0001209191-19-018619.txt : 20190311 0001209191-19-018619.hdr.sgml : 20190311 20190311194529 ACCESSION NUMBER: 0001209191-19-018619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180404 FILED AS OF DATE: 20190311 DATE AS OF CHANGE: 20190311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klepper Robert Samuel CENTRAL INDEX KEY: 0001734558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 19673633 MAIL ADDRESS: STREET 1: C/O SHOTSPOTTER, INC. STREET 2: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHOTSPOTTER, INC CENTRAL INDEX KEY: 0001351636 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470949915 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 BUSINESS PHONE: (510) 794-3100 MAIL ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 FORMER COMPANY: FORMER CONFORMED NAME: SHOTSPOTTER INC DATE OF NAME CHANGE: 20110517 FORMER COMPANY: FORMER CONFORMED NAME: Shotspotter Inc DATE OF NAME CHANGE: 20060131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-04 0 0001351636 SHOTSPOTTER, INC SSTI 0001734558 Klepper Robert Samuel C/O SHOTSPOTTER, INC. 7979 GATEWAY BLVD., STE. 210 NEWARK CA 94560 0 1 0 0 SVP Marketing and Products Common Stock 2018-04-04 4 P 0 2 32.19 A 2 I By Son Common Stock 2018-06-19 4 S 0 2 40.26 D 0 I By Son Common Stock 2018-07-05 4 P 0 15 36.20 A 15 I By Son Common Stock 2018-07-05 4 P 0 1 36.35 A 16 I By Son Common Stock 2018-07-05 4 P 0 1 36.45 A 17 I By Son Common Stock 2018-07-05 4 P 0 6 37.33 A 23 I By Son Common Stock 2018-07-06 4 P 0 7 40.48 A 30 I By Son Common Stock 2018-07-09 4 P 0 1 40.23 A 31 I By Son Common Stock 2018-07-10 4 P 0 8 38.54 A 39 I By Son Common Stock 2018-07-31 4 P 0 6 40.97 A 45 I By Son Common Stock 2018-07-15 4 P 0 1 40.27 A 46 I By Son Common Stock 2018-08-30 4 S 0 46 54.68 D 0 I By Son Common Stock 2018-09-04 4 P 0 4 57.96 A 4 I By Son Common Stock 2018-09-17 4 S 0 4 59.58 D 0 I By Son Common Stock 2018-10-16 4 P 0 6 42.72 A 6 I By Son Common Stock 2018-10-22 4 P 0 6 40.70 A 12 I By Son Common Stock 2018-10-24 4 P 0 38 38.01 A 50 I By Son Common Stock 2018-10-25 4 P 0 7 38.26 A 57 I By Son Common Stock 2018-12-17 4 P 0 1 30.43 A 58 I By Son Common Stock 2019-01-25 4 S 0 12 46.55 D 46 I By Son Common Stock 2019-01-31 4 P 0 11 47.35 A 57 I By Son Common Stock 2019-03-11 4 S 0 57 44.81 D 0 I By Son Common Stock 2019-03-08 4 A 0 6674 0.00 A 17919 D Common Stock 2019-03-11 4 S 0 625 44.73 D 17294 D The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's purchase of 2 shares of Issuer common stock at a price of $38.54 per share on July 10, 2018. The Reporting Person has agreed to pay to Issuer $3.44, representing the full amount of the profit realized in connection with the short-swing transaction. The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 45 shares, with the reporting person's purchase of 13 shares of Issuer common stock at a price of $36.20 per share on July 5, 2018, 1 share of Issuer common stock at a price of $36.35 on July 5, 2018, 1 share of Issuer common stock at a price of $36.45 on July 5, 2018, 6 shares of Issuer common stock at a price of $37.33 on July 5, 2018 and 24 shares of Issuer common stock at a price of $38.01 on October 24, 2018. The Reporting Person has agreed to pay to Issuer $799.46, representing the full amount of the profit realized in connection with the short-swing transaction. The Reporting Person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4 shares, with the reporting person's purchase of 2 shares of Issuer's common stock at a price of $32.19 on April 4, 2018, 1 share of Issuer's common stock at a price of $36.20 on July 5, 2018 and 1 share of Issuer's common stock at a price of $30.43 per share on December 17, 2018. The Reporting Person has agreed to pay to Issuer $107.31, representing the full amount of the profit realized in connection with the short-swing transaction. The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 12 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018. The reporting person has agreed to pay to Issuer $102.48, representing the full amount of the profit realized in connection with the short-swing transaction. The reporting person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 27 shares, with the reporting person's purchase of 6 shares of Issuer common stock at a price of $40.97 on July 31, 2018, 6 shares of Issuer common stock at a price of $42.72 on October 16, 2018, 6 shares of Issuer common stock at a price of $40.70 on October 22, 2018, 2 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018 and 7 shares of Issuer common stock at a price of $38.26 on October 25, 2018. The reporting person has agreed to pay to Issuer $119.69, representing the full amount of the profit realized in connection with the short-swing transaction. Represents Restricted Stock Units (RSUs"). The RSUs shall vest as follows: 6.25% of the RSUs shall vest quarterly, starting June 10, 2019, subject to continued employment on each such vesting date. Includes 625 shares acquired on December 13, 2018 under the Issuer's Employee Stock Purchase Plan. Robert S. Klepper, by /s/ Ron A. Metzger, Attorney-in-Fact 2019-03-11