0000899243-18-025580.txt : 20181001
0000899243-18-025580.hdr.sgml : 20181001
20181001061741
ACCESSION NUMBER: 0000899243-18-025580
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181001
DATE AS OF CHANGE: 20181001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gover Justin D.
CENTRAL INDEX KEY: 0001754129
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35892
FILM NUMBER: 181095797
MAIL ADDRESS:
STREET 1: SOVEREIGN HOUSE, VISION PARK, HISTON
CITY: CAMBRIDGE
STATE: X0
ZIP: CB24 9BZ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GW PHARMACEUTICALS PLC
CENTRAL INDEX KEY: 0001351288
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: SOVEREIGN HOUSE
STREET 2: VISION PARK
CITY: HISTON, CAMBRIDGE CB24 9BZ
STATE: X0
ZIP: 00000
BUSINESS PHONE: 44 1223 266800
MAIL ADDRESS:
STREET 1: SOVEREIGN HOUSE
STREET 2: VISION PARK
CITY: HISTON, CAMBRIDGE CB24 9BZ
STATE: X0
ZIP: 00000
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2018-10-01
0
0001351288
GW PHARMACEUTICALS PLC
GWPH
0001754129
Gover Justin D.
SOVEREIGN HOUSE, VISION PARK, HISTON
CAMBRIDGE
X0
CB24 9BZ
UNITED KINGDOM
1
1
0
0
Chief Executive Officer
Ordinary Shares
370445
D
Ordinary Shares
2143314
I
By The Gover Family Investment LLP
Stock Options
0.0013
2019-06-24
2019-12-24
Ordinary Shares
10679
D
Stock Options
0.0013
2018-12-24
Ordinary Shares
45249
D
Stock Options
8.7364
2025-06-24
Ordinary Shares
75874
D
Stock Options
0.0013
Ordinary Shares
91002
D
Stock Options
0.0013
2019-02-15
2020-03-15
Ordinary Shares
404455
D
Stock Options
3.3461
2019-02-15
2026-02-15
Ordinary Shares
213245
D
Stock Options
0.0013
2018-01-06
2019-03-15
Ordinary Shares
17517
D
Stock Options
0.0013
2019-01-06
2020-03-15
Ordinary Shares
17517
D
Stock Options
0.0013
2020-01-06
2021-03-15
Ordinary Shares
17517
D
Stock Options
0.0013
2021-01-06
2022-03-15
Ordinary Shares
17517
D
Stock Options
0.0013
2020-01-06
2021-03-15
Ordinary Shares
233568
D
Stock Options
9.8117
2020-01-06
2027-01-06
Ordinary Shares
142344
D
Stock Options
0.0013
2019-02-26
2020-03-15
Ordinary Shares
22440
D
Stock Options
0.0013
2020-02-26
2021-03-15
Ordinary Shares
22440
D
Stock Options
0.0013
2021-02-26
2022-03-15
Ordinary Shares
22440
D
Stock Options
0.0013
2022-02-26
2023-03-15
Ordinary Shares
22440
D
Stock Options
0.0013
2021-02-26
2022-03-15
Ordinary Shares
299196
D
Stock Options
9.6092
2021-02-26
2028-02-26
Ordinary Shares
147624
D
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. 2,143,308 of these ordinary shares are represented by American Depositary Shares of the Issuer ("ADS"). Each ADS represents twelve ordinary shares of the Issuer.
Granted pursuant to the Issuer's Long-Term Incentive Plan.
Granted pursuant to the Issuer's Long-Term Incentive Plan and fully vested.
Granted pursuant to the Issuer's Long-Term Incentive Plan, of which 30,334 shares vest on February 15, 2018, 2019 and 2020, respectively, and will expire 13 months after vesting date.
Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.302 U.S. Dollars as of September 28, 2018.
The reported options are options to purchase ADSs.
/s/ Justin D. Gover
2018-10-01