0001351285-17-000014.txt : 20170224 0001351285-17-000014.hdr.sgml : 20170224 20170224165423 ACCESSION NUMBER: 0001351285-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 1-800-788-0822 MAIL ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIERNO THOMAS M CENTRAL INDEX KEY: 0001549271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 17638144 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE INC. STREET 2: 1919 NORTH LYNN STREET, 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 wf-form4_148797325005573.xml FORM 4 X0306 4 2017-02-22 0 0001351285 ROSETTA STONE INC RST 0001549271 PIERNO THOMAS M C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 1 0 0 Chief Financial Officer Common Stock 2017-02-22 4 A 0 31834 0 A 107410 D Common Stock 2017-02-23 4 S 0 2099 7.6317 D 105311 D These shares are subject to forfeiture restrictions that lapse one-quarter per annum beginning one year from February 22, 2017, the date of grant. Includes 69,507 shares of restricted common stock on which forfeiture restrictions have not yet lapsed. This number represents shares of Common Stock sold to satisfy the income tax obligation due upon the vesting of 5,320 shares of restricted stock relating to grants dated February 21, 2013, and February 19, 2016, based upon prior designated instructions. This transaction was executed in multiple trades at the same price of $7.6317 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction. /s/ Sonia Galindo, Attorney-in-fact 2017-02-24