0001214659-16-013884.txt : 20160929
0001214659-16-013884.hdr.sgml : 20160929
20160929163021
ACCESSION NUMBER: 0001214659-16-013884
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160927
FILED AS OF DATE: 20160929
DATE AS OF CHANGE: 20160929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC
CENTRAL INDEX KEY: 0001378706
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 043569304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-622-1120
MAIL ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBC cees Trustee LTD
CENTRAL INDEX KEY: 0001351870
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34493
FILM NUMBER: 161910286
BUSINESS ADDRESS:
STREET 1: 19/21 BROAD STREET
CITY: ST HELIER, JERSEY
STATE: X0
ZIP: JE1 3PB
BUSINESS PHONE: 00 44 1534 501614
MAIL ADDRESS:
STREET 1: 19/21 BROAD STREET
CITY: ST HELIER, JERSEY
STATE: X0
ZIP: JE1 3PB
FORMER NAME:
FORMER CONFORMED NAME: Abacus Corporate Trustee LTD
DATE OF NAME CHANGE: 20060201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBC Holdings (Channel Islands) Ltd
CENTRAL INDEX KEY: 0001472125
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1209
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34493
FILM NUMBER: 161910287
BUSINESS ADDRESS:
STREET 1: CANADA COURT, UPLAND ROAD
STREET 2: GUERNSEY, CHANNEL ISLANDS
CITY: ST. PETER PORT
STATE: XX
ZIP: GY1 3BQ
BUSINESS PHONE: 44 1481 744103
MAIL ADDRESS:
STREET 1: CANADA COURT, UPLAND ROAD
STREET 2: GUERNSEY, CHANNEL ISLANDS
CITY: ST. PETER PORT
STATE: XX
ZIP: GY1 3BQ
4
1
m929160f4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-09-27
1
0001378706
AMERICAN DG ENERGY INC
ADGE
0001472125
RBC Holdings (Channel Islands) Ltd
19-21 BROAD STREET
ST. HELIER
Y9
JE1 3PB
JERSEY
0
0
1
0
0001351870
RBC cees Trustee LTD
19-21 BROAD STREET
ST. HELIER
Y9
JE1 3PB
JERSEY
0
0
1
0
Common Stock
2016-09-27
4
J
0
920407
0.00
D
0
I
By subsidiary
6% Senior Unsecured Convertible Debentures Due 2018
2.11
2016-09-27
4
J
0
10100000
0.00
D
2018-05-25
Common Stock
4786729
0
I
By subsidiary
The shares have been distributed to the underlying participant of an International Pension Plan administered by RBC cees Trustee Limited.
The shares reported in this table are held by RBC ees Trustee Limited, which is an indirectly wholly owned subsidiary of RBC Holdings (Channel Islands) Limited.
Represents the unconverted principal amount of $10,100,000.
Subject to Section 5 of the 6% Senior Unsecured Convertible Debenture (Due 2018) Certificate, the security is convertible at any time in whole or in part.
The securities identified were distributed to the underlying participant of an International Pension Plan administered by RBC cees Trustee Limited.
/s/ C.C Blampied - RBC Holdings (Channel Islands) Limited
2016-09-27
/s/ Alison Creed - RBC cees Trustee Limited
2016-09-27
/s/ G. Huelin - RBC Holdings (Channel Islands) Limited
2016-09-27
/s/ Mark Le Saint - RBC cees Trustee Limited
2016-09-27