0001209191-20-012301.txt : 20200224 0001209191-20-012301.hdr.sgml : 20200224 20200224213038 ACCESSION NUMBER: 0001209191-20-012301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200220 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gaehde Nicholas C CENTRAL INDEX KEY: 0001714167 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 20647018 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-20 0 0001351285 ROSETTA STONE INC RST 0001714167 Gaehde Nicholas C C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 1 0 0 Co-President Common Stock 2020-02-20 4 A 0 3830 19.58 A 65203 D Common Stock 2020-02-20 4 A 0 25536 19.58 A 90739 D Common Stock 2020-02-20 4 F 0 882 20.08 D 89857 D Common Stock 2020-02-21 4 F 0 1185 18.91 D 88672 D Represents shares that vest annually over 4 years beginning on February 20, 2021. These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock. Includes 49,753 shares of restricted common stock on which the restrictions have not yet lapsed. /s/ Sean Klein, Attorney-in-fact 2020-02-24