0001209191-20-012302.txt : 20200224
0001209191-20-012302.hdr.sgml : 20200224
20200224213146
ACCESSION NUMBER: 0001209191-20-012302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200220
FILED AS OF DATE: 20200224
DATE AS OF CHANGE: 20200224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartford M. Sean
CENTRAL INDEX KEY: 0001641165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 20647020
MAIL ADDRESS:
STREET 1: ROSETTA STONE INC.
STREET 2: 1621 NORTH KENT STREET
CITY: ARLINGTON
STATE: VA
ZIP: 22209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-387-5800
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-20
0
0001351285
ROSETTA STONE INC
RST
0001641165
Hartford M. Sean
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON
VA
22209
0
1
0
0
Principal Accounting Officer
Common Stock
2020-02-20
4
A
0
1101
19.58
A
11903
D
Common Stock
2020-02-20
4
A
0
8301
19.58
A
20204
D
Common Stock
2020-02-20
4
F
0
451
20.08
D
19753
D
Common Stock
2020-02-21
4
F
0
405
18.91
D
19348
D
Represents shares that vest annually over 4 years beginning on February 20, 2021.
These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock.
Includes 13,367 shares of restricted common stock on which the restrictions have not yet lapsed.
/s/ Sean Klein, Attorney-in-fact
2020-02-24
EX-24.4_897723
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY
KNOW ALL BY THESE PRESENT, that the undersigned hereby constitutes and appoints
each of Sean Klein and Thomas M. Pierno, and signing singly, the undersigned's
true and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the undersigned's behalf,
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID,
including amendments thereto, and any other documents necessary or appropriate
to obtain codes and passwords enabling the undersigned to make electronic
filings with the SEC of reports required by Section 16(a) of the Securities
Exchange Act of 1934 or any rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of Rosetta Stone Inc. (the "Company"), Forms 3, 4,
and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934
and the rules thereunder, and any other forms or reports the undersigned may be
required to file in connection with the undersigned's ownership, acquisition, or
disposition of securities of the Company;
(3) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
or other form or report, and timely file such form or report with the SEC and
any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Limited Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in
such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this limited power of attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
This Limited Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has executed this Limited Power of
Attorney on this 20th day of August, 2019.
Signature: /s/ Sean Hartford
Print Name: M. Sean Hartford