECT DIVID ETF464287168183821458SHDFND10021458ISHARES TRSP SMCP600GR ETF4642878873132281SHDFND1002281ISHARES TRSP SMCP600VL ETF4642878793152523SHDFND1002523ISHARES TRTIPS BD ETF464287176350030147SHDFND10030147ISHARES TRTRANS AVG ETF4642871924092795SHDFND1002795ISHARES TRU.S. CNSM SV ETF46428758012308356SHDFND1008356ISHARES TRU.S. ENERGY ETF46428779665816879SHDFND10016879ISHARES TRU.S. PFD STK ETF46428868712378312669SHDFND100312669ISHARES TRU.S. PHARMA ETF46428883610507001SHDFND1007001ISHARES TRU.S. TECH ETF46428772110318639SHDFND1008639ISHARES TRU.S. UTILITS ETF464287697135611017SHDFND10011017ISHARES TRUS HLTHCARE ETF4642877625313520SHDFND1003520JOHNSON & JOHNSONCOM4781601041037587701SHDFND10087701JPMORGAN CHASE & COALERIAN ML ETN46625H36590428662SHDFND10028662JPMORGAN CHASE & COCOM46625H100306746025SHDFND10046025KAYNE ANDERSON MLP INVT COCOM48660610626112662SHDFND10012662KEYCORP NEWCOM49326710885870395SHDFND10070395KIMBALL INTL INCCL B49427410312910000SHDFND10010000KIMBERLY CLARK CORPCOM494368103590346732SHDFND10046732KINDER MORGAN INC DELCOM49456B1013374145728SHDFND100145728KITE RLTY GROUP TRCOM NEW49803T3002589258SHDFND1009258KRAFT HEINZ COCOM500754106295433019SHDFND10033019KROGER COCOM5010441012909756SHDFND1009756LEE ENTERPRISES INCCOM5237681098021230SHDFND10021230LEGG MASON ETF EQUITY TRLOW DIVI ETF52468L40669524950SHDFND10024950LEGGETT & PLATT INCCOM5246601072144723SHDFND1004723LILLY ELI & COCOM532457108225728090SHDFND10028090LOCKHEED MARTIN CORPCOM539830109485820269SHDFND10020269LOWES COS INCCOM5486611075727934SHDFND1007934MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063835400SHDFND1005400MASTERCARD INCORPORATEDCL A57636Q1043343287SHDFND1003287MATTEL INCCOM577081102169255964SHDFND10055964MCDONALDS CORPCOM580135101181715762SHDFND10015762MCKESSON CORPCOM58155Q1032321381SHDFND1001381MDU RES GROUP INCCOM5526901096455253885SHDFND100253885MEDICAL PPTYS TRUST INCCOM58463J30416611250SHDFND10011250MEDTRONIC PLCSHSG5960L1037989258SHDFND1009258MERCK & CO INCCOM58933Y105496680100SHDFND10080100METLIFE INCCOM59156R1084379905SHDFND1009905MICROSOFT CORPCOM594918104254544061SHDFND10044061MIMEDX GROUP INCCOM60249610136442050SHDFND10042050MONDELEZ INTL INCCL A609207105295167334SHDFND10067334MONOGRAM RESIDENTIAL TR INCCOM60979P10513913000SHDFND10013000MONSANTO CO NEWCOM61166W1012562495SHDFND1002495MORGAN STANLEYCOM NEW6174464482126605SHDFND1006605MORGAN STANLEYCUSHNG MLP ETN61760E84633741878SHDFND10041878MOSAIC CO NEWCOM61945C1032399811SHDFND1009811NETFLIX INCCOM64110L1067207268SHDFND1007268NEUBERGER BERMAN CA INT MUNCOM64123C10124314350SHDFND10014350NEXTERA ENERGY INCCOM65339F101146612019SHDFND10012019NIKE INCCL B65410610354010186SHDFND10010186NOKIA CORPSPONSORED ADR6549022048314295SHDFND10014295NORFOLK SOUTHERN CORPCOM6558441084204328SHDFND1004328NORTHSTAR REALTY EUROPE CORPCOM66706L10118016031SHDFND10016031NORTHSTAR RLTY FIN CORPCOM66704R80387466573SHDFND10066573NOVARTIS A GSPONSORED ADR66987V1095757221SHDFND1007221NQ MOBILE INCADR REPSTG CL A64118U1084511740SHDFND10011740NUCOR CORPCOM670346105360372764SHDFND10072764NUVEEN ENHANCED AMT FREE MUNCOM67071L10633520790SHDFND10020790NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10073866569SHDFND10066569NUVEEN MUN HIGH INCOME OPP FCOM67068210323516180SHDFND10016180NUVEEN MUN VALUE FD INCCOM67092810073468994SHDFND10068994NUVEEN PREFERRED SECURITIESCOM67072C1051795186873SHDFND100186873NUVEEN QUALITY MUNCP INCOMECOM67066V10189659275SHDFND10059275NUVEEN SR INCOME FDCOM67067Y1049915288SHDFND10015288NXP SEMICONDUCTORS N VCOMN6596X1094854771SHDFND1004771O REILLY AUTOMOTIVE INC NEWCOM67103H1078262950SHDFND1002950OASIS PETE INC NEWCOM67421510823720876SHDFND10020876OCCIDENTAL PETE CORP DELCOM6745991053274550SHDFND1004550OLD SECOND BANCORP INC ILLCOM68027710012014452SHDFND10014452OMEGA HEALTHCARE INVS INCCOM68193610039411098SHDFND10011098ONEOK PARTNERS LPUNIT LTD PARTN68268N1032446066SHDFND1006066OPPENHEIMER REV WEIGHTED ETFULTRA DIVID REV68386C4012959014SHDFND1009014ORACLE CORPCOM68389X10554413802SHDFND10013802OTTER TAIL CORPCOM68964810371920886SHDFND10020886PATTERSON COMPANIES INCCOM7033951032274965SHDFND1004965PAYCHEX INCCOM7043261073085299SHDFND1005299PENGROWTH ENERGY CORPCOM70706P1043320766SHDFND10020766PENTAIR PLCSHSG7S00T1042584032SHDFND1004032PEPSICO INCCOM713448108575952923SHDFND10052923PEREGRINE PHARMACEUTICALS INCOM NEW7136613041125000SHDFND10025000PFIZER INCCOM7170811036928204797SHDFND100204797PHILIP MORRIS INTL INCCOM718172109724974485SHDFND10074485PHILLIPS 66COM718546104114514305SHDFND10014305PIEDMONT OFFICE REALTY TR INCOM CL A72019020634115623SHDFND10015623PIMCO CORPORATE INCOME STRATCOM72200U10070445862SHDFND10045862PIMCO ETF TRENHAN SHRT MA AC72201R8332372329SHDFND1002329PIMCO ETF TRTTL RTN ACTV ETF72201R7759218543SHDFND1008543PIMCO INCOME STRATEGY FUNDCOM72201H10818417207SHDFND10017207PIMCO INCOME STRATEGY FUND ICOM72201J10411912515SHDFND10012515PIMCO STRATEGIC INCOME FD INCOM72200X10412812791SHDFND10012791POWERSHARES ETF TR IIBUILD AMER ETF73937B40757118246SHDFND10018246POWERSHARES ETF TR IIDWA TCTL SCTR73937B49839915900SHDFND10015900POWERSHARES ETF TR IIINSUR NATL MUN73936T47435513588SHDFND10013588POWERSHARES ETF TR IIPFD PORTFOLIO73936T56597364388SHDFND10064388POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B65442611012SHDFND10011012POWERSHARES ETF TR IIS&P500 LOW VOL73937B77942810301SHDFND10010301POWERSHARES ETF TRUSTDYN PHRMA PORT73935X7993115036SHDFND1005036POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862475213SHDFND1005213POWERSHARES ETF TRUSTFINL PFD PTFL73935X229154180955SHDFND10080955POWERSHARES ETF TRUSTFTSE RAFI 100073935X5833233477SHDFND1003477POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30224915852SHDFND10015852POWERSHARES ETF TRUSTINTL DIV ACHV73935X71694364160SHDFND10064160POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769152965832SHDFND10065832POWERSHARES QQQ TRUSTUNIT SER 173935A104232919604SHDFND10019604POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40823511897SHDFND10011897PPG INDS INCCOM6935061075134963SHDFND1004963PRICELINE GRP INCCOM NEW741503403291199SHDFND100199PRINCIPAL FINL GROUP INCCOM74251V1022294469SHDFND1004469PROCTER AND GAMBLE COCOM74271810910873121198SHDFND100121198PROSHARES TRS&P 500 DV ARIST74348A467315257979SHDFND10057979PROSHARES TRSHRT RUSSELL200074348A2103316230SHDFND1006230PROSPECT CAPITAL CORPORATIONCOM74348T10237146120SHDFND10046120PROSPECT CAPITAL CORPORATIONNOTE 4.750% 4/174348TAQ56060000PRNDFND10060000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM48280000PRNDFND10080000PRUDENTIAL FINL INCCOM7443201023384132SHDFND1004132PUBLIC STORAGECOM74460D109206917SHDFND100917PUTMAN HIGH INCOME SEC FUNDSHS BEN INT74677910716720711SHDFND10020711PUTNAM MANAGED MUN INCOM TRCOM74682310317221556SHDFND10021556QUALCOMM INCCOM7475251035998673SHDFND1008673RAYTHEON COCOM NEW7551115072832094SHDFND1002094REALTY INCOME CORPCOM7561091046659950SHDFND1009950REXAHN PHARMACEUTICALS INCCOM761640101417503SHDFND10017503RITE AID CORPCOM76775410419524900SHDFND10024900ROSS STORES INCCOM77829610373611442SHDFND10011442ROYAL BK CDA MONTREAL QUECOM7800871022373867SHDFND1003867ROYAL DUTCH SHELL PLCSPON ADR B7802591074197988SHDFND1007988ROYAL DUTCH SHELL PLCSPONS ADR A780259206180135853SHDFND10035853RYDEX ETF TRUSTGUG S&P MC400 PG78355W6013032436SHDFND1002436RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106219126257SHDFND10026257RYDEX ETF TRUSTGUG S&P500 PU GR78355W403486357717SHDFND10057717RYDEX ETF TRUSTGUG S&P500EQWTEN78355W8662754585SHDFND1004585RYDEX ETF TRUSTGUG S&P500EQWTUT78355W7914605637SHDFND1005637SCHLUMBERGER LTDCOM80685710888611264SHDFND10011264SCHWAB STRATEGIC TRUS BRD MKT ETF8085241023125974SHDFND1005974SCHWAB STRATEGIC TRUS LCAP GR ETF80852430059710778SHDFND10010778SCHWAB STRATEGIC TRUS MID-CAP ETF80852450894921873SHDFND10021873SCHWAB STRATEGIC TRUS SML CAP ETF808524607346560153SHDFND10060153SEADRILL LIMITEDSHSG7945E1054217785SHDFND10017785SELECT INCOME REITCOM SH BEN INT81618T10057521432SHDFND10021432SELECT SECTOR SPDR TRRL EST SEL SEC81369Y86036510938SHDFND10010938SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407151018854SHDFND10018854SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3084458322SHDFND1008322SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209234232462SHDFND10032462SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506165923536SHDFND10023536SELECT SECTOR SPDR TRSBI INT-FINL81369Y605152678867SHDFND10078867SELECT SECTOR SPDR TRSBI INT-INDS81369Y704145924922SHDFND10024922SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886192239086SHDFND10039086SELECT SECTOR SPDR TRTECHNOLOGY81369Y80390418861SHDFND10018861SHERWIN WILLIAMS COCOM824348106241872SHDFND100872SILVER WHEATON CORPCOM8283361072087734SHDFND1007734SIRIUS XM HLDGS INCCOM82968B10318744957SHDFND10044957SKYWORKS SOLUTIONS INCCOM83088M10278110263SHDFND10010263SMITH & WESSON HLDG CORPCOM8317561012629835SHDFND1009835SNAP ON INCCOM8330341012711791SHDFND1001791SOUTHERN COCOM842587107276954007SHDFND10054007SOUTHWEST AIRLS COCOM8447411082907455SHDFND1007455SPDR DOW JONES INDL AVRG ETFUT SER 178467X10912016578SHDFND1006578SPDR GOLD TRUSTGOLD SHS78463V107241419189SHDFND10019189SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493086227SHDFND1006227SPDR INDEX SHS FDSS&P WRLD EX US78463X88944917022SHDFND10017022SPDR S&P 500 ETF TRTR UNIT78462F103593327452SHDFND10027452SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1077172544SHDFND1002544SPDR SER TRNUVN BR SHT MUNI78468R7392344784SHDFND1004784SPDR SER TRNUVN BRCLY MUNI78468R72155411056SHDFND10011056SPDR SERIES TRUSTBRC CNV SECS ETF78464A359154233294SHDFND10033294SPDR SERIES TRUSTBRC HGH YLD BD78464A41752814375SHDFND10014375SPDR SERIES TRUSTBRCLYS LG TRS ET78464A6643884932SHDFND1004932SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2012591355SHDFND1001355SPDR SERIES TRUSTS&P DIVID ETF78464A76323404277515SHDFND100277515SPECTRA ENERGY CORPCOM84756010981619015SHDFND10019015SPIRIT RLTY CAP INC NEWCOM84860W10218814100SHDFND10014100SPRINT CORPCOM SER 185207U10518928293SHDFND10028293SSGA ACTIVE ETF TRSPDR TR TACTIC78467V8482324640SHDFND1004640STARBUCKS CORPCOM855244109272850561SHDFND10050561STRYKER CORPCOM8636671015825001SHDFND1005001SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821043309880SHDFND1009880SUMMIT HOTEL PPTYSCOM866082100134161019236SHDFND1001019236SUPERVALU INCCOM8685361037314768SHDFND10014768SYSCO CORPCOM87182910751110469SHDFND10010469TARGET CORPCOM87612E106348250659SHDFND10050659TEMPLETON GLOBAL INCOME FDCOM8801981068714007SHDFND10014007TEVA PHARMACEUTICAL INDS LTDADR8816242092144649SHDFND1004649TIME WARNER INCCOM NEW8873173032503140SHDFND1003140TJX COS INC NEWCOM8725401095196978SHDFND1006978TORO COCOM8910921082846076SHDFND1006076TOTAL S ASPONSORED ADR89151E1094679711SHDFND1009711TRACTOR SUPPLY COCOM8923561062874256SHDFND1004256TRANSOCEAN LTDREG SHSH8817H10013512870SHDFND10012870TREMOR VIDEO INCCOM89484Q1003118040SHDFND10018040TRIANGLE PETE CORPCOM NEW89600B201313000SHDFND10013000TRINITY INDS INCCOM8965221092419904SHDFND1009904TWO HBRS INVT CORPCOM90187B10111813933SHDFND10013933TYSON FOODS INCCL A9024941034085471SHDFND1005471UBS AG JERSEY BRHETRAC WELLS BDCI902641588149867792SHDFND10067792UNDER ARMOUR INCCL A90431110760815700SHDFND10015700UNDER ARMOUR INCCL C9043112062898625SHDFND1008625UNILEVER PLCSPON ADR NEW9047677043357066SHDFND1007066UNION PAC CORPCOM907818108129013120SHDFND10013120UNITED DEV FDG IVCOM910187103014242SHDFND10014242UNITED PARCEL SERVICE INCCL B911312106112910290SHDFND10010290UNITED STATES OIL FUND LPUNITS91232N10864258990SHDFND10058990UNITED TECHNOLOGIES CORPCOM9130171095595543SHDFND1005543UNITEDHEALTH GROUP INCCOM91324P1024633297SHDFND1003297US BANCORP DELCOM NEW902973304195145486SHDFND10045486VALE S AADR91912E10523341200SHDFND10041200VALERO ENERGY CORP NEWCOM91913Y1004588617SHDFND1008617VANECK VECTORS ETF TRBDC INCOME ETF92189F41194152781SHDFND10052781VANECK VECTORS ETF TRCEF MUN INCOME E92189F46032911418SHDFND10011418VANECK VECTORS ETF TREMERGING MKTS HI92189F3532239061SHDFND1009061VANECK VECTORS ETF TRGOLD MINERS ETF92189F1062298623SHDFND1008623VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F36184726242SHDFND10026242VANECK VECTORS ETF TRPFD SECS EX FINL92189F42980839002SHDFND10039002VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328856476200SHDFND1006200VANGUARD BD INDEX FD INCINTERMED TERM921937819858598073SHDFND10098073VANGUARD BD INDEX FD INCLONG TERM BOND92193779310193103360SHDFND100103360VANGUARD BD INDEX FD INCSHORT TRM BOND92193782718309226266SHDFND100226266VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835230227335SHDFND10027335VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40717973320690SHDFND100320690VANGUARD INDEX FDSGROWTH ETF92290873627599245708SHDFND100245708VANGUARD INDEX FDSLARGE CAP ETF922908637103110400SHDFND10010400VANGUARD INDEX FDSMCAP GR IDXVIP9229085386085702SHDFND1005702VANGUARD INDEX FDSMCAP VL IDXVIP922908512133014196SHDFND10014196VANGUARD INDEX FDSMID CAP ETF922908629421432497SHDFND10032497VANGUARD INDEX FDSREIT ETF92290855311679134797SHDFND100134797VANGUARD INDEX FDSS&P 500 ETF SHS92290836319739911SHDFND1009911VANGUARD INDEX FDSSM CP VAL ETF922908611335030211SHDFND10030211VANGUARD INDEX FDSSMALL CP ETF92290875112640103406SHDFND100103406VANGUARD INDEX FDSSML CP GRW ETF9229085953792878SHDFND1002878VANGUARD INDEX FDSTOTAL STK MKT922908769567851015SHDFND10051015VANGUARD INDEX FDSVALUE ETF92290874428385326268SHDFND100326268VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277574616462SHDFND10016462VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428589308247278SHDFND100247278VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287493119144SHDFND10019144VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427425268666SHDFND1008666VANGUARD NAT RES LLCCOM UNIT92205F1062946551SHDFND10046551VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706246973SHDFND1006973VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7717622141534SHDFND100141534VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4093334132SHDFND1004132VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844831899067SHDFND10099067VANGUARD STAR FDVG TL INTL STK F921909768197141758SHDFND10041758VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385832026855986SHDFND100855986VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464067333101554SHDFND100101554VANGUARD WORLD FDMEGA CAP INDEX9219108735076806SHDFND1006806VANGUARD WORLD FDSCONSUM DIS ETF92204A1087766153SHDFND1006153VANGUARD WORLD FDSCONSUM STP ETF92204A2077265294SHDFND1005294VANGUARD WORLD FDSENERGY ETF92204A306132813633SHDFND10013633VANGUARD WORLD FDSFINANCIALS ETF92204A405157631975SHDFND10031975VANGUARD WORLD FDSHEALTH CAR ETF92204A5046975244SHDFND1005244VANGUARD WORLD FDSINF TECH ETF92204A702142811824SHDFND10011824VANGUARD WORLD FDSTELCOMM ETF92204A8843613823SHDFND1003823VANGUARD WORLD FDSUTILITIES ETF92204A8767066594SHDFND1006594VECTOR GROUP LTDCOM92240M10827612838SHDFND10012838VECTREN CORPCOM92240G1012715408SHDFND1005408VENTAS INCCOM92276F100238633821SHDFND10033821VEREIT INCCOM92339V1005788558688SHDFND100558688VERIZON COMMUNICATIONS INCCOM92343V1047443143725SHDFND100143725VISA INCCOM CL A92826C839165219900SHDFND10019900VISTA GOLD CORPCOM NEW9279263031514000SHDFND10014000VODAFONE GROUP PLC NEWSPNSR ADR92857W30835912117SHDFND10012117W P CAREY INCCOM92936U1094597138SHDFND1007138WALGREENS BOOTS ALLIANCE INCCOM93142710884410535SHDFND10010535WAL-MART STORES INCCOM931142103188026115SHDFND10026115WASTE MGMT INC DELCOM94106L109352455588SHDFND10055588WEC ENERGY GROUP INCCOM92939U1062614351SHDFND1004351WELLS FARGO & CO NEWCOM949746101281063575SHDFND10063575WELLTOWER INCCOM95040Q104242632479SHDFND10032479WESTAR ENERGY INCCOM95709T1002213877SHDFND1003877WESTERN ASSET HIGH INCM OPPCOM95766K1097915629SHDFND10015629WESTERN DIGITAL CORPCOM9581021052083531SHDFND1003531WEYERHAEUSER COCOM9621661042567959SHDFND1007959WHITING PETE CORP NEWCOM96638710224027546SHDFND10027546WILLIAMS COS INC DELCOM9694571002538298SHDFND1008298WISDOMTREE TRDIV EX-FINL FD97717W406143518189SHDFND10018189WISDOMTREE TREUROPE HEDGED EQ97717X7013616714SHDFND1006714WISDOMTREE TREUROPE SMCP DV97717W8695379690SHDFND1009690WISDOMTREE TRITL HIGH DIV FD97717W80279520914SHDFND10020914WISDOMTREE TRMDCP EARN FUND97717W570110311516SHDFND10011516WISDOMTREE TRMIDCAP DIVI FD97717W50595010466SHDFND10010466WISDOMTREE TRSMALLCAP DIVID97717W60475410014SHDFND10010014WISDOMTREE TRTOTAL DIVID FD97717W1092633335SHDFND1003335WPP PLC NEWADR92937A1022402033SHDFND1002033XCEL ENERGY INCCOM98389B100295772322SHDFND10072322YUM BRANDS INCCOM988498101127313929SHDFND10013929