0001351903-17-000002.txt : 20170120
0001351903-17-000002.hdr.sgml : 20170120
20170120102618
ACCESSION NUMBER: 0001351903-17-000002
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20170120
DATE AS OF CHANGE: 20170120
EFFECTIVENESS DATE: 20170120
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI
CENTRAL INDEX KEY: 0001351903
IRS NUMBER: 000000000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-278851
FILM NUMBER: 17537767
BUSINESS ADDRESS:
STREET 1: 5555 GRANDE MARKET DR
CITY: APPLETON
STATE: WI
ZIP: 45912
BUSINESS PHONE: 800-426-5975
MAIL ADDRESS:
STREET 1: 5555 GRANDE MARKET DR
CITY: APPLETON
STATE: WI
ZIP: 45912
D
1
primary_doc.xml
X0707
D
LIVE
0001351903
SII INVESTMENTS INC/WI
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
800-426-5975
WISCONSIN
None
None
Corporation
true
Todd
Kinart
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Director
Scott
E.
Romine
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
Michael
A.
Costello
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
Alison
R.
Reed
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
Maura
Collins
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Gerry
Gunderson
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Dawn
Kalinowski
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
David
A.
Loasby
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Insurance
Decline to Disclose
- 06b
false
true
false
true
Deferred Commission Plan
false
0
Indefinite
0
Indefinite
Amount to be deferred is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer in 2017.
false
0
0
0
0
false
SII INVESTMENTS INC/WI
Scott Forbush
Scott Forbush
Vice President and Associate General Counsel
2017-01-20