0001209191-18-034562.txt : 20180601
0001209191-18-034562.hdr.sgml : 20180601
20180601113951
ACCESSION NUMBER: 0001209191-18-034562
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180529
FILED AS OF DATE: 20180601
DATE AS OF CHANGE: 20180601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Groos Thomas T.
CENTRAL INDEX KEY: 0001706000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 18874016
MAIL ADDRESS:
STREET 1: C/O SHOTSPOTTER, INC.
STREET 2: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTSPOTTER, INC
CENTRAL INDEX KEY: 0001351636
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 470949915
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 794-3100
MAIL ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
FORMER COMPANY:
FORMER CONFORMED NAME: SHOTSPOTTER INC
DATE OF NAME CHANGE: 20110517
FORMER COMPANY:
FORMER CONFORMED NAME: Shotspotter Inc
DATE OF NAME CHANGE: 20060131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-29
0
0001351636
SHOTSPOTTER, INC
SSTI
0001706000
Groos Thomas T.
IONIA ST. SW, STE. 505
GRAND RAPIDS
MI
49503
1
0
0
0
Common Stock
2018-05-29
4
A
0
3295
0.00
A
13431
D
Common Stock
62515
I
By Trust
Common Stock
518376
I
By Limited Liability Company
Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.
Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
Thomas T. Groos, by /s/ Ron A. Metzger, Attorney-in-Fact
2018-06-01