0001209191-19-032369.txt : 20190523 0001209191-19-032369.hdr.sgml : 20190523 20190523172509 ACCESSION NUMBER: 0001209191-19-032369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190522 FILED AS OF DATE: 20190523 DATE AS OF CHANGE: 20190523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIERNO THOMAS M CENTRAL INDEX KEY: 0001549271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 19851188 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE INC. STREET 2: 1919 NORTH LYNN STREET, 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-22 0 0001351285 ROSETTA STONE INC RST 0001549271 PIERNO THOMAS M C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 1 0 0 Chief Financial Officer Common Stock 2019-05-22 4 M 0 80293 A 203067 D Common Stock 2019-05-22 4 S 0 80293 23.91 D 122774 D Common Stock 2019-05-23 4 M 0 31070 11.96 A 153844 D Common Stock 2019-05-23 4 S 0 31070 24.05 D 122774 D Stock Option 10.55 2019-05-22 4 M 0 50000 0.00 D 2013-05-04 2022-05-04 Common Stock 50000 0 D Stock Option 12.47 2019-05-22 4 M 0 8155 0.00 D 2014-02-21 2023-02-21 Common Stock 8155 0 D Stock Option 11.96 2019-05-22 4 M 0 22138 0.00 D 2015-02-14 2024-02-14 Common Stock 22138 31070 D Stock Option 11.96 2019-05-23 4 M 0 31070 0.00 D 2015-02-14 2024-02-14 Common Stock 31070 0 D Shares were acquired at varying exercise prices, as shown in Table II. This transaction was executed in multiple trades at prices ranging from $23.79 to $24.61 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $23.69 to $24.28 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes 43,001 shares of restricted common stock on which the restrictions have not yet lapsed. /s/ Sonia Galindo, Attorney-in-fact 2019-05-23