0001351285-17-000062.txt : 20170523 0001351285-17-000062.hdr.sgml : 20170523 20170523161816 ACCESSION NUMBER: 0001351285-17-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170519 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yankovich Steven P CENTRAL INDEX KEY: 0001622370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 17863939 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE INC. STREET 2: 1919 NORTH LYNN STREET, 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 wf-form4_149557068152271.xml FORM 4 X0306 4 2017-05-19 0 0001351285 ROSETTA STONE INC RST 0001622370 Yankovich Steven P C/O ROSETTA STONE INC. 1621 N KENT ST., SUITE 1200 ARLINGTON VA 22209 1 0 0 0 Stock Option (right to buy) 11.42 2017-05-19 4 A 0 9766 0 A 2027-05-19 Common Stock 9766.0 9766 D Restricted Stock Unit 2017-05-19 4 A 0 8757 0 A Common Stock 8757.0 33528 D The exercise price is equal to the closing price of the common stock of the Issuer on the New York Stock Exchange on May 19, 2017, the date of grant. Options vest at a rate of 1/4 per quarter over one year and become fully vested May 19, 2018. Each RSU represents the right to receive one share of common stock of the Issuer. RSUs vest at a rate of 1/4 per quarter and become fully vested on May 19, 2018. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors. Sonia Galindo, Attorney-in-fact 2017-05-23