0001123292-18-000397.txt : 20180226 0001123292-18-000397.hdr.sgml : 20180226 20180226204820 ACCESSION NUMBER: 0001123292-18-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALINDO SONIA CENTRAL INDEX KEY: 0001573732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 18642616 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE STREET 2: 1621 NORTH KENT STREET, SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER NAME: FORMER CONFORMED NAME: CUDD SONIA G. DATE OF NAME CHANGE: 20130404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-22 0001351285 ROSETTA STONE INC RST 0001573732 GALINDO SONIA C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 1 0 0 General Counsel & Secretary Common Stock 2018-02-22 4 A 0 17484 0 A 74972 D Common Stock 2018-02-23 4 F 0 2762 13.76 D 72210 D These shares are subject to forfeiture restrictions that lapse one-quarter per annum beginning one year from February 22, 2018, the date of grant. Includes 57,822 shares of restricted common stock on which the restrictions have not yet lapsed. These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock. /s/ Sonia Galindo 2018-02-26