0001209191-19-018619.txt : 20190311
0001209191-19-018619.hdr.sgml : 20190311
20190311194529
ACCESSION NUMBER: 0001209191-19-018619
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180404
FILED AS OF DATE: 20190311
DATE AS OF CHANGE: 20190311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klepper Robert Samuel
CENTRAL INDEX KEY: 0001734558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 19673633
MAIL ADDRESS:
STREET 1: C/O SHOTSPOTTER, INC.
STREET 2: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTSPOTTER, INC
CENTRAL INDEX KEY: 0001351636
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 470949915
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 794-3100
MAIL ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
FORMER COMPANY:
FORMER CONFORMED NAME: SHOTSPOTTER INC
DATE OF NAME CHANGE: 20110517
FORMER COMPANY:
FORMER CONFORMED NAME: Shotspotter Inc
DATE OF NAME CHANGE: 20060131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-04-04
0
0001351636
SHOTSPOTTER, INC
SSTI
0001734558
Klepper Robert Samuel
C/O SHOTSPOTTER, INC.
7979 GATEWAY BLVD., STE. 210
NEWARK
CA
94560
0
1
0
0
SVP Marketing and Products
Common Stock
2018-04-04
4
P
0
2
32.19
A
2
I
By Son
Common Stock
2018-06-19
4
S
0
2
40.26
D
0
I
By Son
Common Stock
2018-07-05
4
P
0
15
36.20
A
15
I
By Son
Common Stock
2018-07-05
4
P
0
1
36.35
A
16
I
By Son
Common Stock
2018-07-05
4
P
0
1
36.45
A
17
I
By Son
Common Stock
2018-07-05
4
P
0
6
37.33
A
23
I
By Son
Common Stock
2018-07-06
4
P
0
7
40.48
A
30
I
By Son
Common Stock
2018-07-09
4
P
0
1
40.23
A
31
I
By Son
Common Stock
2018-07-10
4
P
0
8
38.54
A
39
I
By Son
Common Stock
2018-07-31
4
P
0
6
40.97
A
45
I
By Son
Common Stock
2018-07-15
4
P
0
1
40.27
A
46
I
By Son
Common Stock
2018-08-30
4
S
0
46
54.68
D
0
I
By Son
Common Stock
2018-09-04
4
P
0
4
57.96
A
4
I
By Son
Common Stock
2018-09-17
4
S
0
4
59.58
D
0
I
By Son
Common Stock
2018-10-16
4
P
0
6
42.72
A
6
I
By Son
Common Stock
2018-10-22
4
P
0
6
40.70
A
12
I
By Son
Common Stock
2018-10-24
4
P
0
38
38.01
A
50
I
By Son
Common Stock
2018-10-25
4
P
0
7
38.26
A
57
I
By Son
Common Stock
2018-12-17
4
P
0
1
30.43
A
58
I
By Son
Common Stock
2019-01-25
4
S
0
12
46.55
D
46
I
By Son
Common Stock
2019-01-31
4
P
0
11
47.35
A
57
I
By Son
Common Stock
2019-03-11
4
S
0
57
44.81
D
0
I
By Son
Common Stock
2019-03-08
4
A
0
6674
0.00
A
17919
D
Common Stock
2019-03-11
4
S
0
625
44.73
D
17294
D
The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's purchase of 2 shares of Issuer common stock at a price of $38.54 per share on July 10, 2018. The Reporting Person has agreed to pay to Issuer $3.44, representing the full amount of the profit realized in connection with the short-swing transaction.
The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 45 shares, with the reporting person's purchase of 13 shares of Issuer common stock at a price of $36.20 per share on July 5, 2018, 1 share of Issuer common stock at a price of $36.35 on July 5, 2018, 1 share of Issuer common stock at a price of $36.45 on July 5, 2018, 6 shares of Issuer common stock at a price of $37.33 on July 5, 2018 and 24 shares of Issuer common stock at a price of $38.01 on October 24, 2018. The Reporting Person has agreed to pay to Issuer $799.46, representing the full amount of the profit realized in connection with the short-swing transaction.
The Reporting Person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4 shares, with the reporting person's purchase of 2 shares of Issuer's common stock at a price of $32.19 on April 4, 2018, 1 share of Issuer's common stock at a price of $36.20 on July 5, 2018 and 1 share of Issuer's common stock at a price of $30.43 per share on December 17, 2018. The Reporting Person has agreed to pay to Issuer $107.31, representing the full amount of the profit realized in connection with the short-swing transaction.
The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 12 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018. The reporting person has agreed to pay to Issuer $102.48, representing the full amount of the profit realized in connection with the short-swing transaction.
The reporting person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 27 shares, with the reporting person's purchase of 6 shares of Issuer common stock at a price of $40.97 on July 31, 2018, 6 shares of Issuer common stock at a price of $42.72 on October 16, 2018, 6 shares of Issuer common stock at a price of $40.70 on October 22, 2018, 2 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018 and 7 shares of Issuer common stock at a price of $38.26 on October 25, 2018. The reporting person has agreed to pay to Issuer $119.69, representing the full amount of the profit realized in connection with the short-swing transaction.
Represents Restricted Stock Units (RSUs"). The RSUs shall vest as follows: 6.25% of the RSUs shall vest quarterly, starting June 10, 2019,
subject to continued employment on each such vesting date.
Includes 625 shares acquired on December 13, 2018 under the Issuer's Employee Stock Purchase Plan.
Robert S. Klepper, by /s/ Ron A. Metzger, Attorney-in-Fact
2019-03-11