0001415889-24-016932.txt : 20240614
0001415889-24-016932.hdr.sgml : 20240614
20240614163022
ACCESSION NUMBER: 0001415889-24-016932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240612
FILED AS OF DATE: 20240614
DATE AS OF CHANGE: 20240614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berkowitz Mortimer III
CENTRAL INDEX KEY: 0001364333
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52024
FILM NUMBER: 241045326
MAIL ADDRESS:
STREET 1: HEALTHPOINT CAPITAL
STREET 2: 505 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphatec Holdings, Inc.
CENTRAL INDEX KEY: 0001350653
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 202463898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-431-9286
MAIL ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
form4-06142024_040618.xml
X0508
4
2024-06-12
0001350653
Alphatec Holdings, Inc.
ATEC
0001364333
Berkowitz Mortimer III
C/O ALPHATEC SPINE, INC.
1950 CAMINO VIDA ROBLE
CARLSBAD
CA
92008
true
false
false
false
0
Common Stock
2024-06-12
4
A
0
16747
0
A
665419
D
Common Stock
24802
I
By Spouse
Common Stock
146575
I
By the Charlotte G. Berkowitz 2016 Trust
Common Stock
146575
I
By the Thomas G. Berkowitz 2016 Trust
Common Stock
146575
I
By the Hayward M. Berkowitz 2016 Trust
Common Stock
146575
I
By the William W. Berkowitz 2016 Trust
On June 12, 2024, issuer granted to the reporting person 16,747 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.
The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
As one of two trustees of the identified trust, the reporting person may be deemed to be the beneficial owner of these shares.
/s/ Tyson E. Marshall, Attorney-in-Fact
2024-06-14