-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WavFABinorqPOAS/F9N0K3bQKgxpYNfKrDxnyz1xhkK0MpY3cX/4xl5p5y8VQvvI uOaEO6zUbmEFW6pJgoY9Gg== 0000919574-09-016021.txt : 20091110 0000919574-09-016021.hdr.sgml : 20091110 20091110142034 ACCESSION NUMBER: 0000919574-09-016021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 EFFECTIVENESS DATE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARLEMAGNE CAPITAL LTD CENTRAL INDEX KEY: 0001351841 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11574 FILM NUMBER: 091171447 BUSINESS ADDRESS: STREET 1: ST. MARY'S COURT STREET 2: 20 HILL STREET CITY: DOUGLAS, ISLE OF MAN STATE: XX ZIP: IM1 1EU BUSINESS PHONE: 44 1624 640200 MAIL ADDRESS: STREET 1: ST. MARY'S COURT STREET 2: 20 HILL STREET CITY: DOUGLAS, ISLE OF MAN STATE: XX ZIP: IM1 1EU 13F-HR 1 d1044954_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Charlemagne Capital Limited Address: St. Mary's Court 20 Hill Street Douglas Isle of Man IM1 1EU British Isles 13F File Number: 028-11574 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jane Bates Title: Managing Director Phone: +44 1624 640200 Signature, Place and Date of Signing: /s/ Jane Bates British Isles November 10, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 31 Form 13F Information Table Value Total: $266,957 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-11145 Charlemagne Capital (IOM) Limited FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 29,355 670,045 SH DEFINED 1 670,045 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 1,348 23,416 SH DEFINED 1 23,416 CEMEX SAB DE CV SPON ADR NEW 151290889 1,512 117,088 SH DEFINED 1 117,088 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 09 17133Q403 509 28,264 SH DEFINED 1 28,264 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 654 7,945 SH DEFINED 1 7,945 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 496 16,188 SH DEFINED 1 16,188 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1,095 31,135 SH DEFINED 1 31,135 CREDICORP LTD COM G2519Y108 1,171 15,065 SH DEFINED 1 15,065 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 2,105 55,817 SH DEFINED 1 55,817 ENERSIS S A SPONSORED ADR 29274F104 1,647 89,361 SH DEFINED 1 89,361 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 9,642 253,140 SH DEFINED 1 253,140 GREAT BASIN GOLD LTD COM 390124105 2,342 1,537,639 SH DEFINED 1 1,537,639 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 12,576 676,499 SH DEFINED 1 676,499 ICICI BK LTD ADR 45104G104 423 10,958 SH DEFINED 1 10,958 ISHARES INC MSCI MALAYSIA 464286830 2,015 198,705 SH DEFINED 1 198,705 MECHEL OAO SPONSORED ADR 583840103 3,154 175,733 SH SOLE NONE 175,733 MECHEL OAO SPONSORED ADR 583840103 254 14,173 SH DEFINED 1 14,173 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 13,766 284,944 SH SOLE NONE 284,944 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 13,076 270,673 SH DEFINED 1 270,673 NICE SYS LTD SPONSORED ADR 653656108 1,466 48,156 SH DEFINED 1 48,156 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 1,721 1,930,000 PRN DEFINED 1 1,930,000 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 9,992 534,037 SH SOLE NONE 534,037 OPEN JT STK CO-VIMPEL COMMUN SPONSORED ADR 68370R109 27,975 1,495,196 SH DEFINED 1 1,495,196 PETROCHINA CO LTD SPONSORED ADR 71646E100 5,611 49,292 SH DEFINED 1 49,292 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 41,135 1,045,497 SH DEFINED 1 1,045,497 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1,661 36,157 SH DEFINED 1 36,157 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 303 42,195 SH DEFINED 1 42,195 SK TELECOM LTD SPONSORED ADR 78440P108 6,456 369,978 SH DEFINED 1 369,978 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 27,212 538,203 SH DEFINED 1 538,203 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 5,172 289,646 SH DEFINED 1 289,646 VALE S A ADR REPSTG PFD 91912E204 41,113 2,001,123 SH DEFINED 1 2,001,123
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