0001351285-16-000151.txt : 20160520 0001351285-16-000151.hdr.sgml : 20160520 20160520162918 ACCESSION NUMBER: 0001351285-16-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 BUSINESS ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 1-800-788-0822 MAIL ADDRESS: STREET 1: 1919 NORTH LYNN STREET STREET 2: SUITE 700 CITY: ARLINGTON STATE: VA ZIP: 22209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yankovich Steven P CENTRAL INDEX KEY: 0001622370 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 161666513 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE INC. STREET 2: 1919 NORTH LYNN STREET, 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 wf-form4_146377614540516.xml FORM 4 X0306 4 2016-05-19 0 0001351285 ROSETTA STONE INC RST 0001622370 Yankovich Steven P C/O ROSETTA STONE INC. 1919 NORTH LYNN STREET, 7TH FLOOR ARLINGTON VA 22209 1 0 0 0 Stock Option (right to buy) 7.7 2016-05-19 4 A 0 14451 0 A 2026-05-19 Common Stock 14451.0 14451 D Restricted Stock Unit 2016-05-19 4 A 0 12987 0 A Common Stock 12987.0 24771 D The exercise price is equal to the closing price of the common stock of the Issuer on the New York Stock Exchange on May 19, 2016, the date of grant. Options vest at a rate of 1/4 per quarter over one year and become fully vested May 19, 2017. Each RSU represents the right to receive one share of common stock of the Issuer. RSUs vest at a rate of 1/4 per quarter and become fully vested on May 19, 2017. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors. Includes 14,901 shares of RSUs on which forfeiture restrictions have not yet lapsed. Sonia G. Cudd, Attorney-in-fact 2016-05-20