0001351903-17-000001.txt : 20170120 0001351903-17-000001.hdr.sgml : 20170120 20170120102438 ACCESSION NUMBER: 0001351903-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 EFFECTIVENESS DATE: 20170120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-255563 FILM NUMBER: 17537763 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 D/A 1 primary_doc.xml X0707 D/A LIVE 0001351903 SII INVESTMENTS INC/WI 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 800-426-5975 WISCONSIN None None Corporation true Todd Kinart 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Director Michael A. Costello 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Maura Collins 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Gerry Gunderson 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Dawn Kalinowski 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer David A. Loasby 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Executive Officer Scott E. Romine 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Alison R. Reed 5555 GRANDE MARKET DR APPLETON WI WISCONSIN 54913 Director Insurance Decline to Disclose 06b true 0001351903-16-000004 2016-01-31 false true Deferred Commission Plan false 0 60626 60626 0 false 4 0 0 0 false SII INVESTMENTS INC/WI Scott Forbush Scott Forbush Vice President and Associate General Counsel 2017-01-20