DEFA14A 1 d382771ddefa14a.htm DEFA14A DEFA14A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.      )

 

 

Filed by the Registrant ☒                            Filed by a Party other than the Registrant ☐

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Preliminary Proxy Statement

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

Definitive Proxy Statement

 

Definitive Additional Materials

 

Soliciting Material Under Rule 14a-12

 

 

ALPHATEC HOLDINGS, INC.

(Exact Name of Registrant as Specified in its Charter)

(Name of Person(s) Filing Proxy Statement, if Other than the Registrant)

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No fee required.

 

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Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to be held on Thursday, June 15, 2017, for Alphatec Holdings, Inc.

 

This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. We encourage you to access and review all of the important information contained in the proxy materials before voting. To view the proxy statement and annual report, go to www.proxydocs.com/ATEC. To submit your proxy while visiting this site, you will need the 12 digit control number in the box below.

       

Under new United States Securities and Exchange Commission rules, proxy materials do not have to be delivered in paper. Proxy materials can be distributed by making them available on the Internet. We have chosen to use these procedures for our 2017 Annual Meeting and need YOUR participation.

 

If you want to receive a paper or e-mail copy of the proxy materials, you must request one. There is no charge to you for requesting a copy. In order to receive a paper package in time for this year’s annual meeting, please make this request on or before June 5, 2017.

           
       
       
       
       
       
           
       
       

 

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For a Convenient Way to VIEW Proxy Materials

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VOTE Online go to: www.proxydocs.com/ATEC

 

 

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Proxy Materials Available to View or Receive:

1. Proxy Statement   2. Annual Report

Printed materials may be requested by one of the following methods:

 

 

 

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INTERNET

www.investorelections.com/ATEC

 

   

 

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TELEPHONE

(866) 648-8133

 

   

 

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*E-MAIL

paper@investorelections.com

 

 

 

 

You must use the 12 digit control number

located in the shaded gray box below.

 

*  If requesting material by e-mail, please send a blank e-mail with the 12 digit control number (located below) in the subject line. No other requests, instructions or other inquiries should be included with your e-mail requesting material.

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          ACCOUNT NO.                    SHARES

 

Company Notice of Annual Meeting

 

Date:     Thursday, June 15, 2017

Time:     2:00 P.M. (Pacific Time)

Place:    5818 El Camino Real, Carlsbad, CA 92008

The purpose of the Annual Meeting is to take action on the following proposals:

The Board of Directors recommends that you vote “FOR” the following.

1.  

 

Election of Directors

           
 

Nominees

 

            01

 

Mortimer Berkowitz III

 

            03

 

Donald A. Williams

 

        05

 

David H. Mowry

 

07 Jeffrey P. Rydin

   

            02

 

R. Ian Molson

 

            04

 

Stephen O’Neil

 

        06

 

Terry M. Rich

 

The Board of Directors recommends that you vote “FOR” the following, and “every year” on proposal 6.

2.  

 

Proposal 2:

 

Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2017;

3.

 

Proposal 3:

 

Approval of an amendment and restatement of our 2016 Equity Incentive Plan;

4.

 

Proposal 4:

 

Approval of an amendment and restatement of our 2007 Employee Stock Purchase Plan;

5.

 

Proposal 5:

 

Approval, on an advisory basis, of the compensation of our named executive officers;

6.

 

Proposal 6:

 

Approval, on an advisory basis, of the frequency of future stockholder votes to approve the compensation of our named executive officers; and

7.

 

Proposal 7:

 

Approval of the issuance of up to an aggregate of 17,525,972 shares of common stock issuable upon the conversion of outstanding shares of our Series A Convertible Preferred Stock and the exercise of outstanding warrants.