The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AQUASITION CORP | COM | Y0192H103 | 1,278 | 125,000 | SH | SOLE | N/A | 125,000 | 0 | 0 | |
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 5,332 | 543,000 | SH | SOLE | N/A | 543,000 | 0 | 0 | |
CAPITOL ACQUISITION CORP II | *W EXP 05/15/201 | 14056V113 | 72 | 146,500 | SH | SOLE | N/A | 146,500 | 0 | 0 | |
CBS OUTDOOR AMERS INC | COM | 14987J106 | 19,333 | 591,600 | SH | SOLE | N/A | 160,000 | 0 | 0 | |
CHART ACQUISITION CORP | UNIT 99/99/9999 | 161151204 | 3,258 | 310,000 | SH | SOLE | N/A | 310,000 | 0 | 0 | |
DS HEALTHCARE GROUP INC | COM | 23336Q109 | 2,632 | 1,512,500 | SH | SOLE | N/A | 1,512,500 | 0 | 0 | |
GABELLI CONV & INCOME SECS F | CONV SECS FD | 36240B109 | 344 | 54,700 | SH | SOLE | N/A | 5,700 | 0 | 0 | |
GABELLI MULTIMEDIA TR INC | RIGHT 07/18/2014 | 36239Q141 | 16 | 103,300 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
GABELLI MULTIMEDIA TR INC | COM | 36239Q109 | 923 | 93,300 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 18,150 | 500,000 | SH | Call | SOLE | N/A | 500,000 | 0 | 0 |
GLOBAL DEFENSE & NATL SEC SY | COM | 37953N108 | 1,995 | 195,000 | SH | SOLE | N/A | 195,000 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | COM | 425886108 | 1,255 | 129,000 | SH | SOLE | N/A | 129,000 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | *W EXP 01/23/201 | 425886116 | 58 | 129,000 | SH | SOLE | N/A | 129,000 | 0 | 0 | |
IGNYTA INC | COM | 451731103 | 1,515 | 166,666 | SH | SOLE | N/A | 166,666 | 0 | 0 | |
LIPOCINE INC NEW | COM | 53630X104 | 2,033 | 333,333 | SH | SOLE | N/A | 333,333 | 0 | 0 | |
MANDALAY DIGITAL GROUP INC | COM NEW | 562562207 | 1,639 | 415,000 | SH | SOLE | N/A | 415,000 | 0 | 0 | |
MYLAN INC | NOTE 3.750% 9/1 | 628530AJ6 | 9,689 | 2,500,000 | SH | SOLE | N/A | 2,500,000 | 0 | 0 | |
PARKERVISION INC | COM | 701354102 | 4,337 | 2,930,349 | SH | SOLE | N/A | 2,930,349 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 8,431 | 100,000 | SH | Call | SOLE | N/A | 100,000 | 0 | 0 |
ROI ACQUISITION CORP II | COM | 74966G101 | 2,443 | 250,000 | SH | SOLE | N/A | 250,000 | 0 | 0 | |
ROI ACQUISITION CORP II | UNIT 99/99/9999 | 74966G200 | 3,785 | 370,000 | SH | SOLE | N/A | 370,000 | 0 | 0 | |
SILVER EAGLE ACQUISITION COR | COM | 827694100 | 3,691 | 378,125 | SH | SOLE | N/A | 378,125 | 0 | 0 | |
SILVER EAGLE ACQUISITION COR | UNIT 99/99/9999 | 827694209 | 2,510 | 240,000 | SH | SOLE | N/A | 240,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,468 | 7,500 | SH | SOLE | N/A | 5,900 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 48,930 | 250,000 | SH | Call | SOLE | N/A | 250,000 | 0 | 0 |
TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 977 | 1,000,000 | SH | SOLE | N/A | 1,000,000 | 0 | 0 | |
TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 972 | 1,000,000 | SH | SOLE | N/A | 1,000,000 | 0 | 0 | |
VIGGLE INC | COM NEW | 92672V204 | 140 | 32,300 | SH | SOLE | N/A | 32,300 | 0 | 0 | |
VRINGO INC | COM | 92911N104 | 3,330 | 973,576 | SH | SOLE | N/A | 973,576 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 145,609 | 4,400,400 | SH | SOLE | N/A | 4,400,400 | 0 | 0 | |
WL ROSS HLDG CORP | UNIT 99/99/9999 | 92939D203 | 1,548 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 2,415 | 459,064 | SH | SOLE | N/A | 459,064 | 0 | 0 |