0001631316-18-000014.txt : 20181115 0001631316-18-000014.hdr.sgml : 20181115 20181115135239 ACCESSION NUMBER: 0001631316-18-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reis David A CENTRAL INDEX KEY: 0001631316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33459 FILM NUMBER: 181186818 MAIL ADDRESS: STREET 1: 234 CHURCH STREET STREET 2: SUITE 901 CITY: NEW HAVEN STATE: CT ZIP: 06501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genesis Healthcare, Inc. CENTRAL INDEX KEY: 0001351051 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 EAST STATE STREET CITY: KENNETT SQUARE STATE: PA ZIP: 19348 BUSINESS PHONE: 610-444-6350 MAIL ADDRESS: STREET 1: 101 EAST STATE STREET CITY: KENNETT SQUARE STATE: PA ZIP: 19348 FORMER COMPANY: FORMER CONFORMED NAME: Skilled Healthcare Group, Inc. DATE OF NAME CHANGE: 20070209 FORMER COMPANY: FORMER CONFORMED NAME: SHG Holding Solutions Inc DATE OF NAME CHANGE: 20060126 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-13 0 0001351051 Genesis Healthcare, Inc. GEN 0001631316 Reis David A C/O GENESIS HEALTHCARE, INC. 101 EAST STATE STREET KENNETT SQUARE PA 19348 1 0 0 0 Class A Common Stock 2018-11-13 4 S 0 16164 1.7 D 2453769 D Class A Common Stock 2018-11-13 4 S 0 536 1.7 D 85440 I See footnote Class A Common Stock 2018-11-13 4 S 0 1161 1.7 D 183510 I See footnote Class A Common Stock 2018-11-14 4 S 0 12218 1.6596 D 2441551 D Class A Common Stock 2018-11-14 4 S 0 405 1.6596 D 85035 I See footnote Class A Common Stock 2018-11-14 4 S 0 877 1.6596 D 182633 I See footnote Class A Common Stock 304753 I See footnote Transactions were effected pursuant to a Rule 10b5-1 trading plan. The price reported in column 4 is a weighted average price. These shares of the Issuer's Class A Common Stock ("Class A Shares") were purchased in multiple transactions at prices ranging from $1.64 to $1.735. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 68,650 unvested restricted stock units and 92,000 vested restricted stock units that have not yet been paid in Class A Shares. Represents Class A Shares held by David Reis Family Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein. Represents Class A Shares held by The David Reis Subchapter S Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein. The price reported in column 4 is a weighted average price. These Class A Shares were purchased in multiple transactions at prices ranging from $1.63 to $1.695. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Represents Class A Shares held by Senior Care Genesis, LLC, of which Mr. Reis may be deemed to be the beneficial owner. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein. /s/ Michael Berg, Attorney-in-Fact for: David A. Reis 2018-11-15