0001351285-18-000042.txt : 20180314
0001351285-18-000042.hdr.sgml : 20180314
20180314173721
ACCESSION NUMBER: 0001351285-18-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartford M. Sean
CENTRAL INDEX KEY: 0001641165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 18690422
MAIL ADDRESS:
STREET 1: ROSETTA STONE INC.
STREET 2: 1919 N. LYNN ST., 7TH FLOOR
CITY: ARLINGTON
STATE: VA
ZIP: 22209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-387-5800
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
wf-form4_152106342767511.xml
FORM 4
X0306
4
2018-03-12
0
0001351285
ROSETTA STONE INC
RST
0001641165
Hartford M. Sean
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON
VA
22209
0
0
0
1
Principal Accounting Officer
Common Stock
2018-03-12
4
S
0
2652
13.92
D
15496
D
Common Stock
2018-03-12
4
M
0
2956
11.96
A
18452
D
Common Stock
2018-03-12
4
M
0
943
9.78
A
19395
D
Common Stock
2018-03-12
4
M
0
2164
7.47
A
21559
D
Common Stock
2018-03-12
4
S
0
6063
13.84
D
15496
D
Employee Stock Option (right to buy)
11.96
2018-03-12
4
A
0
2956
0
D
2024-02-13
Common Stock
2956.0
0
D
Employee Stock Option (right to buy)
9.78
2018-03-12
4
A
0
943
0
D
2025-02-12
Common Stock
943.0
942
D
Employee Stock Option (right to buy)
7.47
2018-03-12
4
A
0
2164
0
D
2026-02-19
Common Stock
2164.0
4327
D
This transaction was executed in multiple trades at prices ranging from $13.90 to $13.93 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $13.82 to $13.89 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes 11,999 shares of restricted common stock on which the restrictions have not yet lapsed.
Options vested at a rate of one-quarter per annum, beginning one year from February 14, 2014, the date of grant.
Options shall vest at a rate of one-quarter per annum, beginning one year from February 12, 2015, the date of grant.
Options shall vest at a rate of one-quarter per annum, beginning one year from February 19, 2016, the date of grant.
/s/ Sonia Galindo, Attorney-in-fact
2018-03-14