0001209191-20-020434.txt : 20200320
0001209191-20-020434.hdr.sgml : 20200320
20200320161247
ACCESSION NUMBER: 0001209191-20-020434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200317
FILED AS OF DATE: 20200320
DATE AS OF CHANGE: 20200320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gaehde Nicholas C
CENTRAL INDEX KEY: 0001714167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 20732121
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-387-5800
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-17
0
0001351285
ROSETTA STONE INC
RST
0001714167
Gaehde Nicholas C
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON
VA
22209
0
1
0
0
Co-President
Common Stock
2020-03-17
4
M
0
12982
0.00
A
98566
D
Common Stock
2020-03-18
4
F
0
542
10.08
D
98024
D
Common Stock
2020-03-18
4
F
0
3876
10.09
D
94148
D
Performance Share Units
0.00
2020-03-17
4
M
0
12982
0.00
D
Common Stock
12982
0
D
These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock.
Includes 24,217 shares of restricted common stock on which the restrictions have not yet lapsed.
Represents shares earned based on performance under the Company's 2017-2018 Long-Term Incentive Program. These shares are subject to forfeiture restrictions that lapse at a rate of 50% on March 17, 2019 and 50% on March 17, 2020.
/s/ Sean Klein, Attorney-in-fact
2020-03-20