0001351903-18-000001.txt : 20180119
0001351903-18-000001.hdr.sgml : 20180119
20180119142033
ACCESSION NUMBER: 0001351903-18-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20180119
DATE AS OF CHANGE: 20180119
EFFECTIVENESS DATE: 20180119
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI
CENTRAL INDEX KEY: 0001351903
IRS NUMBER: 000000000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-278851
FILM NUMBER: 18536921
BUSINESS ADDRESS:
STREET 1: 5555 GRANDE MARKET DR
CITY: APPLETON
STATE: WI
ZIP: 45912
BUSINESS PHONE: 800-426-5975
MAIL ADDRESS:
STREET 1: 5555 GRANDE MARKET DR
CITY: APPLETON
STATE: WI
ZIP: 45912
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001351903
SII INVESTMENTS INC/WI
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
800-426-5975
WISCONSIN
None
None
Corporation
true
Todd
Kinart
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Director
Scott
E.
Romine
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
Bradley
O.
Harris
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
James
P.
Miller
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Maura
Collins
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Gerry
Gunderson
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Dawn
Kalinowski
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Daniel
Wright
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Insurance
Decline to Disclose
- 06b
true
0001351903-17-000002
2017-01-31
false
true
Deferred Commission Plan
false
0
851201
851201
0
false
15
0
0
0
false
SII INVESTMENTS INC/WI
Thomas P. Hyatte
Thomas P. Hyatte
Senior Vice President
2018-01-19