0001179110-18-004318.txt : 20180314 0001179110-18-004318.hdr.sgml : 20180314 20180314173804 ACCESSION NUMBER: 0001179110-18-004318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howell Kelli Mari CENTRAL INDEX KEY: 0001734485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 18690427 BUSINESS ADDRESS: BUSINESS PHONE: 1-760-431-9286 MAIL ADDRESS: STREET 1: C/O ALPHATEC SPINE, INC. STREET 2: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 edgar.xml FORM 4 - X0306 4 2018-03-12 0 0001350653 Alphatec Holdings, Inc. ATEC 0001734485 Howell Kelli Mari C/O ALPHATEC SPINE, INC. 5818 EL CAMINO REAL CARLSBAD CA 92008 0 1 0 0 EVP, Clinical Strategies Common Stock 2018-03-12 4 A 0 50000 0 A 50000 D Employee Stock Option (right to buy) 3.30 2018-03-12 4 A 0 50000 0 A 2028-03-11 Common Stock 50000 50000 D On March 12, 2018, issuer granted to the reporting person 50,000 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest in four equal annual installments on the first, second, third and fourth anniversaries of the grant date. The options vest 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments. /s/ Tyson E. Marshall by power of attorney 2018-03-14