0001179110-17-011803.txt : 20170824
0001179110-17-011803.hdr.sgml : 20170824
20170824123143
ACCESSION NUMBER: 0001179110-17-011803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170824
FILED AS OF DATE: 20170824
DATE AS OF CHANGE: 20170824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plunkett Michael Joseph
CENTRAL INDEX KEY: 0001492279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52024
FILM NUMBER: 171048857
MAIL ADDRESS:
STREET 1: C/O ALPHATEC HOLDINGS, INC.
STREET 2: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphatec Holdings, Inc.
CENTRAL INDEX KEY: 0001350653
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 202463898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-431-9286
MAIL ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
edgar.xml
FORM 4 -
X0306
4
2017-08-24
0
0001350653
Alphatec Holdings, Inc.
ATEC
0001492279
Plunkett Michael Joseph
C/O ALPHATEC SPINE, INC.
5818 EL CAMINO REAL
CARLSBAD
CA
92008
0
1
0
0
President and COO
Common Stock
2017-08-24
4
M
0
75000
0.00
A
200127
D
Series A Convertible Preferred Stock
0.00
2017-08-24
4
M
0
150
0.00
D
Common Stock
75000
0
D
Includes 4,166 shares acquired on May 15, 2017, under the Issuer's 2007 Employee Stock Purchase Plan.
Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the Issuer's common stock following the date that shareholders approve such conversion, which approval was obtained on June 15, 2017.
/s/ Michael J. Plunkett
2017-08-24