0001351903-17-000001.txt : 20170120
0001351903-17-000001.hdr.sgml : 20170120
20170120102438
ACCESSION NUMBER: 0001351903-17-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20170120
DATE AS OF CHANGE: 20170120
EFFECTIVENESS DATE: 20170120
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI
CENTRAL INDEX KEY: 0001351903
IRS NUMBER: 000000000
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-255563
FILM NUMBER: 17537763
BUSINESS ADDRESS:
STREET 1: 5555 GRANDE MARKET DR
CITY: APPLETON
STATE: WI
ZIP: 45912
BUSINESS PHONE: 800-426-5975
MAIL ADDRESS:
STREET 1: 5555 GRANDE MARKET DR
CITY: APPLETON
STATE: WI
ZIP: 45912
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001351903
SII INVESTMENTS INC/WI
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
800-426-5975
WISCONSIN
None
None
Corporation
true
Todd
Kinart
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Director
Michael
A.
Costello
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
Maura
Collins
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Gerry
Gunderson
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Dawn
Kalinowski
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
David
A.
Loasby
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Executive Officer
Scott
E.
Romine
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
Alison
R.
Reed
5555 GRANDE MARKET DR
APPLETON
WI
WISCONSIN
54913
Director
Insurance
Decline to Disclose
- 06b
true
0001351903-16-000004
2016-01-31
false
true
Deferred Commission Plan
false
0
60626
60626
0
false
4
0
0
0
false
SII INVESTMENTS INC/WI
Scott Forbush
Scott Forbush
Vice President and Associate General Counsel
2017-01-20