0001351903-18-000001.txt : 20180119 0001351903-18-000001.hdr.sgml : 20180119 20180119142033 ACCESSION NUMBER: 0001351903-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 EFFECTIVENESS DATE: 20180119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-278851 FILM NUMBER: 18536921 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 D/A 1 primary_doc.xml X0708 D/A LIVE 0001351903 SII INVESTMENTS INC/WI 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 800-426-5975 WISCONSIN None None Corporation true Todd Kinart 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Director Scott E. Romine 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Bradley O. Harris 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director James P. Miller 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Maura Collins 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Gerry Gunderson 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Dawn Kalinowski 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Daniel Wright 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Insurance Decline to Disclose 06b true 0001351903-17-000002 2017-01-31 false true Deferred Commission Plan false 0 851201 851201 0 false 15 0 0 0 false SII INVESTMENTS INC/WI Thomas P. Hyatte Thomas P. Hyatte Senior Vice President 2018-01-19