0001351285-18-000042.txt : 20180314 0001351285-18-000042.hdr.sgml : 20180314 20180314173721 ACCESSION NUMBER: 0001351285-18-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartford M. Sean CENTRAL INDEX KEY: 0001641165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 18690422 MAIL ADDRESS: STREET 1: ROSETTA STONE INC. STREET 2: 1919 N. LYNN ST., 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 wf-form4_152106342767511.xml FORM 4 X0306 4 2018-03-12 0 0001351285 ROSETTA STONE INC RST 0001641165 Hartford M. Sean C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 0 0 1 Principal Accounting Officer Common Stock 2018-03-12 4 S 0 2652 13.92 D 15496 D Common Stock 2018-03-12 4 M 0 2956 11.96 A 18452 D Common Stock 2018-03-12 4 M 0 943 9.78 A 19395 D Common Stock 2018-03-12 4 M 0 2164 7.47 A 21559 D Common Stock 2018-03-12 4 S 0 6063 13.84 D 15496 D Employee Stock Option (right to buy) 11.96 2018-03-12 4 A 0 2956 0 D 2024-02-13 Common Stock 2956.0 0 D Employee Stock Option (right to buy) 9.78 2018-03-12 4 A 0 943 0 D 2025-02-12 Common Stock 943.0 942 D Employee Stock Option (right to buy) 7.47 2018-03-12 4 A 0 2164 0 D 2026-02-19 Common Stock 2164.0 4327 D This transaction was executed in multiple trades at prices ranging from $13.90 to $13.93 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $13.82 to $13.89 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes 11,999 shares of restricted common stock on which the restrictions have not yet lapsed. Options vested at a rate of one-quarter per annum, beginning one year from February 14, 2014, the date of grant. Options shall vest at a rate of one-quarter per annum, beginning one year from February 12, 2015, the date of grant. Options shall vest at a rate of one-quarter per annum, beginning one year from February 19, 2016, the date of grant. /s/ Sonia Galindo, Attorney-in-fact 2018-03-14