0001209191-19-032369.txt : 20190523
0001209191-19-032369.hdr.sgml : 20190523
20190523172509
ACCESSION NUMBER: 0001209191-19-032369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190522
FILED AS OF DATE: 20190523
DATE AS OF CHANGE: 20190523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PIERNO THOMAS M
CENTRAL INDEX KEY: 0001549271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 19851188
MAIL ADDRESS:
STREET 1: C/O ROSETTA STONE INC.
STREET 2: 1919 NORTH LYNN STREET, 7TH FLOOR
CITY: ARLINGTON
STATE: VA
ZIP: 22209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-387-5800
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-22
0
0001351285
ROSETTA STONE INC
RST
0001549271
PIERNO THOMAS M
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON
VA
22209
0
1
0
0
Chief Financial Officer
Common Stock
2019-05-22
4
M
0
80293
A
203067
D
Common Stock
2019-05-22
4
S
0
80293
23.91
D
122774
D
Common Stock
2019-05-23
4
M
0
31070
11.96
A
153844
D
Common Stock
2019-05-23
4
S
0
31070
24.05
D
122774
D
Stock Option
10.55
2019-05-22
4
M
0
50000
0.00
D
2013-05-04
2022-05-04
Common Stock
50000
0
D
Stock Option
12.47
2019-05-22
4
M
0
8155
0.00
D
2014-02-21
2023-02-21
Common Stock
8155
0
D
Stock Option
11.96
2019-05-22
4
M
0
22138
0.00
D
2015-02-14
2024-02-14
Common Stock
22138
31070
D
Stock Option
11.96
2019-05-23
4
M
0
31070
0.00
D
2015-02-14
2024-02-14
Common Stock
31070
0
D
Shares were acquired at varying exercise prices, as shown in Table II.
This transaction was executed in multiple trades at prices ranging from $23.79 to $24.61 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $23.69 to $24.28 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes 43,001 shares of restricted common stock on which the restrictions have not yet lapsed.
/s/ Sonia Galindo, Attorney-in-fact
2019-05-23