0001209191-19-019153.txt : 20190313 0001209191-19-019153.hdr.sgml : 20190313 20190313162616 ACCESSION NUMBER: 0001209191-19-019153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190313 DATE AS OF CHANGE: 20190313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartford M. Sean CENTRAL INDEX KEY: 0001641165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 19678516 MAIL ADDRESS: STREET 1: ROSETTA STONE INC. STREET 2: 1919 N. LYNN ST., 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-03-11 0 0001351285 ROSETTA STONE INC RST 0001641165 Hartford M. Sean C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 1 0 0 Principal Accounting Officer Common Stock 2019-03-11 4 M 0 942 9.78 A 13897 D Common Stock 2019-03-11 4 M 0 10578 15.69 A 24475 D Common Stock 2019-03-11 4 M 0 2164 7.47 A 26639 D Common Stock 2019-03-11 4 S 0 13684 21.67 D 12955 D Common Stock 2019-03-11 4 S 0 3304 21.80 D 9651 D Stock Option (right to buy) 15.69 2019-03-11 4 M 0 10578 0.00 D 2023-06-16 Common Stock 10578 0 D Stock Option (right to buy) 7.47 2019-03-11 4 M 0 2164 0.00 D 2026-02-19 Common Stock 2164 2163 D Stock Option (right to buy) 9.78 2019-03-11 4 M 0 942 0.00 D 2025-02-12 Common Stock 942 0 D Performance Share Units 0.00 Common Stock 3380 3380 D This transaction was executed in multiple trades at prices ranging from $21.39 to $21.87 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Includes 9,651 shares of restricted common stock on which the restrictions have not yet lapsed. Options are fully vested. Options shall vest at a rate of one-quarter per annum, beginning one year from February 19, 2016, the date of grant. Represents shares earned based on performance under the Company's 2017-2018 Long-Term Incentive Program. These shares are subject to forfeiture restrictions that lapse at a rate of 50% on March 17, 2019 and 50% on March 17, 2020. These shares were reported originally in Table I on the reporting person's Form 4 filed February 25, 2019 but have been moved to Table II herein to align with how the shares are reflected in the issuer's equity reporting system. /s/ Sonia Galindo, Attorney-in-fact 2019-03-13