0001209191-19-013093.txt : 20190225
0001209191-19-013093.hdr.sgml : 20190225
20190225172744
ACCESSION NUMBER: 0001209191-19-013093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190221
FILED AS OF DATE: 20190225
DATE AS OF CHANGE: 20190225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartford M. Sean
CENTRAL INDEX KEY: 0001641165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34283
FILM NUMBER: 19630662
MAIL ADDRESS:
STREET 1: ROSETTA STONE INC.
STREET 2: 1919 N. LYNN ST., 7TH FLOOR
CITY: ARLINGTON
STATE: VA
ZIP: 22209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROSETTA STONE INC
CENTRAL INDEX KEY: 0001351285
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 043837082
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
BUSINESS PHONE: 703-387-5800
MAIL ADDRESS:
STREET 1: 1621 NORTH KENT STREET
STREET 2: SUITE 1200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-21
0
0001351285
ROSETTA STONE INC
RST
0001641165
Hartford M. Sean
C/O ROSETTA STONE INC.
1621 NORTH KENT STREET, SUITE 1200
ARLINGTON
VA
22209
0
1
0
0
Principal Accounting Officer
Common Stock
2019-02-21
4
A
0
688
0.00
A
12484
D
Common Stock
2019-02-21
4
A
0
138
0.00
A
12622
D
Common Stock
2019-02-21
4
A
0
2029
0.00
A
14651
D
Common Stock
2019-02-21
4
A
0
3380
0.00
A
18031
D
Common Stock
2019-02-22
4
F
0
476
15.05
D
17555
D
In order to better align the interests of the Company's executive officers with shareholders and to conserve cash, 25% of the executive's 2018 annual incentive award was paid in shares of the Company's common stock.
These shares are subject to forfeiture restrictions that will lapse on February 21, 2020.
These shares are subject to forfeiture restrictions that lapse one-quarter per annum beginning one year from February 21, 2019, the date of grant.
Represents shares earned based on performance under the Company's 2017-2018 Long-Term Incentive Program. These shares are subject to forfeiture restrictions that lapse at a rate of 50% on March 17, 2019 and 50% on March 17, 2020.
These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock.
Includes 15,716 shares of restricted common stock on which the restrictions have not yet lapsed.
/s/ Sonia Galindo, Attorney-in-fact
2019-02-25