0001351285-17-000014.txt : 20170224
0001351285-17-000014.hdr.sgml : 20170224
20170224165423
ACCESSION NUMBER: 0001351285-17-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170222
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1919 NORTH LYNN STREET
STREET 2: SUITE 700
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 1-800-788-0822
MAIL ADDRESS:
STREET 1: 1919 NORTH LYNN STREET
STREET 2: SUITE 700
CITY: ARLINGTON
STATE: VA
ZIP: 22209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PIERNO THOMAS M
CENTRAL INDEX KEY: 0001549271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 17638144
MAIL ADDRESS:
STREET 1: C/O ROSETTA STONE INC.
STREET 2: 1919 NORTH LYNN STREET, 7TH FLOOR
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
wf-form4_148797325005573.xml
FORM 4
X0306
4
2017-02-22
0
0001351285
ROSETTA STONE INC
RST
0001549271
PIERNO THOMAS M
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON
VA
22209
0
1
0
0
Chief Financial Officer
Common Stock
2017-02-22
4
A
0
31834
0
A
107410
D
Common Stock
2017-02-23
4
S
0
2099
7.6317
D
105311
D
These shares are subject to forfeiture restrictions that lapse one-quarter per annum beginning one year from February 22, 2017, the date of grant.
Includes 69,507 shares of restricted common stock on which forfeiture restrictions have not yet lapsed.
This number represents shares of Common Stock sold to satisfy the income tax obligation due upon the vesting of 5,320 shares of restricted stock relating to grants dated February 21, 2013, and February 19, 2016, based upon prior designated instructions.
This transaction was executed in multiple trades at the same price of $7.6317 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction.
/s/ Sonia Galindo, Attorney-in-fact
2017-02-24