0001415889-24-016932.txt : 20240614 0001415889-24-016932.hdr.sgml : 20240614 20240614163022 ACCESSION NUMBER: 0001415889-24-016932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240612 FILED AS OF DATE: 20240614 DATE AS OF CHANGE: 20240614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkowitz Mortimer III CENTRAL INDEX KEY: 0001364333 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 241045326 MAIL ADDRESS: STREET 1: HEALTHPOINT CAPITAL STREET 2: 505 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 form4-06142024_040618.xml X0508 4 2024-06-12 0001350653 Alphatec Holdings, Inc. ATEC 0001364333 Berkowitz Mortimer III C/O ALPHATEC SPINE, INC. 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 true false false false 0 Common Stock 2024-06-12 4 A 0 16747 0 A 665419 D Common Stock 24802 I By Spouse Common Stock 146575 I By the Charlotte G. Berkowitz 2016 Trust Common Stock 146575 I By the Thomas G. Berkowitz 2016 Trust Common Stock 146575 I By the Hayward M. Berkowitz 2016 Trust Common Stock 146575 I By the William W. Berkowitz 2016 Trust On June 12, 2024, issuer granted to the reporting person 16,747 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. As one of two trustees of the identified trust, the reporting person may be deemed to be the beneficial owner of these shares. /s/ Tyson E. Marshall, Attorney-in-Fact 2024-06-14