The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| A-MARK PRECIOUS METALS INC | COM | 00181T107 | 17,415 | 540,000 | SH | DFND | 1 | 540,000 | 0 | 0 | |
| CENTRAL PAC FINL CORP | COM NEW | 154760409 | 4,826 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| CHOICEONE FINL SVCS INC | COM | 170386106 | 2,311 | 114,724 | SH | DFND | 1 | 114,724 | 0 | 0 | |
| COASTAL FINL CORP WA | COM NEW | 19046P209 | 4,496 | 117,940 | SH | DFND | 1 | 117,940 | 0 | 0 | |
| COMERICA INC | COM | 200340107 | 4,219 | 57,500 | SH | DFND | 1 | 57,500 | 0 | 0 | |
| CULLEN FROST BANKERS INC | COM | 229899109 | 3,202 | 27,500 | SH | DFND | 1 | 27,500 | 0 | 0 | |
| CUSTOMERS BANCORP INC | COM | 23204G100 | 4,916 | 145,000 | SH | DFND | 1 | 145,000 | 0 | 0 | |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 | 5,328 | 159,995 | SH | DFND | 1 | 159,995 | 0 | 0 | |
| EVERQUOTE INC | COM CL A | 30041R108 | 2,636 | 298,178 | SH | DFND | 1 | 298,178 | 0 | 0 | |
| FIGURE ACQUISITION CORP I | COM CL A | 302438106 | 3,514 | 358,929 | SH | DFND | 1 | 358,929 | 0 | 0 | |
| FIGURE ACQUISITION CORP I | UNIT 99/99/9999 | 302438205 | 5,753 | 585,854 | SH | DFND | 1 | 585,854 | 0 | 0 | |
| FIRST BANCORP P R | COM NEW | 318672706 | 5,810 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
| FIRST BUSEY CORP | COM NEW | 319383204 | 6,741 | 295,000 | SH | DFND | 1 | 295,000 | 0 | 0 | |
| FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | 15,244 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| FIRST MID ILL BANCSHARES INC | COM | 320866106 | 5,513 | 154,548 | SH | DFND | 1 | 154,548 | 0 | 0 | |
| HOME BANCORP INC | COM | 43689E107 | 1,698 | 49,751 | SH | DFND | 1 | 49,751 | 0 | 0 | |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 | 5,010 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| LENDINGCLUB CORP | COM NEW | 52603A208 | 1,461 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| MAINSTREET BANCSHARES INC | COM | 56064Y100 | 5,367 | 235,691 | SH | DFND | 1 | 235,691 | 0 | 0 | |
| MEDIAALPHA INC | CL A | 58450V104 | 4,209 | 427,344 | SH | DFND | 1 | 427,344 | 0 | 0 | |
| METROPOLITAN BK HLDG CORP | COM | 591774104 | 10,760 | 155,000 | SH | DFND | 1 | 155,000 | 0 | 0 | |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | 6,391 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| OFG BANCORP | COM | 67103X102 | 6,752 | 265,840 | SH | DFND | 1 | 265,840 | 0 | 0 | |
| POPULAR INC | COM NEW | 733174700 | 15,001 | 195,000 | SH | DFND | 1 | 195,000 | 0 | 0 | |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 | 7,256 | 462,165 | SH | DFND | 1 | 462,165 | 0 | 0 | |
| QCR HOLDINGS INC | COM | 74727A104 | 6,209 | 115,000 | SH | DFND | 1 | 115,000 | 0 | 0 | |
| QUINSTREET INC | COM | 74874Q100 | 6,036 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| RIBBIT LEAP LTD | SHS CL A | G7552B105 | 1,610 | 162,475 | SH | DFND | 1 | 162,475 | 0 | 0 | |
| SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 1,828 | 10,200 | SH | DFND | 1 | 10,200 | 0 | 0 | |
| SILVER SPIKE INVESTMENT CORP | COM | 828174102 | 1,714 | 177,843 | SH | DFND | 1 | 177,843 | 0 | 0 | |
| SPROTT INC | COM NEW | 852066208 | 11,178 | 322,500 | SH | DFND | 1 | 322,500 | 0 | 0 | |
| SYNOVUS FINL CORP | COM NEW | 87161C501 | 4,957 | 137,500 | SH | DFND | 1 | 137,500 | 0 | 0 | |
| VERITEX HLDGS INC | COM | 923451108 | 8,778 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| VERSABANK NEW | COM | 92512J106 | 3,536 | 480,487 | SH | DFND | 1 | 480,487 | 0 | 0 | |
| WASHINGTON FED INC | COM | 938824109 | 3,439 | 114,559 | SH | DFND | 1 | 114,559 | 0 | 0 | |
| WINTRUST FINL CORP | COM | 97650W108 | 4,408 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
| WISDOMTREE INVTS INC | COM | 97717P104 | 3,929 | 775,000 | SH | DFND | 1 | 775,000 | 0 | 0 | |