0000899243-18-025580.txt : 20181001 0000899243-18-025580.hdr.sgml : 20181001 20181001061741 ACCESSION NUMBER: 0000899243-18-025580 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181001 DATE AS OF CHANGE: 20181001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gover Justin D. CENTRAL INDEX KEY: 0001754129 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35892 FILM NUMBER: 181095797 MAIL ADDRESS: STREET 1: SOVEREIGN HOUSE, VISION PARK, HISTON CITY: CAMBRIDGE STATE: X0 ZIP: CB24 9BZ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GW PHARMACEUTICALS PLC CENTRAL INDEX KEY: 0001351288 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: SOVEREIGN HOUSE STREET 2: VISION PARK CITY: HISTON, CAMBRIDGE CB24 9BZ STATE: X0 ZIP: 00000 BUSINESS PHONE: 44 1223 266800 MAIL ADDRESS: STREET 1: SOVEREIGN HOUSE STREET 2: VISION PARK CITY: HISTON, CAMBRIDGE CB24 9BZ STATE: X0 ZIP: 00000 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-10-01 0 0001351288 GW PHARMACEUTICALS PLC GWPH 0001754129 Gover Justin D. SOVEREIGN HOUSE, VISION PARK, HISTON CAMBRIDGE X0 CB24 9BZ UNITED KINGDOM 1 1 0 0 Chief Executive Officer Ordinary Shares 370445 D Ordinary Shares 2143314 I By The Gover Family Investment LLP Stock Options 0.0013 2019-06-24 2019-12-24 Ordinary Shares 10679 D Stock Options 0.0013 2018-12-24 Ordinary Shares 45249 D Stock Options 8.7364 2025-06-24 Ordinary Shares 75874 D Stock Options 0.0013 Ordinary Shares 91002 D Stock Options 0.0013 2019-02-15 2020-03-15 Ordinary Shares 404455 D Stock Options 3.3461 2019-02-15 2026-02-15 Ordinary Shares 213245 D Stock Options 0.0013 2018-01-06 2019-03-15 Ordinary Shares 17517 D Stock Options 0.0013 2019-01-06 2020-03-15 Ordinary Shares 17517 D Stock Options 0.0013 2020-01-06 2021-03-15 Ordinary Shares 17517 D Stock Options 0.0013 2021-01-06 2022-03-15 Ordinary Shares 17517 D Stock Options 0.0013 2020-01-06 2021-03-15 Ordinary Shares 233568 D Stock Options 9.8117 2020-01-06 2027-01-06 Ordinary Shares 142344 D Stock Options 0.0013 2019-02-26 2020-03-15 Ordinary Shares 22440 D Stock Options 0.0013 2020-02-26 2021-03-15 Ordinary Shares 22440 D Stock Options 0.0013 2021-02-26 2022-03-15 Ordinary Shares 22440 D Stock Options 0.0013 2022-02-26 2023-03-15 Ordinary Shares 22440 D Stock Options 0.0013 2021-02-26 2022-03-15 Ordinary Shares 299196 D Stock Options 9.6092 2021-02-26 2028-02-26 Ordinary Shares 147624 D The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. 2,143,308 of these ordinary shares are represented by American Depositary Shares of the Issuer ("ADS"). Each ADS represents twelve ordinary shares of the Issuer. Granted pursuant to the Issuer's Long-Term Incentive Plan. Granted pursuant to the Issuer's Long-Term Incentive Plan and fully vested. Granted pursuant to the Issuer's Long-Term Incentive Plan, of which 30,334 shares vest on February 15, 2018, 2019 and 2020, respectively, and will expire 13 months after vesting date. Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.302 U.S. Dollars as of September 28, 2018. The reported options are options to purchase ADSs. /s/ Justin D. Gover 2018-10-01