0001351903-17-000002.txt : 20170120 0001351903-17-000002.hdr.sgml : 20170120 20170120102618 ACCESSION NUMBER: 0001351903-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 EFFECTIVENESS DATE: 20170120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-278851 FILM NUMBER: 17537767 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 D 1 primary_doc.xml X0707 D LIVE 0001351903 SII INVESTMENTS INC/WI 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 800-426-5975 WISCONSIN None None Corporation true Todd Kinart 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Director Scott E. Romine 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Michael A. Costello 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Alison R. Reed 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Maura Collins 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Gerry Gunderson 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Dawn Kalinowski 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer David A. Loasby 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Insurance Decline to Disclose 06b false true false true Deferred Commission Plan false 0 Indefinite 0 Indefinite Amount to be deferred is not yet available and will be determined based upon a specified % of commissions and/or other compensation that the participant elects to defer in 2017. false 0 0 0 0 false SII INVESTMENTS INC/WI Scott Forbush Scott Forbush Vice President and Associate General Counsel 2017-01-20